Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.MWK · Entity 8078 | Director · See Remarks | May 09, 2020 | December 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date May 09, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 931,076 |
Reported balance
After 2020-05-09 transaction · row 1
1 source rowRow 1 · 2020-05-09 · Grant · Acquired 45,450 · Balance 931,076 F1: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of June 14, 2020, December 14, 2020, and June 14, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds.
F2: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of June 14, 2020, December 14, 2020, and June 14, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2020 Filed Dec 18, 2020 21:51 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034605 · doc4.xml · nonDerivative · entry 1 HAMAIDE FABRICE · CIK 0001554303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,490 F1 · kind: Represents a restricted stock award ("RSA") of common stock issued under the Issuer's 2018 Equity Incentive Plan. All of the shares subject to the RSA shall vest in full on December 15, 2021. Read SEC document |
| October 23, 2020 Filed Dec 18, 2020 21:53 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 2,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034607 · doc4.xml · nonDerivative · entry 1 HAMAIDE FABRICE · CIK 0001554303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,490 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of December 15, 2020, January 2, 2021 and July 1, 2021. Read SEC document |
| May 09, 2020 Filed Dec 18, 2020 21:58 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 45,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034609 · doc4.xml · nonDerivative · entry 1 HAMAIDE FABRICE · CIK 0001554303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 931,076 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in three equal installments on each of June 14, 2020, December 14, 2020, and June 14, 2021. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 21:02 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 250,649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-008745 · doc4.xml · nonDerivative · entry 1 HAMAIDE FABRICE · CIK 0001554303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,325 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan, of which 62,662 shares vested on March 13, 2020 and the remaining shares shall vest in three equal installments on each of June 14, 2020, December 14, 2020 and June 14, 2021. F2 · price: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan, of which 62,662 shares vested on March 13, 2020 and the remaining shares shall vest in three equal installments on each of June 14, 2020, December 14, 2020 and June 14, 2021. Read SEC document |
| March 13, 2020 Filed Dec 18, 2020 21:48 UTC Amendment | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 250,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-034603 · doc4a.xml · nonDerivative · entry 1 HAMAIDE FABRICE · CIK 0001554303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,626 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to certain forfeitures of shares previously granted pursuant to the 2019 Equity Plan to current employees of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan, of which 62,662 shares vested on March 13, 2020 and the remaining shares shall vest in three equal installments on each of June 14, 2020, December 14, 2020 and June 14, 2021. F3 · balance_after: The original Form 4 incorrectly reported a grant of 250,649 restricted shares and incorrectly reported the number of securities beneficially owned following the reported transaction. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 19:03 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 12,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-028318 · doc4.xml · nonDerivative · entry 1 HAMAIDE FABRICE · CIK 0001554303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,976 F1 · kind: The restricted shares of common stock were granted pursuant to the Issuer's 2019 Equity Plan (the "2019 Equity Plan") due to a forfeiture of shares previously granted pursuant to the 2019 Equity Plan to a former employee of the Issuer. In the event of a forfeiture of shares granted under the 2019 Equity Plan, such shares are automatically reallocated to the remaining participants in the 2019 Equity Plan in proportion to the number of shares covered by outstanding awards granted under the 2019 Equity Plan that each such remaining participant holds. F2 · shares: Comprised of 12,699 shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in four equal installments on each of February 1, 2020, June 14, 2020, December 14, 2020, and June 14, 2021. F2 · price: Comprised of 12,699 shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in four equal installments on each of February 1, 2020, June 14, 2020, December 14, 2020, and June 14, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.