Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CSX CORPCSX · Entity 442 | Director | March 15, 2017 | March 17, 2017 |
| PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924 | Director | July 01, 2019 | July 03, 2019 |
| TRAVELERS COMPANIES, INC.TRV · Entity 2960 | Director | December 31, 2020 | January 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CSX CORP
Report date March 15, 2017 · Filed March 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectCSX Corporation Directors Deferred Compensation Plan | 268,626 |
Reported balance
After 2017-03-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-03-15 · Grant · Acquired 651 · Balance 268,626 F1: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2010 CSX Stock and Incentive Award Plan. F2: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the terms of the Plan. |
| Common StockSEC Table I · non-derivative | Direct | 12,000 |
Reported balance
Holding disclosure · report date 2017-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2010 CSX Stock and Incentive Award Plan.
F2: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the terms of the Plan.
PNC FINANCIAL SERVICES GROUP, INC.
Report date July 01, 2019 · Filed July 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Compensation Plan 2 | 22,040 |
Reported balance
After 2019-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-01 · Grant · Acquired 21 · Balance 22,040 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2: Includes an aggregate of 152 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| Phantom Stock UnitSEC Table II · derivative / convertible security | IndirectDeferred Stock Unit Plan | 20,592 |
Reported balance
Holding disclosure · report date 2019-07-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 20,592 F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F3: Includes an aggregate of 142 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 2,278 |
Reported balance
Holding disclosure · report date 2019-07-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,278 F4: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program. F5: Includes an aggregate of 15 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
F2: Includes an aggregate of 152 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F3: Includes an aggregate of 142 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4.
F4: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.
F5: Includes an aggregate of 15 DSUs acquired by the reporting person as dividend equivalents under the Program subsequent to the date of the reporting person's most recent filing on Form 4.
TRAVELERS COMPANIES, INC.
Report date December 31, 2020 · Filed January 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,382.13 |
Reported balance
After 2020-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-12-31 · Grant · Acquired 231.53 · Balance 42,382.13 F1: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 253.704 deferred common stock units acquired on December 31, 2020 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. |
Filing footnotes · ownership attribution and instrument terms
F1: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.
F2: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 253.704 deferred common stock units acquired on December 31, 2020 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 4, 2021 21:36 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 231.53 | $140.37 | $32,499.87 |
DisclosureSEC source: 0001127602-21-000208 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,382.13 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 253.704 deferred common stock units acquired on December 31, 2020 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 20:30 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 300.4 | $108.19 | $32,500.28 |
DisclosureSEC source: 0001127602-20-026013 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,896.896 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 324.257 deferred common stock units acquired on September 30, 2020 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 20:19 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 315.68 | $114.05 | $36,003.30 |
DisclosureSEC source: 0001127602-20-020656 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,272.239 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 302.985 deferred common stock units acquired on June 30, 2020 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:39 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 390.04 | $99.35 | $38,750.47 |
DisclosureSEC source: 0001127602-20-012446 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,653.574 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 329.604 deferred common stock units acquired on March 31,2020 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:22 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 1,320 | $132.58 | $175,005.60 |
DisclosureSEC source: 0001127602-20-003992 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,933.93 F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 13:25 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 282.95 | $136.95 | $38,750.00 |
DisclosureSEC source: 0001127602-20-000290 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,613.93 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 228.146 deferred common stock units acquired on December 31,2019 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:02 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 260.61 | $148.69 | $38,750.10 |
DisclosureSEC source: 0001127602-19-029371 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,102.834 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 207.546 deferred common stock units acquired on September 30, 2019 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:51 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 21 | $139.80 | $2,935.80 |
DisclosureSEC source: 0001209191-19-040936 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 22,040 Underlying: $5 Par Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 152 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:04 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 259.16 | $149.52 | $38,749.60 |
DisclosureSEC source: 0001127602-19-023172 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,634.678 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 203.856 deferred common stock units acquired on June 28, 2019 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:00 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 131 | $126.91 | $16,625.21 |
DisclosureSEC source: 0001209191-19-022991 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 21,867 Underlying: $5 Par Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 167 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 19:05 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 282.52 | $137.16 | $38,750.44 |
DisclosureSEC source: 0001127602-19-014036 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,171.662 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 205.933 deferred common stock units acquired on March 29, 2019 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:52 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 1,387 | $126.18 | $175,011.66 |
DisclosureSEC source: 0001127602-19-004456 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,683.209 F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 18:35 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 379 | $118.81 | $45,028.99 |
DisclosureSEC source: 0001209191-19-001794 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 21,569 Underlying: $5 Par Common Stock · 379 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 154 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:29 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 323.59 | $119.75 | $38,749.90 |
DisclosureSEC source: 0001127602-19-000519 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,296.209 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 223.438 deferred common stock units acquired on December 31, 2018 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 19:49 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 301 | $135.99 | $40,932.99 |
DisclosureSEC source: 0001209191-18-053711 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 21,036 Underlying: $5 Par Common Stock · 301 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 135 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:01 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 298.74 | $129.71 | $38,749.57 |
DisclosureSEC source: 0001127602-18-028790 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,749.181 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 203.303 deferred common stock units acquired on September 28, 2018 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:23 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 316.74 | $122.34 | $38,749.97 |
DisclosureSEC source: 0001127602-18-022522 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,247.138 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 212.221 deferred common stock units acquired on June 29, 2018 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 22:06 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 483 | $135.57 | $65,480.31 |
DisclosureSEC source: 0001209191-18-040097 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 20,600 Underlying: $5 Par Common Stock · 483 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 103 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 20:22 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantDeferred Stock Unit · Derivative | 999 | $145.01 | $144,864.99 |
DisclosureSEC source: 0001209191-18-026222 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,213 Underlying: $5 Par Common Stock · 999 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · kind: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:06 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 273 | $148.32 | $40,491.36 |
DisclosureSEC source: 0001209191-18-023768 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 20,014 Underlying: $5 Par Common Stock · 273 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 93 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:11 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 279.06 | $138.86 | $38,750.27 |
DisclosureSEC source: 0001127602-18-013579 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,718.177 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 172.486 deferred common stock units acquired on March 30, 2018 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 20:53 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 1,242 | $140.85 | $174,935.70 |
DisclosureSEC source: 0001127602-18-004585 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,266.631 F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:06 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 301 | $144.62 | $43,530.62 |
DisclosureSEC source: 0001209191-18-002035 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 19,648 Underlying: $5 Par Common Stock · 301 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F2 · balance_after: Includes an aggregate of 104 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 17:57 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 285.68 | $135.64 | $38,749.64 |
DisclosureSEC source: 0001127602-18-000414 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,024.631 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for the Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 167.587 deferred common stock units acquired on December 29, 2017 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:15 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 303 | $135.12 | $40,941.36 |
DisclosureSEC source: 0001209191-17-055782 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 19,243 Underlying: $5 Par Common Stock · 303 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 18:36 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 316.27 | $122.52 | $38,749.40 |
DisclosureSEC source: 0001127602-17-028858 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,571.364 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director either in a lump sum or in annual installments, beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 182.60 deferred common stock units acquired on September 29, 2017 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:23 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionPhantom Stock Unit · Derivative | 226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055090 · doc4.xml · derivative · entry 3 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 0 Underlying: $5 Par Common Stock · 226 shares Expires 2017-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. F1 · price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:23 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Disposition to issuer$5 Par Common Stock | 226 | $134.77 | $30,458.02 |
DisclosureSEC source: 0001209191-17-055090 · doc4.xml · nonDerivative · entry 2 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,967 Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:23 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055090 · doc4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:29 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 563 | $126.00 | $70,938.00 |
DisclosureSEC source: 0001209191-17-044043 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 18,832 Underlying: $5 Par Common Stock · 563 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 17:42 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 306.25 | $126.53 | $38,749.81 |
DisclosureSEC source: 0001127602-17-022523 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,072.494 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director either in a lump sum or in annual installments, beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 174.079 deferred common stock units acquired on June 30, 2017 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:31 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionPhantom Stock Unit · Derivative | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043378 · doc4.xml · derivative · entry 3 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 226 Underlying: $5 Par Common Stock · 225 shares Expires 2017-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. F1 · price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. F2 · balance_after: Includes an aggregate of 2 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:31 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Disposition to issuer$5 Par Common Stock | 225 | $124.87 | $28,095.75 |
DisclosureSEC source: 0001209191-17-043378 · doc4.xml · nonDerivative · entry 2 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,967 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:31 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043378 · doc4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 18:45 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 1,197 | $121.11 | $144,968.67 |
DisclosureSEC source: 0001209191-17-028358 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197 Underlying: $5 Par Common Stock · 1,197 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · kind: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:04 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 312 | $119.84 | $37,390.08 |
DisclosureSEC source: 0001209191-17-025571 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 18,188 Underlying: $5 Par Common Stock · 312 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:40 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 321.47 | $120.54 | $38,749.99 |
DisclosureSEC source: 0001127602-17-013717 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,592.165 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 167.324 deferred common stock units acquired on March 31, 2017 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:41 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionPhantom Stock Unit · Derivative | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024571 · doc4.xml · derivative · entry 3 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 449 Underlying: $5 Par Common Stock · 224 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. F1 · price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. F2 · balance_after: Includes an aggregate of 3 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:41 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Disposition to issuer$5 Par Common Stock | 224 | $120.24 | $26,933.76 |
DisclosureSEC source: 0001209191-17-024571 · doc4.xml · nonDerivative · entry 2 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,967 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:41 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024571 · doc4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 19:04 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 651 | $47.95 | $31,215.45 |
DisclosureSEC source: 0001209191-17-021315 · doc4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CSX Corporation Directors Deferred Compensation Plan Disclosed balance after: 268,626 F1 · shares: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2010 CSX Stock and Incentive Award Plan. F2 · ownership.nature: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the terms of the Plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 16:43 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 1,473 | $118.78 | $174,962.94 |
DisclosureSEC source: 0001127602-17-005177 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,103.371 F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:11 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 4,031 | $47.96 | $193,326.76 |
DisclosureSEC source: 0001209191-17-009532 · doc4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CSX Corporation Directors Deferred Compensation Plan Disclosed balance after: 267,975 F1 · shares: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2010 CSX Stock and Incentive Award Plan. F2 · ownership.nature: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the terms of the Plan. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:06 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 325 | $117.97 | $38,340.25 |
DisclosureSEC source: 0001209191-17-001957 · doc4.xml · derivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 17,795 Underlying: $5 Par Common Stock · 325 shares Expires not disclosed F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 20:19 UTC | TRAVELERS COMPANIES, INC. TRV · Entity 2960 | GrantCommon Stock | 316.53 | $122.42 | $38,749.60 |
DisclosureSEC source: 0001127602-17-000164 · form4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630.371 F1 · shares: These are deferred common stock units received in lieu of cash compensation pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. The deferred common stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors. F2 · balance_after: Includes the deferred common stock units granted under one or more of the Company's directors' compensation plans. Also includes 154.115 deferred common stock units acquired on December 30, 2016 pursuant to the dividend reinvestment features of those plans, which will be distributed as described in footnote 1 above. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:32 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversionPhantom Stock Unit · Derivative | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000933 · doc4.xml · derivative · entry 3 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 670 Underlying: $5 Par Common Stock · 274 shares Expires 2016-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. F1 · price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. F2 · balance_after: Includes an aggregate of 5 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:32 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Disposition to issuer$5 Par Common Stock | 274 | $116.96 | $32,047.04 |
DisclosureSEC source: 0001209191-17-000933 · doc4.xml · nonDerivative · entry 2 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,967 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:32 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | Exercise / conversion$5 Par Common Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000933 · doc4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One phantom stock unit was the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. The units were settled in cash and distributed to the reporting person on the transaction date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:47 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 750 | $36.67 | $27,502.50 |
DisclosureSEC source: 0001209191-16-155820 · doc4.xml · nonDerivative · entry 1 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · CSX Corporation Directors Deferred Compensation Plan Disclosed balance after: 262,633 F1 · shares: Exempt payment of director's fees and/or annual retainer in the form of CSX Common Stock pursuant to the 2010 CSX Stock and Incentive Award Plan. F2 · ownership.nature: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the terms of the Plan. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 19:59 UTC | PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 | GrantPhantom Stock Unit · Derivative | 754 | $89.40 | $67,407.60 |
DisclosureSEC source: 0001209191-16-144118 · doc4.xml · derivative · entry 4 SHEPARD DONALD J · CIK 0001237373 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan 2 Disclosed balance after: 17,671 Underlying: $5 Par Common Stock · 754 shares Expires not disclosed F3 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F3 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F3 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire. F4 · balance_after: Includes an aggregate of 110 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.