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Alderson Christopher D

Disclosed activity across 1 company

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144623
SEC CIK
0001456872

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PRICE T ROWE GROUP INCTROW · Entity 3212Vice PresidentDecember 15, 2020December 16, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRICE T ROWE GROUP INC

Report date December 15, 2020 · Filed December 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect332,256.367 Ending reported balance After 2020-12-15 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2020-12-15 · Exercise / conversion · Acquired 4,000 · Balance 336,256.367

Row 2 · 2020-12-15 · Exercise / conversion · Acquired 4,100 · Balance 340,356.367

Row 3 · 2020-12-15 · Sale · Disposed 4,000 · Balance 336,356.367

F1: The range of prices for this transaction were $149.26 to $150.11. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2020-12-15 · Sale · Disposed 4,100 · Balance 332,256.367

F1: The range of prices for this transaction were $149.26 to $150.11. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $80.95 · Expires 2025-02-19Direct0 Reported balance After 2020-12-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-12-15 · Exercise / conversion · Disposed 4,100 · Balance 0

F2: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $70.92 · Expires 2025-09-10Direct0 Reported balance After 2020-12-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-12-15 · Exercise / conversion · Disposed 4,000 · Balance 0

F3: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Filing footnotes · ownership attribution and instrument terms

F1: The range of prices for this transaction were $149.26 to $150.11. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

F3: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2019 Filed Feb 22, 2019 13:40 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 689 $70.33 $48,457.37
Disclosure

SEC source: 0001562180-19-001229 · primarydocument.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,164.158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:28 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 4.444 $91.13 $404.98
Disclosure

SEC source: 0001562180-19-001010 · primarydocument.xml · nonDerivative · entry 4

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,475.158

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:28 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 19,649 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001010 · primarydocument.xml · nonDerivative · entry 3

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,470.714

F1 · shares: On February 13, 2019, the Executive Compensation and Management Development Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on February 28, 2019.

Read SEC document
January 10, 2019 Filed Feb 15, 2019 16:28 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GiftCommon Stock 262,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001010 · primarydocument.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,821.714

Read SEC document
January 10, 2019 Filed Feb 15, 2019 16:28 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GiftCommon Stock 262,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001010 · primarydocument.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 0

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:07 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 3.667 $109.85 $402.84
Disclosure

SEC source: 0001127602-18-036026 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,821.714

Read SEC document
December 10, 2018 Filed Dec 12, 2018 18:07 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 5,681 $92.22 $523,929.66
Disclosure

SEC source: 0001127602-18-036026 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,818.047

Read SEC document
July 26, 2018 Filed Jul 30, 2018 13:23 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Options (Right to Buy) · Derivative 40,921 $0.00 Strike: $67.56 $0.00
Disclosure

SEC source: 0001127602-18-023989 · form4.xml · derivative · entry 8

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,921 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 13:23 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Options (Right to Buy) · Derivative 41,639 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001127602-18-023989 · form4.xml · derivative · entry 7

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,639 shares

Expires 2020-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 09/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 13:23 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 31,282 $121.60 $3,803,891.20
Disclosure

SEC source: 0001127602-18-023989 · form4.xml · nonDerivative · entry 5

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,499.047

Read SEC document
July 26, 2018 Filed Jul 30, 2018 13:23 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 41,639 $121.89 $5,075,365.22
Disclosure

SEC source: 0001127602-18-023989 · form4.xml · nonDerivative · entry 4

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,781.047

F2 · price: The range of prices for this transaction were $121.60 to $122.47. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 13:23 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 40,921 $67.56 $2,764,675.96
Disclosure

SEC source: 0001127602-18-023989 · form4.xml · nonDerivative · entry 3

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,420.047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 13:23 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 41,639 $45.79 $1,906,787.22
Disclosure

SEC source: 0001127602-18-023989 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,499.047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 13:23 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 10.187 $110.20 $1,122.60
Disclosure

SEC source: 0001127602-18-023989 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,860.047

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 19, 2017 Filed Dec 27, 2017 21:00 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035534 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,849.86

Read SEC document
December 18, 2017 Filed Dec 20, 2017 13:48 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Options (Right to Buy) · Derivative 41,639 $0.00 Strike: $47.65 $0.00
Disclosure

SEC source: 0001127602-17-035236 · form4.xml · derivative · entry 6

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,639 shares

Expires 2020-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 2/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 13:48 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Options (Right to Buy) · Derivative 49,966 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0001127602-17-035236 · form4.xml · derivative · entry 5

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,966 shares

Expires 2019-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 13:48 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 91,605 $103.28 $9,460,717.07
Disclosure

SEC source: 0001127602-17-035236 · form4.xml · nonDerivative · entry 3

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,849.86

F1 · price: The range of prices for this transaction were $103.02 to $103.64. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 13:48 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 41,639 $47.65 $1,983,990.09
Disclosure

SEC source: 0001127602-17-035236 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,454.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 13:48 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 49,966 $43.37 $2,167,150.34
Disclosure

SEC source: 0001127602-17-035236 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,815.86

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 14:45 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 3.582 $89.72 $321.38
Disclosure

SEC source: 0001127602-17-034432 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,849.86

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 14:45 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 6,808 $102.83 $700,052.34
Disclosure

SEC source: 0001127602-17-034432 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,846.278

F1 · shares: These shares were sold to pay for taxes on restricted stock units that vested on 12/08/2017.

Read SEC document
September 06, 2017 Filed Sep 19, 2017 14:44 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 12,348 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027658 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,654.278

F2 · shares: On September 6, 2017, the Executive Compensation and Management Development Committee (ECMDC) formerly known as Executive Compensation Committee, certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 8, 2017.

Read SEC document
September 06, 2017 Filed Sep 19, 2017 14:44 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 8.938 $74.26 $663.78
Disclosure

SEC source: 0001127602-17-027658 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,306.278

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:27 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 3.917 $76.22 $298.55
Disclosure

SEC source: 0001127602-17-006561 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,297.34

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 20:27 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 12,098 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006561 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,293.423

F1 · shares: On February 15, 2017, the Executive Compensation and Management Development Committee (ECMDC) formerly known as Executive Compensation Committee, certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 8, 2017.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 14:53 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · nonDerivative · entry 4

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,195.423

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Options (Right to Buy) · Derivative 49,966 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · derivative · entry 7

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,966 shares

Expires 2019-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 2/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Options (Right to Buy) · Derivative 83,278 $0.00 Strike: $54.83 $0.00
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · derivative · entry 6

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,278 shares

Expires 2018-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 133,244 $77.67 $10,349,061.48
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · nonDerivative · entry 3

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,195.423

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 49,966 $26.39 $1,318,527.79
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,439.423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:53 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 83,278 $54.83 $4,566,374.25
Disclosure

SEC source: 0001127602-16-070747 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,473.423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:19 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 4,512 $76.72 $346,155.23
Disclosure

SEC source: 0001127602-16-069846 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,195.423

F2 · shares: These shares were sold to pay for taxes on Restricted Stock that vested on 12/9/2016.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 18:19 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 4.47 $66.34 $296.52
Disclosure

SEC source: 0001127602-16-069846 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,707.423

F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 12:13 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 25.803 $74.56 $1,923.93
Disclosure

SEC source: 0001127602-16-062296 · form4.xml · nonDerivative · entry 2

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,702.953

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
September 07, 2016 Filed Sep 9, 2016 12:13 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062296 · form4.xml · nonDerivative · entry 1

Alderson Christopher D · CIK 0001456872 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,677.15

F1 · shares: On September 7, 2016, the Executive Compensation Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 9, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.