Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TYSON FOODS, INC.TSN · Entity 3273 | Director · President and CEO | November 20, 2020 | December 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TYSON FOODS, INC.
Report date November 20, 2020 · Filed December 21, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.74 · Expires 2030-11-20 | Direct | 134,048 |
Reported balance
After 2020-11-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-11-20 · Grant · Acquired 134,048 · Balance 134,048 F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020.
F2: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2020 Filed Nov 24, 2020 21:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 125,945 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0000100493-20-000157 · wf-form4_160625291845010.xml · derivative · entry 4 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,945 Underlying: Class A Common Stock · 125,945 shares Expires 2030-11-20 F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 98,781.692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-20-000157 · wf-form4_160625291845010.xml · derivative · entry 3 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,781.692 Underlying: Class A Common Stock · 98,781.692 shares Expires not disclosed F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 13,582.483 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000157 · wf-form4_160625291845010.xml · nonDerivative · entry 2 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,178.858 F3 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4 · balance_after: Includes 4,927.901 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors; 11,973.051 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 13,582.483 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022; and 24,695.423 shares of Restricted Stock which vest on November 20, 2023. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:22 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 24,695.423 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000157 · wf-form4_160625291845010.xml · nonDerivative · entry 1 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,596.375 F1 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023. F2 · balance_after: Includes 4,927.901 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors; 11,973.051 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 24,695.423 shares of Restricted Stock which vest on November 20, 2023. Read SEC document |
| November 20, 2020 Filed Dec 21, 2020 14:29 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 134,048 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0000100493-20-000187 · wf-form4a_160856096703206.xml · derivative · entry 1 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,048 Underlying: Class A Common Stock · 134,048 shares Expires 2030-11-20 F1 · kind: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 21:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $86.73 | $0.00 |
DisclosureSEC source: 0000100493-20-000112 · wf-form4_160201991028122.xml · derivative · entry 4 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires 2030-10-05 F3 · kind: These options will vest in entirety on the fifth anniversary of the grant. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 21:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $69.62 | $0.00 |
DisclosureSEC source: 0000100493-20-000112 · wf-form4_160201991028122.xml · derivative · entry 3 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires 2030-10-05 F3 · kind: These options will vest in entirety on the fifth anniversary of the grant. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 21:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $59.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000112 · wf-form4_160201991028122.xml · derivative · entry 2 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 150,000 shares Expires 2030-10-05 F3 · kind: These options will vest in entirety on the fifth anniversary of the grant. Read SEC document |
| September 16, 2020 Filed Oct 6, 2020 21:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 358.606 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000112 · wf-form4_160201991028122.xml · nonDerivative · entry 1 Banks Samuel Dean Jr · CIK 0001722101 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,900.952 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,927.901 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors, and 11,973.051 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 15:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 62,926 | $0.00 Strike: $91.39 | $0.00 |
DisclosureSEC source: 0000100493-19-000174 · wf-form4_157737472445474.xml · derivative · entry 4 Banks Samuel Dean Jr · CIK 0001722101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,926 Underlying: Class A Common Stock · 62,926 shares Expires 2029-12-23 F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 15:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 46,876.03 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-19-000174 · wf-form4_157737472445474.xml · derivative · entry 3 Banks Samuel Dean Jr · CIK 0001722101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,876.03 Underlying: Class A Common Stock · 46,876.03 shares Expires not disclosed F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA) are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 15:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 11,719.006 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000174 · wf-form4_157737472445474.xml · nonDerivative · entry 2 Banks Samuel Dean Jr · CIK 0001722101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,542.346 F3 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable Stock Incentive Award Agreement (the "SIA") is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F4 · balance_after: Includes 4,823.34 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors and 11,719.006 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 15:39 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 92.521 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000174 · wf-form4_157737472445474.xml · nonDerivative · entry 1 Banks Samuel Dean Jr · CIK 0001722101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,823.34 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,823.34 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 2,661.344 | $60.12 | $160,000.00 |
DisclosureSEC source: 0000100493-19-000034 · wf-form4_154990272461404.xml · nonDerivative · entry 2 Banks Samuel Dean Jr · CIK 0001722101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,730.819 F3 · kind: Represents a stock award for shares of the Issuer's Class A Common Stock having a value of $160,000 granted on the date of election as a director at the Annual Meeting of Shareholders held on February 7, 2019. Per the Deferred Fee Plan for Directors, these shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. F4 · balance_after: Includes 4,730.819 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. Read SEC document |
| December 17, 2018 Filed Feb 11, 2019 16:32 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 40.254 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000034 · wf-form4_154990272461404.xml · nonDerivative · entry 1 Banks Samuel Dean Jr · CIK 0001722101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069.475 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 2,069.475 shares of the Issuer's Class A Common Stock acquired by the Reporting Person pursuant to the Deferred Fee Plan for Directors, which shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 19:14 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 2,029.221 | $73.92 | $150,000.02 |
DisclosureSEC source: 0000100493-18-000037 · wf-form4_151846284562133.xml · nonDerivative · entry 1 Banks Samuel Dean Jr · CIK 0001722101 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,029.221 F1 · kind: Represents a stock award for shares of the Issuer's Class A Common Stock having a value of $150,000 granted on the date of election as a director at the Annual Meeting of Shareholders held on February 8, 2018. Per the Deferred Fee Plan for Directors, these shares shall vest 180 days after termination of the Reporting Person's service as a member of the Issuer's board of directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.