Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | SEVP, Chief Admin Officer | December 10, 2020 | December 15, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date December 10, 2020 · Filed December 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,619 |
Reported balance
After 2020-12-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-12-10 · Sale · Disposed 6,200 · Balance 36,619 F2: Includes 308.92 shares acquired through dividend reinvestment year-to-date. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 20,093 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,093 F1: Includes 758.331 shares acquired through dividend reinvestment year-to-date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 758.331 shares acquired through dividend reinvestment year-to-date.
F2: Includes 308.92 shares acquired through dividend reinvestment year-to-date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2020 Filed Dec 15, 2020 17:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 6,200 | $30.00 | $186,000.00 |
DisclosureSEC source: 0001437749-20-025364 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,619 F2 · balance_after: Includes 308.92 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 21:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 8,101 | $31.00 | $251,131.00 |
DisclosureSEC source: 0001437749-20-024521 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,754 F2 · balance_after: Includes 244.591 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:10 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 8,080 | $30.37 | $245,389.60 |
DisclosureSEC source: 0001437749-20-012757 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,699 F2 · balance_after: Includes 88.236 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · derivative · entry 8 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F5 · shares: Of the previously reported target award of 3,889 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F8 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F8 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 7,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · derivative · entry 7 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F4 · shares: Of the previously reported target award of 7,779 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F8 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F8 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 4,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · derivative · entry 6 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F3 · shares: Of the previously reported target award of 4,050 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F8 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F8 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 8,926 | $21.68 | $193,515.68 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · nonDerivative · entry 5 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,779 F6 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. F2 · balance_after: Includes 88.236 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 6,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · nonDerivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Of the previously reported target award of 3,889 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F2 · balance_after: Includes 88.236 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 12,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Of the previously reported target award of 7,779 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F2 · balance_after: Includes 88.236 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 6,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007160 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 4,050 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F2 · balance_after: Includes 88.236 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| December 13, 2019 Filed Feb 13, 2020 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 156.867 | $37.87 | $5,941.18 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 8 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 19,335.36 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| December 12, 2019 Filed Feb 13, 2020 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 49.336 | $37.78 | $1,863.91 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,806.93 F1 · kind: Dividend Reinvestment. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 22:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 8,968 | $37.10 | $332,712.80 |
DisclosureSEC source: 0001437749-19-021993 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,757.59 F2 · balance_after: Includes 154.245 shares acquired through dividend reinvestment year-to-date. Read SEC document |
| September 16, 2019 Filed Feb 13, 2020 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 165.256 | $35.64 | $5,889.31 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 7 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 19,335.36 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| September 13, 2019 Filed Feb 13, 2020 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 51.603 | $35.81 | $1,847.90 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,806.93 F1 · kind: Dividend Reinvestment. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 8,481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014389 · rdgdoc.xml · derivative · entry 5 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,481 Underlying: Common Stock · 8,481 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 4,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014389 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,240 Underlying: Common Stock · 4,240 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 23:22 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 4,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-014389 · rdgdoc.xml · derivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,051 Underlying: Common Stock · 4,051 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on January 31, 2022, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2020 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| June 14, 2019 Filed Feb 13, 2020 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 170.047 | $34.32 | $5,836.47 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 6 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 19,335.36 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| June 13, 2019 Filed Feb 13, 2020 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 52.79 | $34.70 | $1,831.55 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,806.93 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 15, 2019 Filed Feb 13, 2020 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 158.863 | $36.45 | $5,790.18 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 5 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 19,335.36 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| March 14, 2019 Filed Feb 13, 2020 23:24 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 49.852 | $36.43 | $1,816.11 |
DisclosureSEC source: 0001437749-20-002637 · rdgdoc.xml · nonDerivative · entry 1 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,806.93 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 23:27 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 883 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004825 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F4 · derivative.exercise_date: The Reporting Person previously reported the award of 863 restricted stock units, based on a closing stock price as of March 9, 2018, on Form 4 filed March 13, 2018. The actual number of restricted stock units issued was 883 based on a closing stock price as of March 8, 2018. In addition, such restricted stock units actually vested in full on the date of grant, with the shares of common stock to be distributed on the first anniversary of the date of the grant or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F4 · derivative.expiration_date: The Reporting Person previously reported the award of 863 restricted stock units, based on a closing stock price as of March 9, 2018, on Form 4 filed March 13, 2018. The actual number of restricted stock units issued was 883 based on a closing stock price as of March 8, 2018. In addition, such restricted stock units actually vested in full on the date of grant, with the shares of common stock to be distributed on the first anniversary of the date of the grant or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 23:27 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 306 | $36.53 | $11,178.18 |
DisclosureSEC source: 0001437749-19-004825 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,571.35 F3 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 23:27 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-004825 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,877.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 9,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004117 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F2 · shares: Of the previously reported target award of 9,233 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 5,145 | $38.36 | $197,362.20 |
DisclosureSEC source: 0001437749-19-004117 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,994.35 F4 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 14,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004117 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,139.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:19 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 9,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000217 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F4 · shares: Of the previously reported target award of 9,844 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:19 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 3,169 | $33.53 | $106,256.57 |
DisclosureSEC source: 0001437749-19-000217 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,262.35 F3 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F6 · shares: Shares withheld by the Registrant to satisfy tax withholding requirements on vesting of restricted stock units, based on closing price on December 31, 2018. F2 · balance_after: Includes 145.509 shares acquired through dividend reinvestment year-to-date Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:19 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 8,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000217 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,431.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F2 · balance_after: Includes 145.509 shares acquired through dividend reinvestment year-to-date Read SEC document |
| December 14, 2018 Filed Feb 14, 2019 01:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 161.508 | $35.54 | $5,740.48 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 8 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 18,689.58 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| December 13, 2018 Filed Feb 14, 2019 01:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 49.397 | $36.46 | $1,800.77 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,262.35 F1 · kind: Dividend Reinvestment. Read SEC document |
| September 19, 2018 Filed Feb 14, 2019 01:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 105.298 | $42.11 | $4,433.86 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 7 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 18,689.58 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| September 14, 2018 Filed Feb 14, 2019 01:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 32.727 | $42.36 | $1,386.32 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,262.35 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 13, 2018 Filed Feb 14, 2019 01:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 103.063 | $42.52 | $4,382.37 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 6 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 18,689.58 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| June 11, 2018 Filed Feb 14, 2019 01:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 31.88 | $43.25 | $1,378.65 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,262.35 F1 · kind: Dividend Reinvestment. Read SEC document |
| June 06, 2018 Filed Jun 9, 2018 00:25 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | SaleCommon Stock | 6,409 | $43.00 | $275,587.00 |
DisclosureSEC source: 0001437749-18-011520 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,813.37 F2 · balance_after: Includes 31.534 shares acquired through dividend reinvestment year-to-date Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 23:25 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 7,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-005000 · rdgdoc.xml · derivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,121 Underlying: Common Stock · 7,121 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock uppn vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock uppn vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock uppn vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 01:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 102.658 | $42.75 | $4,388.68 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 5 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 18,689.58 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| March 12, 2018 Filed Feb 14, 2019 01:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 31.505 | $43.52 | $1,371.10 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 1 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,262.35 F1 · kind: Dividend Reinvestment. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 22:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-004543 · rdgdoc.xml · derivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863 Underlying: Common Stock · 863 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 9, 2018, the Issuer granted to the Reporting Person 863 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 9, 2018, the Issuer granted to the Reporting Person 863 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:20 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 6,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003876 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of the previously reported target award of 6,257 shares of restricted stock unit, 110.641% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:20 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 2,570 | $41.22 | $105,935.40 |
DisclosureSEC source: 0001437749-18-003876 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,190.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:20 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 7,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003876 · rdgdoc.xml · nonDerivative · entry 1 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,760.84 F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 6,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000208 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 4,137 | $42.64 | $176,401.68 |
DisclosureSEC source: 0001437749-18-000208 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,329.84 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:13 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 10,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000208 · rdgdoc.xml · nonDerivative · entry 1 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,466.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:02 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 3,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021265 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,568 Underlying: Common Stock · 3,568 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:02 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 3,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021265 · rdgdoc.xml · derivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 Underlying: Common Stock · 3,756 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.