Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRICE T ROWE GROUP INCTROW · Entity 3212 | Vice President | December 15, 2020 | December 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRICE T ROWE GROUP INC
Report date December 15, 2020 · Filed December 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 332,256.367 |
Ending reported balance
After 2020-12-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-12-15 · Exercise / conversion · Acquired 4,000 · Balance 336,256.367 Row 2 · 2020-12-15 · Exercise / conversion · Acquired 4,100 · Balance 340,356.367 Row 3 · 2020-12-15 · Sale · Disposed 4,000 · Balance 336,356.367 F1: The range of prices for this transaction were $149.26 to $150.11. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2020-12-15 · Sale · Disposed 4,100 · Balance 332,256.367 F1: The range of prices for this transaction were $149.26 to $150.11. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $80.95 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2020-12-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-12-15 · Exercise / conversion · Disposed 4,100 · Balance 0 F2: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $70.92 · Expires 2025-09-10 | Direct | 0 |
Reported balance
After 2020-12-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-12-15 · Exercise / conversion · Disposed 4,000 · Balance 0 F3: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016. |
Filing footnotes · ownership attribution and instrument terms
F1: The range of prices for this transaction were $149.26 to $150.11. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F3: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2020 Filed Dec 16, 2020 19:14 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Option · Derivative | 4,000 | $0.00 Strike: $70.92 | $0.00 |
DisclosureSEC source: 0001562180-20-007301 · primarydocument.xml · derivative · entry 6 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2025-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 19:14 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Option · Derivative | 4,100 | $0.00 Strike: $80.95 | $0.00 |
DisclosureSEC source: 0001562180-20-007301 · primarydocument.xml · derivative · entry 5 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,100 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 19:14 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 4,100 | $149.88 | $614,492.01 |
DisclosureSEC source: 0001562180-20-007301 · primarydocument.xml · nonDerivative · entry 4 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,256.367 F1 · price: The range of prices for this transaction were $149.26 to $150.11. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 19:14 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 4,000 | $149.40 | $597,589.20 |
DisclosureSEC source: 0001562180-20-007301 · primarydocument.xml · nonDerivative · entry 3 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,356.367 F1 · price: The range of prices for this transaction were $149.26 to $150.11. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 19:14 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 4,100 | $80.95 | $331,892.13 |
DisclosureSEC source: 0001562180-20-007301 · primarydocument.xml · nonDerivative · entry 2 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,356.367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 19:14 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 4,000 | $70.92 | $283,680.00 |
DisclosureSEC source: 0001562180-20-007301 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,256.367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 13:56 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 2,043 | $149.07 | $304,553.07 |
DisclosureSEC source: 0001562180-20-007219 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,256.367 Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:20 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 4.221 | $128.90 | $544.07 |
DisclosureSEC source: 0001562180-20-007167 · primarydocument.xml · nonDerivative · entry 2 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,299.367 F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:20 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 8,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007167 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,295.146 F1 · shares: 12/8/2020 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 10, 2021. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 10, 2024. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 18:00 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 9.856 | $128.58 | $1,267.24 |
DisclosureSEC source: 0001562180-20-005270 · primarydocument.xml · nonDerivative · entry 3 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,134.146 F3 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 18:00 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 40,300 | $134.56 | $5,422,768.00 |
DisclosureSEC source: 0001562180-20-005270 · primarydocument.xml · nonDerivative · entry 2 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,124.29 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.50 to $134.6750, inclusive. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 18:00 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 59,700 | $134.17 | $8,009,949.00 |
DisclosureSEC source: 0001562180-20-005270 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,424.29 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.50 to $134.49, inclusive. The reporting person undertakes to provide to the Company, any security holder or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:24 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 119 | $118.01 | $14,043.19 |
DisclosureSEC source: 0001562180-20-001957 · primarydocument.xml · nonDerivative · entry 2 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,124.29 F1 · shares: These shares were withheld to pay for taxes on Performance Stock Units that vested on 2/28/2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 14:24 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 887 | $118.01 | $104,674.87 |
DisclosureSEC source: 0001562180-20-001957 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,243.29 F1 · shares: These shares were withheld to pay for taxes on Performance Stock Units that vested on 2/28/2020. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 21:24 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 26,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001156 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,130.29 F1 · shares: On February 12, 2020, the Executive Compensation and Management Development Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on February 28, 2020. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Option · Derivative | 16,000 | $0.00 Strike: $70.92 | $0.00 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · derivative · entry 13 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 16,000 shares Expires 2025-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Option · Derivative | 16,399 | $0.00 Strike: $80.95 | $0.00 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · derivative · entry 12 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Underlying: Common Stock · 16,399 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Option · Derivative | 20,499 | $0.00 Strike: $78.44 | $0.00 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · derivative · entry 11 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,499 shares Expires 2024-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Option · Derivative | 4,100 | $0.00 Strike: $77.94 | $0.00 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · derivative · entry 10 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,100 shares Expires 2024-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 16,399 | $137.51 | $2,255,019.93 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 9 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,508.29 F2 · price: The range of prices for this transaction were $136.96 to $137.98. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 16,000 | $137.51 | $2,200,153.60 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 8 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,907.29 F2 · price: The range of prices for this transaction were $136.96 to $137.98. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 4,100 | $137.51 | $563,789.36 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 7 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,907.29 F2 · price: The range of prices for this transaction were $136.96 to $137.98. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 20,499 | $137.51 | $2,818,809.29 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 6 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,007.29 F2 · price: The range of prices for this transaction were $136.96 to $137.98. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 16,399 | $80.95 | $1,327,487.57 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 5 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,506.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 16,000 | $70.92 | $1,134,720.00 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 4 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,107.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 4,100 | $77.94 | $319,571.63 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 3 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,107.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 20,499 | $78.44 | $1,607,980.51 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 2 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,007.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 3.692 | $122.07 | $450.68 |
DisclosureSEC source: 0001562180-20-001041 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,508.29 F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 23:00 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 3,502 | $122.54 | $429,118.97 |
DisclosureSEC source: 0001562180-19-006060 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,504.598 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:04 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 3.952 | $113.37 | $448.05 |
DisclosureSEC source: 0001562180-19-005909 · primarydocument.xml · nonDerivative · entry 2 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,006.598 F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:04 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 10,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005909 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,002.646 F1 · shares: 12/3/2019 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 10, 2020. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 8, 2023. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 15:37 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Option · Derivative | 20,499 | $0.00 Strike: $70.29 | $0.00 |
DisclosureSEC source: 0001562180-19-004115 · primarydocument.xml · derivative · entry 7 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,499 shares Expires 2023-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 15:37 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Option · Derivative | 16,399 | $0.00 Strike: $77.94 | $0.00 |
DisclosureSEC source: 0001562180-19-004115 · primarydocument.xml · derivative · entry 6 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 Underlying: Common Stock · 16,399 shares Expires 2024-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 15:37 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 8.488 | $104.63 | $888.08 |
DisclosureSEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 5 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,653.646 F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 15:37 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 16,399 | $114.41 | $1,876,207.95 |
DisclosureSEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 4 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,645.158 Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 15:37 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 20,499 | $114.41 | $2,345,288.54 |
DisclosureSEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 3 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,044.158 F1 · price: The range of prices for this transaction were $113.58 to 114.9350. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 15:37 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 16,399 | $77.94 | $1,278,208.58 |
DisclosureSEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 2 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,543.158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 15:37 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 20,499 | $70.29 | $1,440,782.46 |
DisclosureSEC source: 0001562180-19-004115 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,144.158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 13:49 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002008 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,645.158 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 18:45 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 1,830 | $100.43 | $183,786.90 |
DisclosureSEC source: 0001562180-19-001566 · primarydocument.xml · nonDerivative · entry 1 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,645.158 F1 · shares: These shares were withheld to pay for taxes on Performance Stock Units that vested on 2/28/2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,499 | $69.67 Strike: $69.67 | $1,428,181.73 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · derivative · entry 11 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,499 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,819 | $60.80 Strike: $60.80 | $1,265,761.89 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · derivative · entry 10 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,819 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,819 | $59.07 Strike: $59.07 | $1,229,763.76 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · derivative · entry 9 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,819 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 41,639 | $48.56 Strike: $48.56 | $2,021,989.84 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · derivative · entry 8 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,639 shares Expires 2021-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 09/8/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 689 | $70.33 Strike: $70.33 | $48,457.37 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · derivative · entry 7 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 689 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/1/2012. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 104,465 | $96.94 | $10,127,296.75 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · nonDerivative · entry 6 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,475.158 F1 · price: The range of prices for this transaction were $96.65 to $97.40. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 20,499 | $69.67 | $1,428,181.73 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · nonDerivative · entry 5 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,940.158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 20,819 | $60.80 | $1,265,761.89 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · nonDerivative · entry 4 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,441.158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 20,819 | $59.07 | $1,229,763.76 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · nonDerivative · entry 3 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,622.158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 41,639 | $48.56 | $2,021,989.84 |
DisclosureSEC source: 0001562180-19-001229 · primarydocument.xml · nonDerivative · entry 2 Alderson Christopher D · CIK 0001456872 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,803.158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.