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Banks Samuel Dean Jr

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SEC CIK
0001722101

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CompanyLast reported asReport datePublished
TYSON FOODS, INC.TSN · Entity 3273Director · President and CEONovember 20, 2020December 21, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TYSON FOODS, INC.

Report date November 20, 2020 · Filed December 21, 2020 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.74 · Expires 2030-11-20Direct134,048 Reported balance After 2020-11-20 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2020-11-20 · Grant · Acquired 134,048 · Balance 134,048

F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.

F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.

F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 24, 2020 21:22 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 125,945 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000157 · wf-form4_160625291845010.xml · derivative · entry 4

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,945

Underlying: Class A Common Stock · 125,945 shares

Expires 2030-11-20

F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:22 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 98,781.692 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000157 · wf-form4_160625291845010.xml · derivative · entry 3

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,781.692

Underlying: Class A Common Stock · 98,781.692 shares

Expires not disclosed

F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F5 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:22 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 13,582.483 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000157 · wf-form4_160625291845010.xml · nonDerivative · entry 2

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,178.858

F3 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · balance_after: Includes 4,927.901 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors; 11,973.051 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 13,582.483 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022; and 24,695.423 shares of Restricted Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:22 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 24,695.423 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000157 · wf-form4_160625291845010.xml · nonDerivative · entry 1

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,596.375

F1 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F2 · balance_after: Includes 4,927.901 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors; 11,973.051 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 24,695.423 shares of Restricted Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Dec 21, 2020 14:29 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 134,048 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000187 · wf-form4a_160856096703206.xml · derivative · entry 1

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,048

Underlying: Class A Common Stock · 134,048 shares

Expires 2030-11-20

F1 · kind: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.

F2 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 21:32 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 150,000 $0.00 Strike: $86.73 $0.00
Disclosure

SEC source: 0000100493-20-000112 · wf-form4_160201991028122.xml · derivative · entry 4

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2030-10-05

F3 · kind: These options will vest in entirety on the fifth anniversary of the grant.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 21:32 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 150,000 $0.00 Strike: $69.62 $0.00
Disclosure

SEC source: 0000100493-20-000112 · wf-form4_160201991028122.xml · derivative · entry 3

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2030-10-05

F3 · kind: These options will vest in entirety on the fifth anniversary of the grant.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 21:32 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 150,000 $0.00 Strike: $59.00 $0.00
Disclosure

SEC source: 0000100493-20-000112 · wf-form4_160201991028122.xml · derivative · entry 2

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2030-10-05

F3 · kind: These options will vest in entirety on the fifth anniversary of the grant.

Read SEC document
September 16, 2020 Filed Oct 6, 2020 21:32 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 358.606 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000112 · wf-form4_160201991028122.xml · nonDerivative · entry 1

Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900.952

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 4,927.901 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors, and 11,973.051 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable Stock Incentive Agreement is achieved.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 15:39 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 62,926 $0.00 Strike: $91.39 $0.00
Disclosure

SEC source: 0000100493-19-000174 · wf-form4_157737472445474.xml · derivative · entry 4

Banks Samuel Dean Jr · CIK 0001722101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,926

Underlying: Class A Common Stock · 62,926 shares

Expires 2029-12-23

F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 15:39 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 46,876.03 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-19-000174 · wf-form4_157737472445474.xml · derivative · entry 3

Banks Samuel Dean Jr · CIK 0001722101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,876.03

Underlying: Class A Common Stock · 46,876.03 shares

Expires not disclosed

F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F5 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 15:39 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 11,719.006 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000174 · wf-form4_157737472445474.xml · nonDerivative · entry 2

Banks Samuel Dean Jr · CIK 0001722101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,542.346

F3 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable Stock Incentive Award Agreement (the "SIA") is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires.

F4 · balance_after: Includes 4,823.34 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors and 11,719.006 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 15:39 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 92.521 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000174 · wf-form4_157737472445474.xml · nonDerivative · entry 1

Banks Samuel Dean Jr · CIK 0001722101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,823.34

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 4,823.34 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:32 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 2,661.344 $60.12 $160,000.00
Disclosure

SEC source: 0000100493-19-000034 · wf-form4_154990272461404.xml · nonDerivative · entry 2

Banks Samuel Dean Jr · CIK 0001722101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,730.819

F3 · kind: Represents a stock award for shares of the Issuer's Class A Common Stock having a value of $160,000 granted on the date of election as a director at the Annual Meeting of Shareholders held on February 7, 2019. Per the Deferred Fee Plan for Directors, these shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors.

F4 · balance_after: Includes 4,730.819 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors.

Read SEC document
December 17, 2018 Filed Feb 11, 2019 16:32 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 40.254 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000034 · wf-form4_154990272461404.xml · nonDerivative · entry 1

Banks Samuel Dean Jr · CIK 0001722101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069.475

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 2,069.475 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 19:14 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 2,029.221 $73.92 $150,000.02
Disclosure

SEC source: 0000100493-18-000037 · wf-form4_151846284562133.xml · nonDerivative · entry 1

Banks Samuel Dean Jr · CIK 0001722101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,029.221

F1 · kind: Represents a stock award for shares of the Issuer's Class A Common Stock having a value of $150,000 granted on the date of election as a director at the Annual Meeting of Shareholders held on February 8, 2018. Per the Deferred Fee Plan for Directors, these shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.