Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ashford Inc.AINC · Entity 86648 | Senior Managing Director | March 11, 2020 | March 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ashford Inc.
Report date March 11, 2020 · Filed March 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,057 |
Reported balance
After 2020-03-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-11 · Grant · Acquired 25,000 · Balance 59,057 F1: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F2: Reflects shares already reported as well as additional shares received in a distribution on November 5, 2019 of the Issuer's Common Stock by Ashford Hospitality Trust, Inc. and by Braemar Hotels & Resorts Inc., of which the Reporting Person is a shareholder, in an amount of 4,722 shares. |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $61.12 · Expires 2029-02-27 | Direct | 35,000 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 35,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $94.96 · Expires 2028-03-14 | Direct | 38,603 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 38,603 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $57.71 · Expires 2027-10-03 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $57.34 · Expires 2027-04-18 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 25,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $45.59 · Expires 2026-03-31 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 50,000 |
| Stock Options (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $85.97 · Expires 2022-12-11 | Direct | 35,000 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 35,000 |
| Common UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 247.36 |
Reported balance
Holding disclosure · report date 2020-03-11 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 247.36 F3: Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant.
F2: Reflects shares already reported as well as additional shares received in a distribution on November 5, 2019 of the Issuer's Common Stock by Ashford Hospitality Trust, Inc. and by Braemar Hotels & Resorts Inc., of which the Reporting Person is a shareholder, in an amount of 4,722 shares.
F3: Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASHFORD HOSPITALITY TRUST INC
Report date December 31, 2020 · Filed January 15, 2021
Section 16 reporting ended · disclosed 2021-01-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 147,990 |
Reported balance
After 2020-03-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-23 · Gift · Disposed 30,000 · Balance 147,990 F1: On July 15, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). All shares amounts reported on this Form 5 have been retrospectively adjusted to reflect the Reverse Stock Split on a post-split basis. F2: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. |
| Common StockSEC Table I · non-derivative | Direct | 147,990 |
Reported balance
After 2020-03-23 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-03-23 · Gift · Disposed 30,000 · Balance 147,990 F2: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. |
| Common StockSEC Table I · non-derivative | Direct | 147,990 |
Reported balance
After 2020-03-25 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-03-25 · Gift · Disposed 20,000 · Balance 147,990 F4: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. |
| Common StockSEC Table I · non-derivative | Direct | 147,990 |
Reported balance
After 2020-03-25 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2020-03-25 · Gift · Disposed 20,000 · Balance 147,990 F4: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. |
| Common StockSEC Table I · non-derivative | IndirectBy Brianna M Kessler 2015 Children's Irrevocable Trust | 50,000 |
Reported balance
After 2020-03-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-03-23 · Gift · Acquired 30,000 · Balance 50,000 F2: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. |
| Common StockSEC Table I · non-derivative | IndirectBy Brianna M Kessler 2015 Children's Irrevocable Trust | 50,000 |
Reported balance
After 2020-03-25 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2020-03-25 · Gift · Acquired 20,000 · Balance 50,000 F4: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. |
| Common StockSEC Table I · non-derivative | IndirectBy Grant R Kessler 2015 Children's Irrevocable Trust | 50,000 |
Reported balance
After 2020-03-23 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-03-23 · Gift · Acquired 30,000 · Balance 50,000 F2: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. |
| Common StockSEC Table I · non-derivative | IndirectBy Grant R Kessler 2015 Children's Irrevocable Trust | 50,000 |
Reported balance
After 2020-03-25 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2020-03-25 · Gift · Acquired 20,000 · Balance 50,000 F4: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 15, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). All shares amounts reported on this Form 5 have been retrospectively adjusted to reflect the Reverse Stock Split on a post-split basis.
F2: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust.
F3: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5.
F4: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust.
Braemar Hotels & Resorts Inc.
Report date April 27, 2017 · Filed May 01, 2017
Section 16 reporting ended · disclosed 2017-05-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,575 |
Reported balance
After 2017-04-27 transaction · row 1
1 source rowRow 1 · 2017-04-27 · Grant · Acquired 38,462 · Balance 122,575 F1: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. |
| Performance Stock Units (2017)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-12-31 | Direct | 38,462 |
Reported balance
After 2017-04-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-04-27 · Grant · Acquired 38,462 · Balance 38,462 F3: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F2: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F4: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). |
| Performance Stock Units (2016)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-12-31 | Direct | 68,598 |
Reported balance
Holding disclosure · report date 2017-04-27 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 68,598 F3: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F4: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). |
| Performance Stock Units (2015)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-12-31 | Direct | 54,768 |
Reported balance
Holding disclosure · report date 2017-04-27 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 54,768 F3: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F4: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). |
| Common Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 220,586.8 |
Reported balance
Holding disclosure · report date 2017-04-27 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 220,586.8 F5: Common limited partnership units ("Common Partnership Units") in Ashford Hospitality Prime Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F6: The Common Partnership Units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder.
F2: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder.
F3: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock.
F4: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein).
F5: Common limited partnership units ("Common Partnership Units") in Ashford Hospitality Prime Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Common Partnership Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
F6: The Common Partnership Units do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2020 Filed Jan 15, 2021 16:15 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001090 · doc1.xml · nonDerivative · entry 8 KESSLER DOUGLAS A · CIK 0001260655 · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Grant R Kessler 2015 Children's Irrevocable Trust Disclosed balance after: 50,000 F4 · kind: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · balance_after: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. F4 · ownership.nature: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. Read SEC document |
| March 25, 2020 Filed Jan 15, 2021 16:15 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001090 · doc1.xml · nonDerivative · entry 7 KESSLER DOUGLAS A · CIK 0001260655 · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,990 F4 · kind: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · balance_after: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. Read SEC document |
| March 25, 2020 Filed Jan 15, 2021 16:15 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001090 · doc1.xml · nonDerivative · entry 6 KESSLER DOUGLAS A · CIK 0001260655 · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Brianna M Kessler 2015 Children's Irrevocable Trust Disclosed balance after: 50,000 F4 · kind: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · balance_after: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. F4 · ownership.nature: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. Read SEC document |
| March 25, 2020 Filed Jan 15, 2021 16:15 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001090 · doc1.xml · nonDerivative · entry 5 KESSLER DOUGLAS A · CIK 0001260655 · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,990 F4 · kind: On March 25, 2020, the reporting person transferred 20,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · balance_after: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 16:31 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 22,692 | $0.87 | $19,742.04 |
DisclosureSEC source: 0001104659-20-038837 · a4.xml · nonDerivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479,906 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 23, 2020, the last trading day before the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 23, 2020, the last trading day before the date of forfeiture. Read SEC document |
| March 23, 2020 Filed Jan 15, 2021 16:15 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001090 · doc1.xml · nonDerivative · entry 4 KESSLER DOUGLAS A · CIK 0001260655 · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Grant R Kessler 2015 Children's Irrevocable Trust Disclosed balance after: 50,000 F2 · kind: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · balance_after: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. F2 · ownership.nature: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. Read SEC document |
| March 23, 2020 Filed Jan 15, 2021 16:15 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001090 · doc1.xml · nonDerivative · entry 3 KESSLER DOUGLAS A · CIK 0001260655 · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,990 F2 · kind: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · balance_after: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. Read SEC document |
| March 23, 2020 Filed Jan 15, 2021 16:15 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001090 · doc1.xml · nonDerivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Brianna M Kessler 2015 Children's Irrevocable Trust Disclosed balance after: 50,000 F2 · kind: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · balance_after: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. F2 · ownership.nature: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. Read SEC document |
| March 23, 2020 Filed Jan 15, 2021 16:15 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001090 · doc1.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Former CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,990 F1 · security: On July 15, 2020, the Issuer effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). All shares amounts reported on this Form 5 have been retrospectively adjusted to reflect the Reverse Stock Split on a post-split basis. F2 · kind: On March 23, 2020, the reporting person transferred 30,000 shares of the Issuer's common stock to a trust of which the reporting person is a trustee. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · balance_after: Reflects the number of shares owned as of May 15, 2020 at the time the reporting person ceased to be subject to Section 16 of the Securities Exchange Act of 1934, as amended, and following the transactions reported on this Form 5. Read SEC document |
| March 18, 2020 Filed Mar 26, 2020 16:31 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | ConversionCommon Limited Partnership Units · Derivative | 1,109,780 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-038837 · a4.xml · derivative · entry 3 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,109,780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Common Limited Partnership Units of Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary (the "Subsidiary") ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F2 · derivative.exercise_price: Common Limited Partnership Units of Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary (the "Subsidiary") ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F2 · derivative.exercise_date: Common Limited Partnership Units of Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary (the "Subsidiary") ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F3 · derivative.expiration_date: The Common Units do not expire. F2 · derivative.underlying_shares: Common Limited Partnership Units of Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary (the "Subsidiary") ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. F4 · balance_after: Reflects the aggregate number of Common Units currently held by the Reporting Person, some of which may have been converted from special long-term incentive partnership units of the Subsidiary by the Reporting Person since the Reporting Person's most recent Form 4 or Form 5 filing. See Footnote 2 discussing the convertibility of the Common Units. Read SEC document |
| March 18, 2020 Filed Mar 26, 2020 16:31 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | ConversionCommon Stock | 1,109,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-038837 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,502,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 16:34 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 26,275 | $1.12 | $29,428.00 |
DisclosureSEC source: 0001104659-20-034775 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392,818 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 12, 2020, the last trading day before the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 12, 2020, the last trading day before the date of forfeiture. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 18:29 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2020) · Derivative | 225,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-033380 · a4.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2022-12-31 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero (0) and two (2) shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero (0) and two (2) shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 23, 2020 (with respect to the 2017 grant), March 13, 2021 (with respect to the 2018 grant), December 31, 2021 (with respect to the 2019 grant) and December 31, 2022 (with respect to the 2020 grant). One-third of the Performance Stock Units granted in 2020 will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period. F3 · price: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · derivative.underlying_shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 23, 2020 (with respect to the 2017 grant), March 13, 2021 (with respect to the 2018 grant), December 31, 2021 (with respect to the 2019 grant) and December 31, 2022 (with respect to the 2020 grant). One-third of the Performance Stock Units granted in 2020 will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period. F4 · balance_after: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 23, 2020 (with respect to the 2017 grant), March 13, 2021 (with respect to the 2018 grant), December 31, 2021 (with respect to the 2019 grant) and December 31, 2022 (with respect to the 2020 grant). One-third of the Performance Stock Units granted in 2020 will be eligible to vest (at up to 200% of target) based on performance during the first year of the performance period. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 18:29 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-033380 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,093 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 17:11 UTC | Ashford Inc. AINC · Entity 86648 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-033224 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,057 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F1 · acquired: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F2 · balance_after: Reflects shares already reported as well as additional shares received in a distribution on November 5, 2019 of the Issuer's Common Stock by Ashford Hospitality Trust, Inc. and by Braemar Hotels & Resorts Inc., of which the Reporting Person is a shareholder, in an amount of 4,722 shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 18:32 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 19,289 | $2.03 | $39,156.67 |
DisclosureSEC source: 0001104659-20-028768 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,093 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on February 27, 2020, the last trading day before the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on February 27, 2020, the last trading day before the date of forfeiture. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:11 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 28,987 | $2.56 | $74,206.72 |
DisclosureSEC source: 0001104659-20-023885 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,382 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on February 19, 2020, the last trading day before the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on February 19, 2020, the last trading day before the date of forfeiture. Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 16:05 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 15,928 | $4.76 | $75,817.28 |
DisclosureSEC source: 0001104659-19-018961 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242,368 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 29, 2019, the last trading day before the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 29, 2019, the last trading day before the date of forfeiture. Read SEC document |
| March 24, 2019 Filed Mar 26, 2019 16:06 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 22,692 | $4.61 | $104,610.12 |
DisclosureSEC source: 0001104659-19-017414 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,296 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 22, 2019, the last trading day before the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 22, 2019, the last trading day before the date of forfeiture. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 16:09 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 25,895 | $4.72 | $122,224.40 |
DisclosureSEC source: 0001104659-19-015591 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,988 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 14, 2019, the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 14, 2019, the date of forfeiture. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:16 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2019) · Derivative | 237,643 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012473 · a4.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,643 Underlying: Common Stock · 237,643 shares Expires 2021-12-31 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero (0) and two (2) shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · security: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero (0) and two (2) shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 23, 2020 (with respect to the 2017 Performance Stock Units award), March 13, 2021 (with respect to the 2018 Performance Stock Units award) and December 31, 2021 (with respect to the 2019 Performance Stock Units award). F3 · price: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · derivative.underlying_shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 23, 2020 (with respect to the 2017 Performance Stock Units award), March 13, 2021 (with respect to the 2018 Performance Stock Units award) and December 31, 2021 (with respect to the 2019 Performance Stock Units award). F4 · balance_after: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 23, 2020 (with respect to the 2017 Performance Stock Units award), March 13, 2021 (with respect to the 2018 Performance Stock Units award) and December 31, 2021 (with respect to the 2019 Performance Stock Units award). Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:16 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 237,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012473 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,306,883 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 16:13 UTC | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 35,000 | $0.00 Strike: $61.12 | $0.00 |
DisclosureSEC source: 0001567619-19-005767 · doc1.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2029-02-27 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:21 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 29,368 | $5.48 | $160,936.64 |
DisclosureSEC source: 0001567619-19-005257 · doc1.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,240 F1 · shares: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on February 20, 2019, on the date of forfeiture. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 19:03 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 15,927 | $6.46 | $102,888.42 |
DisclosureSEC source: 0001104659-18-022239 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,608 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 29, 2018, the last trading day before the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 29, 2018, the last trading day before the date of forfeiture. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 15:26 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 22,691 | $6.27 | $142,272.57 |
DisclosureSEC source: 0001104659-18-020416 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,535 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 23, 2018, the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 23, 2018, the date of forfeiture. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 17:53 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 34,857 | $6.69 | $233,193.33 |
DisclosureSEC source: 0001104659-18-019620 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137,226 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 20, 2018, the date of forfeiture. F1 · price: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. Represents the closing price of the common stock on March 20, 2018, the date of forfeiture. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:40 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2018) · Derivative | 200,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018454 · a4.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,321 Underlying: Common Stock · Not disclosed shares Expires 2021-03-14 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). F3 · price: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · derivative.underlying_shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). F4 · balance_after: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:40 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 200,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-018454 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,083 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:27 UTC | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 38,603 | $0.00 Strike: $94.96 | $0.00 |
DisclosureSEC source: 0001104659-18-018446 · a4.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,603 Underlying: Common Stock · 38,603 shares Expires 2028-03-14 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| March 14, 2018 Filed Mar 21, 2018 19:17 UTC Amendment | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 38,603 | $0.00 Strike: $94.96 | $0.00 |
DisclosureSEC source: 0001104659-18-019398 · a4a.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,603 Underlying: Common Stock · 38,603 shares Expires 2028-03-14 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| March 14, 2018 Filed Mar 21, 2018 19:12 UTC Amendment | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2018) · Derivative | 200,321 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-019393 · a4a.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,321 Underlying: Common Stock · Not disclosed shares Expires 2021-03-14 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). F3 · price: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F4 · derivative.underlying_shares: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). F4 · balance_after: Represents the target number of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the target number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award), March 24, 2020 (with respect to the 2017 Performance Stock Units award), and March 14, 2021 (with respect to the 2018 Performance Stock Units award). Read SEC document |
| March 14, 2018 Filed Mar 21, 2018 19:12 UTC Amendment | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 200,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-019393 · a4a.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172,083 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:48 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 29,234 | $5.82 | $170,141.88 |
DisclosureSEC source: 0001104659-18-011495 · a4.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,762 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on February 20, 2018, the date of forfeiture. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 18:26 UTC | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 25,000 | $0.00 Strike: $57.71 | $0.00 |
DisclosureSEC source: 0000909143-17-000071 · primary_doc.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-10-03 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 16:33 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantPerformance Stock Units (2017) · Derivative | 38,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000042 · primary_doc.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · Outgoing President/Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 Underlying: Common Stock · 38,462 shares Expires 2019-12-31 F3 · security: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F3 · derivative.exercise_price: Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria, to receive up to two (2) shares of the Issuer's common stock. F2 · kind: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F2 · price: The Reporting Person received the Performance Stock Units (as defined below) pursuant to an award granted by the Issuer under the Issuer's 2013 Equity Incentive Plan. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F4 · derivative.underlying: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). F4 · derivative.underlying_shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). F4 · balance_after: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder returns. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant), December 31, 2018 (with respect to the 2016 grant) and December 31, 2019 (with respect to the 2017 grant - reported herein). Read SEC document |
| April 27, 2017 Filed May 1, 2017 16:33 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantCommon Stock | 38,462 | $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000042 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Outgoing President/Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,575 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2013 Equity Incentive Plan (the "Plan"). Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Such award is subject to approval, by the Issuer's shareholders, of an amendment to the Plan to increase the number of shares of common stock available thereunder. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 16:53 UTC | Ashford Inc. AINC · Entity 86648 | GrantStock Options (right to purchase) · Derivative | 25,000 | $0.00 Strike: $57.34 | $0.00 |
DisclosureSEC source: 0000909143-17-000032 · primary_doc.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-18 F1 · kind: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. F1 · price: The options were acquired from the Issuer in a grant under the Issuer's 2014 Incentive Plan. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 17:40 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | Tax withholdingCommon Stock | 6,549 | $10.81 | $70,794.69 |
DisclosureSEC source: 0000909143-17-000030 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,113 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on April 7, 2017, the date of forfeiture. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:45 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 16,819 | $6.36 | $106,968.84 |
DisclosureSEC source: 0000909143-17-000026 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,996 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 31, 2017, the date of forfeiture. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:14 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantPerformance Stock Units (2017) · Derivative | 173,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000020 · primary_doc.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,000 Underlying: Common Stock · Not disclosed shares Expires 2020-03-24 F2 · security: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F2 · derivative.exercise_price: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F3 · kind: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F3 · price: The Reporting Person received the Performance Stock Units pursuant to a grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. F2 · derivative.underlying: Each performance stock unit ("Performance Stock Unit") award represents a right to receive between zero and two shares of the Issuer's common stock if and when the applicable vesting criteria have been achieved. F4 · derivative.underlying_shares: Represents the target amount of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award) and March 24, 2020 (with respect to the 2017 Performance Stock Units award). F4 · balance_after: Represents the target amount of common stock shares that may be issued pursuant to the award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units reported, based on achievement of specified relative and total stockholder returns of the Issuer. Assuming continued service through the vesting date and achievement of the specified relative and total stockholder returns, the Performance Stock Units, as adjusted, will generally vest on March 31, 2019 (with respect to the 2016 Performance Stock Units award) and March 24, 2020 (with respect to the 2017 Performance Stock Units award). Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:14 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 173,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000020 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,815 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer' 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer' 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries of the date of grant. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 19:18 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 37,160 | $6.05 | $224,818.00 |
DisclosureSEC source: 0000909143-17-000015 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,815 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 20, 2017, the date of forfeiture. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 17:59 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | Tax withholdingCommon Stock | 1,521 | $10.58 | $16,092.18 |
DisclosureSEC source: 0000909143-17-000011 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,662 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on March 20, 2017, the date of forfeiture. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 19:57 UTC | Ashford Inc. AINC · Entity 86648 | Tax withholdingCommon Stock | 312 | $57.00 | $17,784.00 |
DisclosureSEC source: 0000909143-17-000004 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,335 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the Common Stock on February 27, 2017, the date of forfeiture. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 19:43 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | Tax withholdingCommon Stock | 28,052 | $6.80 | $190,753.60 |
DisclosureSEC source: 0000909143-17-000003 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,975 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on February 27, 2017, the date of forfeiture. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 19:21 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | Tax withholdingCommon Stock | 1,112 | $13.02 | $14,478.24 |
DisclosureSEC source: 0000909143-17-000002 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,183 F1 · kind: Represents shares of common stock forfeited to the Issuer to satisfy certain tax-withholding obligations of the Reporting Person arising as a result of the vesting of restricted stock held by the Reporting Person. F2 · price: Represents the closing price of the common stock on February 27, 2017, the date of forfeiture. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 18:17 UTC | ASHFORD HOSPITALITY TRUST INC AHT · Entity 7629 | GrantCommon Stock | 359,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000909143-17-000001 · primary_doc.xml · nonDerivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,027 F1 · kind: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. F1 · price: The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2011 Stock Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three anniversaries of the date of grant. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 17:28 UTC | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantPerformance Stock Units (2016) · Derivative | 65,598 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000909143-16-000098 · primary_doc.xml · derivative · entry 2 KESSLER DOUGLAS A · CIK 0001260655 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,598 Underlying: Common Stock · 65,598 shares Expires 2018-12-31 F1 · security: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · derivative.exercise_price: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · kind: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F2 · shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). F1 · price: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · derivative.underlying: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F2 · derivative.underlying_shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). F2 · balance_after: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). Read SEC document |
| October 13, 2016 Filed Oct 25, 2016 10:12 UTC Amendment | Braemar Hotels & Resorts Inc. AHP · Entity 6531 | GrantPerformance Stock Units · Derivative | 68,598 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000909143-16-000105 · primary_doc.xml · derivative · entry 1 KESSLER DOUGLAS A · CIK 0001260655 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,598 Underlying: Common Stock · 68,598 shares Expires 2018-12-31 F1 · security: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · derivative.exercise_price: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · kind: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F2 · shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). F1 · price: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F1 · derivative.underlying: Performance Stock Units granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan. Each Performance Stock Unit ("Performance Stock Unit") award represents the right, upon achievement of certain specified performance-based vesting criteria prior to the end of a specified performance period, to receive one (1) share of the Issuer's common stock. F2 · derivative.underlying_shares: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). F2 · balance_after: Represents the target share amount that may be issued pursuant to such award of Performance Stock Units. The actual number of shares of common stock to be issued upon vesting can range from 0% to 200% of the number of Performance Stock Units awarded, based on achievement of a specified relative total stockholder return, as determined by the compensation committee of the Board of Directors of the Issuer. Assuming continued service through the vesting date and achievement of the specified performance-based vesting criteria prior to the end of the specified performance period, the Performance Stock Units, as adjusted, will generally vest on December 31, 2017 (with respect to the 2015 grant) and December 31, 2018 (with respect to the 2016 grant - reported herein). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.