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HRM Holdings LLC

Disclosed activity across 1 company

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144789
SEC CIK
0001766416

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Luminar Technologies, Inc./DE

Report date December 02, 2020 · Filed December 09, 2020 · Amendment

Jointly reported with Metropoulos C. Dean

Section 16 reporting ended · disclosed 2020-12-09. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy C. Dean Metropoulos 2015 Delaware Trust100,378 Reported balance After 2020-12-02 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2020-12-02 · Grant · Acquired 100,378 · Balance 100,378

F1: This amendment is being filed to correct the number of shares, which was incorrectly reported in the original Form 4.

F2: On December 2, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of August 24, 2020, by and among Gores Metropoulos, Inc. (the "Issuer"), Luminar Technologies, Inc., a Delaware corporation ("Luminar") and the other parties thereto, the Issuer completed its initial business combination. The shares of Class A common stock, par value $0.0001 per share ("Class A Shares") of the Issuer consist of Class A Shares issued in exchange for shares of Luminar Series X Preferred Stock acquired by a trust for the benefit of Mr. Metropoulos prior to the initial business combination. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F8: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes992,500 Reported balance After 2020-12-02 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2020-12-02 · Exercise / conversion · Acquired 992,500 · Balance 992,500

F3: Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 4 below.

F4: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F8: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Class F Common StockSEC Table II · derivative / convertible securityIndirectSee Footnotes992,500 Reported balance After 2020-12-02 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2020-12-02 · Other · Acquired 992,500 · Balance 992,500

F5: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F6: HRM is a managing member of Gores Metropoulos Sponsor LLC (?Sponsor?). The Sponsor made an in-kind distribution of such shares of Class F Common Stock to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such shares was exempt pursuant to Rule 16a-13 (?Rule 16a-13?) under the Exchange Act.

F4: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F8: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Class F Common StockSEC Table II · derivative / convertible securityIndirectSee Footnotes0 Reported balance After 2020-12-02 transaction · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · 2020-12-02 · Exercise / conversion · Disposed 992,500 · Balance 0

F5: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F3: Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 4 below.

F4: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F8: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Warrants to Purchase Shares of Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-12-02IndirectSee Footnotes3,333,333 Reported balance After 2020-12-02 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2020-12-02 · Other · Acquired 3,333,333 · Balance 3,333,333

F7: The Sponsor made an in-kind distribution of such warrants to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such warrants was exempt pursuant to Rule 16a-13.

F4: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F8: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Filing footnotes · ownership attribution and instrument terms

F1: This amendment is being filed to correct the number of shares, which was incorrectly reported in the original Form 4.

F2: On December 2, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of August 24, 2020, by and among Gores Metropoulos, Inc. (the "Issuer"), Luminar Technologies, Inc., a Delaware corporation ("Luminar") and the other parties thereto, the Issuer completed its initial business combination. The shares of Class A common stock, par value $0.0001 per share ("Class A Shares") of the Issuer consist of Class A Shares issued in exchange for shares of Luminar Series X Preferred Stock acquired by a trust for the benefit of Mr. Metropoulos prior to the initial business combination. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F3: Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 4 below.

F4: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F5: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F6: HRM is a managing member of Gores Metropoulos Sponsor LLC (?Sponsor?). The Sponsor made an in-kind distribution of such shares of Class F Common Stock to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such shares was exempt pursuant to Rule 16a-13 (?Rule 16a-13?) under the Exchange Act.

F7: The Sponsor made an in-kind distribution of such warrants to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such warrants was exempt pursuant to Rule 16a-13.

F8: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2020 Filed Dec 4, 2020 18:38 UTC Luminar Technologies, Inc./DE GMHI · Entity 60962 Exercise / conversionClass F Common Stock · Derivative 992,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002694 · es200117294_4-gmhi.xml · derivative · entry 5

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 992,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F3 · kind: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F2 · price: Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 4 below.

F4 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F4 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F3 · ownership.nature: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F7 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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December 02, 2020 Filed Dec 4, 2020 18:38 UTC Luminar Technologies, Inc./DE GMHI · Entity 60962 OtherWarrants to Purchase Shares of Class A Common Stock · Derivative 3,333,333 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000950142-20-002694 · es200117294_4-gmhi.xml · derivative · entry 4

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,333,333

Underlying: Class A Common Stock · 3,333,333 shares

Expires 2025-12-02

F6 · kind: The Sponsor made an in-kind distribution of such warrants to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such warrants was exempt pursuant to Rule 16a-13.

F6 · price: The Sponsor made an in-kind distribution of such warrants to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such warrants was exempt pursuant to Rule 16a-13.

F3 · ownership.nature: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F7 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 18:38 UTC Luminar Technologies, Inc./DE GMHI · Entity 60962 OtherClass F Common Stock · Derivative 992,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002694 · es200117294_4-gmhi.xml · derivative · entry 3

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 992,500

Underlying: Class A Common Stock · 992,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F5 · kind: HRM is a managing member of Gores Metropoulos Sponsor LLC (?Sponsor?). The Sponsor made an in-kind distribution of such shares of Class F Common Stock to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such shares was exempt pursuant to Rule 16a-13 (?Rule 16a-13?) under the Exchange Act.

F5 · price: HRM is a managing member of Gores Metropoulos Sponsor LLC (?Sponsor?). The Sponsor made an in-kind distribution of such shares of Class F Common Stock to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such shares was exempt pursuant to Rule 16a-13 (?Rule 16a-13?) under the Exchange Act.

F4 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F4 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F3 · ownership.nature: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F7 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 18:38 UTC Luminar Technologies, Inc./DE GMHI · Entity 60962 Exercise / conversionClass A Common Stock 992,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002694 · es200117294_4-gmhi.xml · nonDerivative · entry 2

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 992,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 4 below.

F3 · ownership.nature: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F7 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 18:38 UTC Luminar Technologies, Inc./DE GMHI · Entity 60962 GrantClass A Common Stock 99,993 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002694 · es200117294_4-gmhi.xml · nonDerivative · entry 1

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By C. Dean Metropoulos 2015 Delaware Trust

Disclosed balance after: 99,993

F1 · price: On December 2, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of August 24, 2020, by and among Gores Metropoulos, Inc. (the "Issuer"), Luminar Technologies, Inc., a Delaware corporation ("Luminar") and the other parties thereto, the Issuer completed its initial business combination. The shares of Class A common stock, par value $0.0001 per share ("Class A Shares") of the Issuer consist of Class A Shares issued in exchange for shares of Luminar Series X Preferred Stock acquired by a trust for the benefit of Mr. Metropoulos prior to the initial business combination. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F7 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
December 02, 2020 Filed Dec 9, 2020 16:18 UTC Amendment Luminar Technologies, Inc./DE GMHI · Entity 60962 Exercise / conversionClass F Common Stock · Derivative 992,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002714 · es200118390_4a1-gmhi.xml · derivative · entry 5

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 992,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F3 · kind: Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 4 below.

F3 · price: Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 4 below.

F5 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F5 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F4 · ownership.nature: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F8 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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December 02, 2020 Filed Dec 9, 2020 16:18 UTC Amendment Luminar Technologies, Inc./DE GMHI · Entity 60962 OtherWarrants to Purchase Shares of Class A Common Stock · Derivative 3,333,333 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000950142-20-002714 · es200118390_4a1-gmhi.xml · derivative · entry 4

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,333,333

Underlying: Class A Common Stock · 3,333,333 shares

Expires 2025-12-02

F7 · kind: The Sponsor made an in-kind distribution of such warrants to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such warrants was exempt pursuant to Rule 16a-13.

F7 · price: The Sponsor made an in-kind distribution of such warrants to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such warrants was exempt pursuant to Rule 16a-13.

F4 · ownership.nature: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F8 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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December 02, 2020 Filed Dec 9, 2020 16:18 UTC Amendment Luminar Technologies, Inc./DE GMHI · Entity 60962 OtherClass F Common Stock · Derivative 992,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002714 · es200118390_4a1-gmhi.xml · derivative · entry 3

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 992,500

Underlying: Class A Common Stock · 992,500 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F6 · kind: HRM is a managing member of Gores Metropoulos Sponsor LLC (?Sponsor?). The Sponsor made an in-kind distribution of such shares of Class F Common Stock to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such shares was exempt pursuant to Rule 16a-13 (?Rule 16a-13?) under the Exchange Act.

F6 · price: HRM is a managing member of Gores Metropoulos Sponsor LLC (?Sponsor?). The Sponsor made an in-kind distribution of such shares of Class F Common Stock to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer?s initial business combination. The receipt of such shares was exempt pursuant to Rule 16a-13 (?Rule 16a-13?) under the Exchange Act.

F5 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F5 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, shares of Class F common stock, par value $0.0001 per share (the ?Class F Shares?) have no expiration date and automatically converted into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading ?Description of Securities?Founder Shares? in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F4 · ownership.nature: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F8 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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December 02, 2020 Filed Dec 9, 2020 16:18 UTC Amendment Luminar Technologies, Inc./DE GMHI · Entity 60962 Exercise / conversionClass A Common Stock 992,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002714 · es200118390_4a1-gmhi.xml · nonDerivative · entry 2

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 992,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Upon the completion of the Issuer's initial business combination described in footnote 1 above, the Issuer's Class F Shares (as defined below) automatically converted into Class A Shares, as described in footnote 4 below.

F4 · ownership.nature: The securities reported in this transaction are held of record by HRM Holdings LLC (?HRM?). Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM.

F8 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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December 02, 2020 Filed Dec 9, 2020 16:18 UTC Amendment Luminar Technologies, Inc./DE GMHI · Entity 60962 GrantClass A Common Stock 100,378 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-20-002714 · es200118390_4a1-gmhi.xml · nonDerivative · entry 1

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman

HRM Holdings LLC · CIK 0001766416 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By C. Dean Metropoulos 2015 Delaware Trust

Disclosed balance after: 100,378

F1 · shares: This amendment is being filed to correct the number of shares, which was incorrectly reported in the original Form 4.

F2 · price: On December 2, 2020, pursuant to that certain Agreement and Plan of Merger, dated as of August 24, 2020, by and among Gores Metropoulos, Inc. (the "Issuer"), Luminar Technologies, Inc., a Delaware corporation ("Luminar") and the other parties thereto, the Issuer completed its initial business combination. The shares of Class A common stock, par value $0.0001 per share ("Class A Shares") of the Issuer consist of Class A Shares issued in exchange for shares of Luminar Series X Preferred Stock acquired by a trust for the benefit of Mr. Metropoulos prior to the initial business combination. The issuance of the shares was approved by the Issuer's board of directors pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F1 · balance_after: This amendment is being filed to correct the number of shares, which was incorrectly reported in the original Form 4.

F8 · ownership.nature: Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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March 18, 2019 Filed Mar 20, 2019 19:09 UTC Luminar Technologies, Inc./DE GMHI · Entity 60962 Disposition to issuerClass F Common Stock · Derivative 390,625 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-008593 · doc4.xml · derivative · entry 1

Metropoulos C. Dean · CIK 0001690023 · Director · Chairman · 10% owner

HRM Holdings LLC · CIK 0001766416 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,962,500

Underlying: Class A Common Stock · 390,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Metropoulos, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F2 · kind: Consists of the Reporting Persons' (as defined below) pecuniary interest in 390,625, or 50%, of the aggregate of 781,250 shares of Class F common stock forfeited by Gores Metropoulos Sponsor LLC ("Sponsor"), of which HRM Holdings LLC (together with C. Dean Metropoulos, the "Reporting Persons") is a managing member. The Sponsor forfeited the 781,250 shares of Class F common stock to the Issuer for no consideration, which was exempted pursuant to Rule 16b-3(e), in connection with the election of the underwriters of the Issuer's initial public offering not to exercise the remaining unused portion of the over-allotment option.

F2 · price: Consists of the Reporting Persons' (as defined below) pecuniary interest in 390,625, or 50%, of the aggregate of 781,250 shares of Class F common stock forfeited by Gores Metropoulos Sponsor LLC ("Sponsor"), of which HRM Holdings LLC (together with C. Dean Metropoulos, the "Reporting Persons") is a managing member. The Sponsor forfeited the 781,250 shares of Class F common stock to the Issuer for no consideration, which was exempted pursuant to Rule 16b-3(e), in connection with the election of the underwriters of the Issuer's initial public offering not to exercise the remaining unused portion of the over-allotment option.

F1 · derivative.exercise_date: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Metropoulos, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F1 · derivative.expiration_date: Pursuant to the Amended and Restated Certificate of Incorporation of Gores Metropoulos, Inc. (the "Issuer"), shares of Class F common stock, par value $0.0001 per share (the "Class F Shares") have no expiration date and (i) are convertible into shares of Class A common stock, par value $0.0001 per share ("Class A Shares"), of the Issuer at any time at the option of the holder on a one-for-one basis and (ii) will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, in each case, subject to adjustment as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-228739).

F2 · ownership.nature: Consists of the Reporting Persons' (as defined below) pecuniary interest in 390,625, or 50%, of the aggregate of 781,250 shares of Class F common stock forfeited by Gores Metropoulos Sponsor LLC ("Sponsor"), of which HRM Holdings LLC (together with C. Dean Metropoulos, the "Reporting Persons") is a managing member. The Sponsor forfeited the 781,250 shares of Class F common stock to the Issuer for no consideration, which was exempted pursuant to Rule 16b-3(e), in connection with the election of the underwriters of the Issuer's initial public offering not to exercise the remaining unused portion of the over-allotment option.

F3 · ownership.nature: Mr. Metropoulos is the managing member of HRM Holdings LLC and various trusts for the benefit of Mr. Metropoulos and members of his immediate family are the members of HRM Holdings LLC. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.