Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHEMUNG FINANCIAL CORPCHMG · Entity 5681 | Director | January 19, 2021 | January 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHEMUNG FINANCIAL CORP
Report date January 19, 2021 · Filed January 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 36,949 |
Reported balance
After 2021-01-19 transaction · row 1
1 source rowRow 1 · 2021-01-19 · Grant · Acquired 719 · Balance 36,949 |
| COMMON STOCKSEC Table I · non-derivative | IndirectBY WILLIAM SWAN TRUSTS | 31,331 |
Reported balance
Holding disclosure · report date 2021-01-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 31,331 |
| COMMON STOCKSEC Table I · non-derivative | IndirectBY SPOUSE | 4,474 |
Reported balance
Holding disclosure · report date 2021-01-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,474 F1: The reporting person disclaims beneficial ownership of these securities and the report shall not be deemed an admission that the reporting person is beneficial owner of such securities for the purpose of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities and the report shall not be deemed an admission that the reporting person is beneficial owner of such securities for the purpose of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2021 Filed Jan 19, 2021 21:54 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantCOMMON STOCK | 719 | $34.22 | $24,604.18 |
DisclosureSEC source: 0000763563-21-000027 · edgar.xml · nonDerivative · entry 1 SWAN RICHARD W · CIK 0001183777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,949 Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 22:22 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantCOMMON STOCK | 541 | $40.89 | $22,121.49 |
DisclosureSEC source: 0000763563-20-000028 · edgar.xml · nonDerivative · entry 1 SWAN RICHARD W · CIK 0001183777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,230 Read SEC document |
| January 09, 2019 Filed Jan 9, 2019 20:48 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantCOMMON STOCK | 633 | $40.20 | $25,446.60 |
DisclosureSEC source: 0000763563-19-000022 · edgar.xml · nonDerivative · entry 1 SWAN RICHARD W · CIK 0001183777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,689 Read SEC document |
| January 09, 2019 Filed Jan 14, 2019 19:29 UTC Amendment | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantCOMMON STOCK | 633 | $42.20 | $26,712.60 |
DisclosureSEC source: 0000763563-19-000053 · edgar.xml · nonDerivative · entry 1 SWAN RICHARD W · CIK 0001183777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,689 F2 · price: Typographical error on price - should have been $42.20, not $40.20. Read SEC document |
| January 04, 2018 Filed Jan 4, 2018 21:05 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantCOMMON STOCK | 426 | $50.10 | $21,342.60 |
DisclosureSEC source: 0000763563-18-000018 · edgar.xml · nonDerivative · entry 1 SWAN RICHARD W · CIK 0001183777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,056 Read SEC document |
| July 20, 2017 Filed Feb 22, 2018 18:02 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | SaleCOMMON STOCK | 6,240 | $40.75 | $254,280.00 |
DisclosureSEC source: 0000763563-18-000042 · edgar.xml · nonDerivative · entry 1 SWAN RICHARD W · CIK 0001183777 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY WILLIAM SWAN TRUSTS Disclosed balance after: 27,015 F2 · balance_after: The beneficiary of one of the trusts sold shares within the trust and did not notify Mr. Swan of the sale. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 19:42 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantCOMMON STOCK | 642 | $34.15 | $21,924.30 |
DisclosureSEC source: 0000763563-17-000028 · edgar.xml · nonDerivative · entry 1 SWAN RICHARD W · CIK 0001183777 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,630 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.