Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IES Holdings, Inc.IESC · Entity 3458 | Director | January 04, 2021 | January 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IES Holdings, Inc.
Report date January 04, 2021 · Filed January 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,613 |
Reported balance
After 2021-01-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-01-04 · Grant · Acquired 420 · Balance 68,613 F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 00:38 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000006 · wf-form4_160989350488276.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,613 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:11 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 609 | $0.00 | $0.00 |
DisclosureSEC source: 0001456922-20-000004 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,193 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:13 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 836 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-20-000003 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,584 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 22:02 UTC | IES Holdings, Inc. IESC · Entity 3458 | SaleCommon Stock | 1,682 | $23.98 | $40,334.36 |
DisclosureSEC source: 0001456922-20-000002 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,748 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:34 UTC | IES Holdings, Inc. IESC · Entity 3458 | SaleCommon Stock | 8,829 | $23.83 | $210,395.07 |
DisclosureSEC source: 0001456922-20-000001 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,430 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 1,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001228770-20-000001 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,259 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:09 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000585 · doc4.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,162 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:34 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 940 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024937 · doc4.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,407 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 21:06 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-19-000004 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,467 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Luke leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:21 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001495394-19-000002 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,440 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:56 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-19-000005 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,142 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:09 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 217 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000022 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,869 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 22:30 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000015 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,652 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:03 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000007 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,399 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:41 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0001338684-18-000001 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,119 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 22:12 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023339 · doc4.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,812 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:43 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-17-000011 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,505 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc.("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:41 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 293 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-17-000005 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,213 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:04 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000476 · doc4.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,920 F1 · security: Represents Phantom Stock Units granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES Holdings, Inc. common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:59 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001338684-16-000005 · primary_doc.xml · nonDerivative · entry 1 Luke Donald L · CIK 0001338684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,643 F1 · security: Represents Phantom Stock Units granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Luke electing to receive PSUs in lieu of cash or common stock for that portion of his retainer. Each unit converts to one share of IES Holdings, Inc. common stock when Mr. Luke leaves the board of directors for any reason. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.