Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director | October 01, 2026 | October 05, 2026 |
| e.l.f. Beauty, Inc.ELF · Entity 2379 | Director | March 14, 2019 | March 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 13,683.75 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 369 · Balance 13,683.75 F1: Each restricted stock unit ("RSU") represents a right to receive one share of company stock. F2: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4: The RSUs were received in lieu of cash compensation otherwise payable as director fees. F3: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F5: Includes 38.29 RSUs acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.
F2: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.
F3: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.
F4: The RSUs were received in lieu of cash compensation otherwise payable as director fees.
F5: Includes 38.29 RSUs acquired through dividend reinvestment.
e.l.f. Beauty, Inc.
Report date March 14, 2019 · Filed March 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially ownedSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-03-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Stephen A. Ellis is a managing partner of TPG Growth. TPG Growth is affiliated with TPG elf Holdings, L.P. ("TPG elf Holdings"), which directly holds 13,510,828 shares of Common Stock of e.l.f. Beauty, Inc. (the "Issuer"). F2: Mr. Ellis disclaims beneficial ownership of all of the securities that are or may be beneficially owned by TPG elf Holdings or any of its affiliates. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Ellis is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities of the Issuer for purposes of Section 16 of the Exchange Act or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Stephen A. Ellis is a managing partner of TPG Growth. TPG Growth is affiliated with TPG elf Holdings, L.P. ("TPG elf Holdings"), which directly holds 13,510,828 shares of Common Stock of e.l.f. Beauty, Inc. (the "Issuer").
F2: Mr. Ellis disclaims beneficial ownership of all of the securities that are or may be beneficially owned by TPG elf Holdings or any of its affiliates. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Ellis is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities of the Issuer for purposes of Section 16 of the Exchange Act or otherwise.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2023 Filed Dec 20, 2023 01:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,247 | $0.00 Strike: $25.82 | $0.00 |
DisclosureSEC source: 0000316709-23-000070 · wk-form4_1703036652.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,247 shares Expires 2024-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. Read SEC document |
| December 15, 2023 Filed Dec 20, 2023 01:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,247 | $25.82 | $58,017.54 |
DisclosureSEC source: 0000316709-23-000070 · wk-form4_1703036652.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of 2,247 shares received upon exercise of the option to a trust. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,181 | Not disclosed Strike: $53.55 | Not disclosed |
DisclosureSEC source: 0001062993-23-019013 · form4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,181 Underlying: Common Stock · 2,181 shares Expires 2033-10-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:52 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,077 | Not disclosed Strike: $57.72 | Not disclosed |
DisclosureSEC source: 0001062993-23-014663 · form4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,077 Underlying: Common Stock · 2,077 shares Expires 2033-07-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| May 22, 2023 Filed May 25, 2023 00:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 5,464 | $0.00 Strike: $51.97 | $0.00 |
DisclosureSEC source: 0001062993-23-012115 · form4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,464 Underlying: Common Stock · 5,464 shares Expires 2033-05-22 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 22, 2023 Filed May 25, 2023 00:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012115 · form4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,395 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,110 | Not disclosed Strike: $51.57 | Not disclosed |
DisclosureSEC source: 0001062993-23-008762 · form4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,110 Underlying: Common Stock · 2,110 shares Expires 2033-04-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| March 15, 2023 Filed Mar 15, 2023 22:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 34,387 | $58.26 | $2,003,324.72 |
DisclosureSEC source: 0001062993-23-006975 · form4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 99,801 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.045 to $58.41. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 23:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 6,757 | $56.08 | $378,927.83 |
DisclosureSEC source: 0001062993-23-006878 · form4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 65,414 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.03 to $56.19. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,453 | Not disclosed Strike: $81.94 | Not disclosed |
DisclosureSEC source: 0001062993-23-000517 · form4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453 Underlying: Common Stock · 1,453 shares Expires 2033-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001062993-22-022071 · form4.xml · derivative · entry 5 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,685 | $0.00 Strike: $13.67 | $0.00 |
DisclosureSEC source: 0001062993-22-022071 · form4.xml · derivative · entry 4 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,685 shares Expires 2022-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 14,345 | $19.21 | $275,567.45 |
DisclosureSEC source: 0001062993-22-022071 · form4.xml · nonDerivative · entry 2 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:26 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,685 | $13.67 | $36,703.95 |
DisclosureSEC source: 0001062993-22-022071 · form4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 21:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,579 | Not disclosed Strike: $73.21 | Not disclosed |
DisclosureSEC source: 0001225208-22-010824 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,579 Underlying: Common Stock · 1,579 shares Expires 2032-10-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 20:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,902 | Not disclosed Strike: $63.92 | Not disclosed |
DisclosureSEC source: 0001225208-22-008659 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,902 Underlying: Common Stock · 1,902 shares Expires 2032-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007301 · doc4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007301 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,899 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 23:49 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,489 | Not disclosed Strike: $83.54 | Not disclosed |
DisclosureSEC source: 0001225208-22-005458 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,489 Underlying: Common Stock · 1,489 shares Expires 2032-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,547 | Not disclosed Strike: $85.76 | Not disclosed |
DisclosureSEC source: 0001225208-22-000416 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,547 Underlying: Common Stock · 1,547 shares Expires 2032-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 22:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,740 | Not disclosed Strike: $74.42 | Not disclosed |
DisclosureSEC source: 0001225208-21-012813 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,740 Underlying: Common Stock · 1,740 shares Expires 2031-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 19:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,843 | Not disclosed Strike: $73.57 | Not disclosed |
DisclosureSEC source: 0001225208-21-010249 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843 Underlying: Common Stock · 1,843 shares Expires 2031-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,390 | $0.00 Strike: $73.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008326 · doc4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,390 Underlying: Common Stock · 4,390 shares Expires 2031-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008326 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,997 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,782 | Not disclosed Strike: $66.44 | Not disclosed |
DisclosureSEC source: 0001225208-21-006406 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782 Underlying: Common Stock · 1,782 shares Expires 2031-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,242 | Not disclosed Strike: $52.76 | Not disclosed |
DisclosureSEC source: 0001225208-21-000595 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242 Underlying: Common Stock · 2,242 shares Expires 2031-01-04 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-012209 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,332.61 Underlying: Common Stock · 415 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 20:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001561563-20-000001 · primary_doc.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,917.61 Underlying: Common Stock · 474 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 6,655 | $0.00 Strike: $33.40 | $0.00 |
DisclosureSEC source: 0001225208-20-007934 · doc4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 Underlying: Common Stock · 6,655 shares Expires 2030-05-14 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007934 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-005997 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,443.61 Underlying: Common Stock · 475 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 12:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 324 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-000581 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,968.61 Underlying: Common Stock · 324 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:57 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,883 | Not disclosed Strike: $37.76 | Not disclosed |
DisclosureSEC source: 0001225208-19-013067 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883 Underlying: Common Stock · 1,883 shares Expires 2029-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 19:41 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,867 | Not disclosed Strike: $40.76 | Not disclosed |
DisclosureSEC source: 0001225208-19-010032 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,867 Underlying: Common Stock · 1,867 shares Expires 2029-07-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| May 17, 2019 Filed May 21, 2019 22:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 8,584 | $0.00 Strike: $43.21 | $0.00 |
DisclosureSEC source: 0001225208-19-008344 · doc4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,584 Underlying: Common Stock · 8,584 shares Expires 2029-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2019 Filed May 21, 2019 22:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008344 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,772 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,611 | Not disclosed Strike: $44.13 | Not disclosed |
DisclosureSEC source: 0001225208-19-006297 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611 Underlying: Common Stock · 1,611 shares Expires 2029-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 02:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,482 | Not disclosed Strike: $41.58 | Not disclosed |
DisclosureSEC source: 0001225208-19-000649 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482 Underlying: Common Stock · 1,482 shares Expires 2029-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:48 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,511 | $0.00 Strike: $49.55 | $0.00 |
DisclosureSEC source: 0001225208-18-014139 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,511 Underlying: Common Stock · 2,511 shares Expires 2028-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,247 | $0.00 Strike: $51.30 | $0.00 |
DisclosureSEC source: 0001225208-18-011478 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247 Underlying: Common Stock · 2,247 shares Expires 2028-07-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 5,139 | $0.00 Strike: $59.32 | $0.00 |
DisclosureSEC source: 0001225208-18-009633 · doc4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,139 Underlying: Common Stock · 5,139 shares Expires 2028-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009633 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,308 | $0.00 Strike: $50.41 | $0.00 |
DisclosureSEC source: 0001225208-18-007213 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,308 Underlying: Common Stock · 2,308 shares Expires 2028-04-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 2,402 | $0.00 Strike: $51.44 | $0.00 |
DisclosureSEC source: 0001225208-18-000727 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402 Underlying: Common Stock · 2,402 shares Expires 2028-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 19:56 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015733 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,644.61 Underlying: Common Stock · 355 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 23:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012306 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,289.61 Underlying: Common Stock · 360 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 7,165 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0001225208-17-010177 · doc4.xml · derivative · entry 3 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,165 Underlying: Common Stock · 7,165 shares Expires 2027-05-18 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010177 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,767 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007637 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,929.61 Underlying: Common Stock · 386 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 23:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantRestricted Stock Units · Derivative | 389 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000803 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,543.61 Underlying: Common Stock · 389 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.