Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | CHIEF FINANCIAL OFFICER | September 13, 2020 | December 15, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date September 13, 2020 · Filed December 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.31 · Expires 2027-09-13 | Direct | 300,000 |
Reported balance
After 2020-09-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-13 · Grant · Acquired 300,000 · Balance 300,000 F2: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan as amended. F1: One quarter (1/4) of the options vest on each anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: One quarter (1/4) of the options vest on each anniversary of the grant date.
F2: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan as amended.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2020 Filed Dec 15, 2020 21:51 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 300,000 | $0.00 Strike: $0.31 | $0.00 |
DisclosureSEC source: 0001415889-20-002922 · form4-12152020_061242.xml · derivative · entry 1 Jones Diane · CIK 0001831947 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common stock · 300,000 shares Expires 2027-09-13 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan as amended. F1 · derivative.exercise_date: One quarter (1/4) of the options vest on each anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.