Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PAPA JOHNS INTERNATIONAL INCPZZA · Entity 5165 | SVP, Chief Marketing Officer | March 01, 2018 | March 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PAPA JOHNS INTERNATIONAL INC
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,690 |
Reported balance
After 2018-03-01 transaction · row 1
1 source rowRow 1 · 2018-03-01 · Grant · Acquired 3,332 · Balance 4,690 F1: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $60.04 · Expires 2028-03-01 | Direct | 12,963 |
Reported balance
After 2018-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-01 · Grant · Acquired 12,963 · Balance 12,963 F2: The option vests in three equal annual installments beginning one year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date.
F2: The option vests in three equal annual installments beginning one year from the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
POTBELLY CORP
Report date December 09, 2020 · Filed January 04, 2021
Section 16 reporting ended · disclosed 2021-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 189,519 |
Ending reported balance
After 2020-12-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-09 · Exercise / conversion · Acquired 29,712 · Balance 199,118 F1: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. Row 2 · 2020-12-18 · Sale · Disposed 9,599 · Balance 189,519 F2: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 29,712 shares of performance stock units from a June 24, 2020 grant of 118,846 shares of performance stock units. The shares were sold at a range of between $4.86 and $4.9019 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-05-15 | Direct | 59,422 |
Reported balance
After 2020-12-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-09 · Exercise / conversion · Disposed 29,712 · Balance 59,422 F1: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target.
F2: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 29,712 shares of performance stock units from a June 24, 2020 grant of 118,846 shares of performance stock units. The shares were sold at a range of between $4.86 and $4.9019 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2020 Filed Jan 4, 2021 14:45 UTC | POTBELLY CORP PBPB · Entity 73914 | SaleCommon Stock | 9,599 | $4.86 | $46,665.54 |
DisclosureSEC source: 0001209191-21-000172 · doc4.xml · nonDerivative · entry 2 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,519 F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 29,712 shares of performance stock units from a June 24, 2020 grant of 118,846 shares of performance stock units. The shares were sold at a range of between $4.86 and $4.9019 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. F2 · price: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 29,712 shares of performance stock units from a June 24, 2020 grant of 118,846 shares of performance stock units. The shares were sold at a range of between $4.86 and $4.9019 per share. The price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Read SEC document |
| December 09, 2020 Filed Jan 4, 2021 14:45 UTC | POTBELLY CORP PBPB · Entity 73914 | Exercise / conversionPerformance Stock Units · Derivative | 29,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-000172 · doc4.xml · derivative · entry 3 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,422 Underlying: Common Stock · 29,712 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. F1 · price: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. Read SEC document |
| December 09, 2020 Filed Jan 4, 2021 14:45 UTC | POTBELLY CORP PBPB · Entity 73914 | Exercise / conversionCommon Stock | 29,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-000172 · doc4.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 12:07 UTC | POTBELLY CORP PBPB · Entity 73914 | SaleCommon Stock | 8,816 | $4.01 | $35,352.16 |
DisclosureSEC source: 0001732502-20-000009 · primary_doc.xml · nonDerivative · entry 3 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,406 F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 29,712 shares of performance stock units from a June 24, 2020 grant of 118,846 shares of performance stock units. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 12:07 UTC | POTBELLY CORP PBPB · Entity 73914 | SaleCommon Stock | 552 | $4.07 | $2,246.64 |
DisclosureSEC source: 0001732502-20-000009 · primary_doc.xml · nonDerivative · entry 2 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,222 F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 29,712 shares of performance stock units from a June 24, 2020 grant of 118,846 shares of performance stock units. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 12:07 UTC | POTBELLY CORP PBPB · Entity 73914 | Exercise / conversionPerformance Stock Units · Derivative | 29,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001732502-20-000009 · primary_doc.xml · derivative · entry 4 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,134 Underlying: Common Stock · 29,712 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. F1 · price: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. F1 · derivative.exercise_date: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 12:07 UTC | POTBELLY CORP PBPB · Entity 73914 | Exercise / conversionCommon Stock | 29,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001732502-20-000009 · primary_doc.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance stock unit represented a contingent right to receive one share of Potbelly Corporation common stock upon the Potbelly Corporation common stock achieving a specified market price target. Read SEC document |
| June 24, 2020 Filed Jun 25, 2020 16:37 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 118,846 | $2.21 | $262,649.66 |
DisclosureSEC source: 0001732502-20-000007 · primary_doc.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,062 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date. F2 · kind: Restricted stock unit award pursuant to the Potbelly Corporation 2019 Long-Term Incentive Plan, as amended and restated. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 12:27 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantPerformance Stock Units · Derivative | 118,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001732502-20-000008 · primary_doc.xml · derivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,846 Underlying: Common Stock · 118,846 shares Expires 2025-05-15 F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Potbelly Corporation common stock. The performance stock units vest, if at all, in four equal installments upon Potbelly Corporation's common stock achieving four specified market price targets. F2 · kind: Awarded pursuant to the Potbelly Corporation 2019 Long-Term Incentive Plan, as amended and restated. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of Potbelly Corporation common stock. The performance stock units vest, if at all, in four equal installments upon Potbelly Corporation's common stock achieving four specified market price targets. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 14:26 UTC | POTBELLY CORP PBPB · Entity 73914 | Tax withholdingCommon Stock | 1,813 | $2.85 | $5,167.05 |
DisclosureSEC source: 0001732502-20-000006 · primary_doc.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,216 F1 · shares: Shares withheld to satisfy tax obligation applicable to the vesting of restricted stock units. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 14:51 UTC | POTBELLY CORP PBPB · Entity 73914 | Tax withholdingCommon Stock | 1,922 | $2.98 | $5,727.56 |
DisclosureSEC source: 0001732502-20-000005 · primary_doc.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,029 F1 · shares: Shares withheld to satisfy tax obligation applicable to the vesting of restricted stock units. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 13:16 UTC | POTBELLY CORP PBPB · Entity 73914 | Tax withholdingCommon Stock | 1,871 | $4.97 | $9,298.87 |
DisclosureSEC source: 0001195734-19-000021 · edgardoc.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,951 F1 · shares: Shares withheld to satisfy tax obligation applicable to the vesting of restricted stock units. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 06:17 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 16,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-19-000011 · edgardoc.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,822 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date. F2 · kind: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 19:11 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 47,513 | $0.00 Strike: $13.05 | $0.00 |
DisclosureSEC source: 0001195734-18-000039 · edgardoc.xml · derivative · entry 2 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,513 Underlying: Common Stock · 47,513 shares Expires 2028-06-04 F3 · kind: Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 19:11 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 19,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-18-000039 · edgardoc.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date. F2 · kind: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:16 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | GrantStock Options · Derivative | 12,963 | $0.00 Strike: $60.04 | $0.00 |
DisclosureSEC source: 0001225208-18-005308 · doc4.xml · derivative · entry 2 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,963 Underlying: Common Stock · 12,963 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning one year from the grant date. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:16 UTC | PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 | GrantCommon Stock | 3,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005308 · doc4.xml · nonDerivative · entry 1 Rhoten Brandon P · CIK 0001732502 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,690 F1 · kind: Grant of shares of restricted stock vesting in three equal annual installments beginning one year from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.