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Kazarinoff Dimitri

Disclosed activity across 1 company

Tapewire entity
144391
SEC CIK
0001834765

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SPRUCE POWER HOLDING CORPXL · Entity 7389Director · Chief Executive OfficerDecember 21, 2020December 23, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SPRUCE POWER HOLDING CORP

Report date December 21, 2020 · Filed December 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,346 Reported balance After 2020-12-21 transaction · row 1
1 source row

Row 1 · 2020-12-21 · Grant · Acquired 15,346 · Balance 15,346

F1: Mr. Kazarinoff received 15,346 shares in exchange for his 20,267 shares of XL Hybrids, Inc., a Delaware corporation ("Legacy XL"), in connection with the Agreement and Plan of Reorganization, dated as of September 17, 2020, by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and Legacy XL, pursuant to which Merger Sub merged with and into Legacy XL (the "Merger"), with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer").

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.24 · Expires 2029-12-05Direct3,808,966 Reported balance After 2020-12-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-12-21 · Grant · Acquired 3,808,966 · Balance 3,808,966

F3: Received in the Merger in exchange for a stock option to acquire 5,030,400 shares of Legacy XL common stock for $0.18 per share.

F2: The shares underlying this option vest in 48 equal monthly starting on October 7, 2019 subject to Mr. Kazarinoff's continued service through the applicable vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Kazarinoff received 15,346 shares in exchange for his 20,267 shares of XL Hybrids, Inc., a Delaware corporation ("Legacy XL"), in connection with the Agreement and Plan of Reorganization, dated as of September 17, 2020, by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and Legacy XL, pursuant to which Merger Sub merged with and into Legacy XL (the "Merger"), with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer").

F2: The shares underlying this option vest in 48 equal monthly starting on October 7, 2019 subject to Mr. Kazarinoff's continued service through the applicable vesting dates.

F3: Received in the Merger in exchange for a stock option to acquire 5,030,400 shares of Legacy XL common stock for $0.18 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2020 Filed Dec 23, 2020 17:54 UTC SPRUCE POWER HOLDING CORP XL · Entity 7389 GrantStock Option (right to buy) · Derivative 3,808,966 Not disclosed Strike: $0.24 Not disclosed
Disclosure

SEC source: 0000899243-20-035029 · doc4.xml · derivative · entry 2

Kazarinoff Dimitri · CIK 0001834765 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808,966

Underlying: Common Stock · 3,808,966 shares

Expires 2029-12-05

F3 · price: Received in the Merger in exchange for a stock option to acquire 5,030,400 shares of Legacy XL common stock for $0.18 per share.

F2 · derivative.exercise_date: The shares underlying this option vest in 48 equal monthly starting on October 7, 2019 subject to Mr. Kazarinoff's continued service through the applicable vesting dates.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 17:54 UTC SPRUCE POWER HOLDING CORP XL · Entity 7389 GrantCommon Stock 15,346 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-035029 · doc4.xml · nonDerivative · entry 1

Kazarinoff Dimitri · CIK 0001834765 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,346

F1 · price: Mr. Kazarinoff received 15,346 shares in exchange for his 20,267 shares of XL Hybrids, Inc., a Delaware corporation ("Legacy XL"), in connection with the Agreement and Plan of Reorganization, dated as of September 17, 2020, by and among Pivotal Investment Corporation II ("Pivotal"), PIC II Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of Pivotal ("Merger Sub"), and Legacy XL, pursuant to which Merger Sub merged with and into Legacy XL (the "Merger"), with Legacy XL surviving as a wholly-owned subsidiary of Pivotal (which subsequently changed its name to "XL Fleet Corp.", the "Issuer").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.