Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Approach Resources IncAREX · Entity 152620 | Director | July 03, 2017 | July 05, 2017 |
| Carbon Energy CorpCRBO · Entity 146285 | Director | May 21, 2019 | May 23, 2019 |
| OGE ENERGY CORP.OGE · Entity 3554 | Director | December 08, 2020 | December 10, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Approach Resources Inc
Report date July 03, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,721 |
Reported balance
After 2017-07-03 transaction · row 1
1 source rowRow 1 · 2017-07-03 · Grant · Acquired 3,541 · Balance 122,721 F1: Represents shares of the issuer's common stock awarded to the reporting person for payment of director fees. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the issuer's common stock awarded to the reporting person for payment of director fees.
Carbon Energy Corp
Report date May 21, 2019 · Filed May 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 37,000 |
Reported balance
After 2019-05-21 transaction · row 1
1 source rowRow 1 · 2019-05-21 · Grant · Acquired 5,000 · Balance 37,000 F1: Restricted stock grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock grant.
OGE ENERGY CORP.
Report date December 08, 2020 · Filed December 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Equiv UnitsSEC Table II · derivative / convertible security | Direct | 40,793.329 |
Reported balance
After 2020-12-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-08 · Grant · Acquired 3,995.083 · Balance 40,793.329 F1: Security converts to common stock on a one-for-one basis. F2: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F3: The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Security converts to common stock on a one-for-one basis.
F2: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service.
F3: The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2020 Filed Dec 10, 2020 23:30 UTC | OGE ENERGY CORP. OGE · Entity 3554 | GrantStock Equiv Units · Derivative | 3,995.083 | $32.54 | $130,000.00 |
DisclosureSEC source: 0001021635-20-000170 · wf-form4_160764299423297.xml · derivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,793.329 Underlying: Com Stk · 3,995.083 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F2 · derivative.expiration_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F3 · balance_after: The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11. Read SEC document |
| December 10, 2019 Filed Dec 11, 2019 23:55 UTC | OGE ENERGY CORP. OGE · Entity 3554 | GrantStock Equiv Units · Derivative | 3,043.071 | $42.72 | $129,999.99 |
DisclosureSEC source: 0001021635-19-000133 · wf-form4_157610853231984.xml · derivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,170.921 Underlying: Com Stk · 3,043.071 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F2 · derivative.expiration_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F3 · balance_after: The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11. Read SEC document |
| May 21, 2019 Filed May 23, 2019 13:41 UTC | Carbon Energy Corp CRBO · Entity 146285 | GrantCOMMON STOCK | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009471 · ownership.xml · nonDerivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 F1 · kind: Restricted stock grant. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 22:43 UTC | OGE ENERGY CORP. OGE · Entity 3554 | GrantStock Equiv Units · Derivative | 3,028.1 | $41.28 | $124,999.97 |
DisclosureSEC source: 0001021635-18-000125 · wf-form4_154474101522703.xml · derivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,022.582 Underlying: Com Stk · 3,028.1 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F2 · derivative.expiration_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F3 · balance_after: The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 15:44 UTC | Carbon Energy Corp CRBO · Entity 146285 | GrantCOMMON STOCK | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-004169 · f4040518brandi_carbonnatural.xml · nonDerivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 F1 · acquired: Restricted stock grant. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 23:59 UTC | OGE ENERGY CORP. OGE · Entity 3554 | GrantStock Equiv Units · Derivative | 3,209.805 | $34.27 | $110,000.02 |
DisclosureSEC source: 0001021635-17-000112 · wf-form4_151269116241772.xml · derivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,909.107 Underlying: Com Stk · 3,209.805 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F2 · derivative.expiration_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F3 · balance_after: The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 18:05 UTC | Approach Resources Inc AREX · Entity 152620 | GrantCommon Stock | 3,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043571 · doc4.xml · nonDerivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,721 F1 · shares: Represents shares of the issuer's common stock awarded to the reporting person for payment of director fees. Read SEC document |
| March 20, 2017 Filed Apr 13, 2017 19:26 UTC | Carbon Energy Corp CRBO · Entity 146285 | GrantCOMMON STOCK | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-17-003729 · f4032017brandi_carbon.xml · nonDerivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 F1 · kind: Restricted stock grant. F2 · balance_after: On March 15, 2017, Carbon Natural Gas Company (the "Issuer") effected a one for twenty reverse stock split of the Issuer's issued and outstanding common stock, as reported on the Current Report on Form 8-K filed by the Issuer with the SEC on March 16, 2017. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 18:14 UTC | Approach Resources Inc AREX · Entity 152620 | GrantCommon Stock | 22,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019704 · doc4.xml · nonDerivative · entry 2 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,180 F2 · shares: Represents shares of the issuer's common stock awarded to the reporting person for payment of director fees. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 23:01 UTC | OGE ENERGY CORP. OGE · Entity 3554 | GrantStock Equiv Units · Derivative | 3,277.153 | $32.04 | $104,999.98 |
DisclosureSEC source: 0001021635-16-000281 · wf-form4_148123808889053.xml · derivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,881.796 Underlying: Com Stk · 3,277.153 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F2 · derivative.expiration_date: The Common Stock Units were accrued under the Deferred Compensation Plan of OGE Energy Corp. and are to be settled 100% in cash at a specified future date or following termination of service. F3 · balance_after: The total includes shares acquired through the reinvestment of dividends that were exempt from reporting pursuant to Rule 16a-11. Read SEC document |
| December 11, 2014 Filed Mar 9, 2017 18:14 UTC | Approach Resources Inc AREX · Entity 152620 | Disposition to issuerCommon Stock | 400 | $5.67 | $2,268.00 |
DisclosureSEC source: 0001209191-17-019704 · doc4.xml · nonDerivative · entry 1 Brandi James H · CIK 0001365524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 0 F1 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.