Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WASTE MANAGEMENT INCWM · Entity 2932 | Director | January 21, 2021 | January 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WASTE MANAGEMENT INC
Report date January 21, 2021 · Filed January 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,004 |
Reported balance
After 2021-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-01-21 · Sale · Disposed 301 · Balance 33,004 F1: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AETNA INC /PA/
Report date November 28, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 1
1 source rowRow 1 · 2018-11-28 · Disposition to issuer · Disposed 17,519 · Balance 0 F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-11-28 · Disposition to issuer · Disposed 7,071 · Balance 0 F2: Previously reported Units granted under the Non-Employee Director Compensation Plan (the "Plan"). These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-28 · Disposition to issuer · Disposed 990 · Balance 0 F3: Previously reported Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. |
| Deferred Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-28 · Disposition to issuer · Disposed 17,944.2426 · Balance 0 F4: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.
F2: Previously reported Units granted under the Non-Employee Director Compensation Plan (the "Plan"). These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement.
F3: Previously reported Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement.
F4: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2021 Filed Jan 21, 2021 21:09 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 301 | $114.14 | $34,355.27 |
DisclosureSEC source: 0001225208-21-000993 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,004 F1 · security: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 20:27 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 719 | $114.80 | $82,541.20 |
DisclosureSEC source: 0001225208-21-000932 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,305 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 20, 2020 Filed Jul 20, 2020 22:43 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 315 | $106.95 | $33,689.25 |
DisclosureSEC source: 0001225208-20-009864 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,586 F1 · security: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 21:06 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 772 | $106.83 | $82,472.76 |
DisclosureSEC source: 0001225208-20-009843 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,901 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| January 17, 2020 Filed Jan 17, 2020 20:50 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 267 | $119.69 | $31,957.23 |
DisclosureSEC source: 0001225208-20-000905 · doc4.xml · nonDerivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,129 F2 · security: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 20:50 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 654 | $118.50 | $77,500.64 |
DisclosureSEC source: 0001225208-20-000905 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,396 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 16, 2019 Filed Jul 17, 2019 19:10 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 268 | $118.07 | $31,643.30 |
DisclosureSEC source: 0001225208-19-010304 · doc4.xml · nonDerivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,742 F2 · security: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 19:10 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 658 | $117.81 | $77,520.63 |
DisclosureSEC source: 0001225208-19-010304 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,010 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| January 17, 2019 Filed Jan 17, 2019 21:37 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 338 | $93.09 | $31,462.73 |
DisclosureSEC source: 0001225208-19-000976 · doc4.xml · nonDerivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,352 F2 · security: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 21:37 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 829 | $93.53 | $77,537.28 |
DisclosureSEC source: 0001225208-19-000976 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,690 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 16:36 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerDeferred Restricted Stock Units · Derivative | 17,944.2426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000169 · edgar.xml · derivative · entry 4 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,944.2426 shares Expires not disclosed F4 · derivative.exercise_price: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F4 · price: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F4 · derivative.exercise_date: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F4 · derivative.expiration_date: Deferred Restricted Stock Units accrued under the Plan pursuant to the deferral of Restricted Stock Unit grants. These Deferred Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Deferred Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 16:36 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerRestricted Stock Units · Derivative | 990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000169 · edgar.xml · derivative · entry 3 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 990 shares Expires not disclosed F3 · derivative.exercise_price: Previously reported Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F3 · price: Previously reported Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F3 · derivative.exercise_date: Previously reported Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F3 · derivative.expiration_date: Previously reported Restricted Stock Units granted under the Plan on May 18, 2018. These Restricted Stock Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Restricted Stock Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 16:36 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerPhantom Stock Units · Derivative | 7,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000169 · edgar.xml · derivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,071 shares Expires not disclosed F2 · derivative.exercise_price: Previously reported Units granted under the Non-Employee Director Compensation Plan (the "Plan"). These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F2 · price: Previously reported Units granted under the Non-Employee Director Compensation Plan (the "Plan"). These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F2 · derivative.exercise_date: Previously reported Units granted under the Non-Employee Director Compensation Plan (the "Plan"). These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. F2 · derivative.expiration_date: Previously reported Units granted under the Non-Employee Director Compensation Plan (the "Plan"). These Units were canceled pursuant to the terms of the Plan in exchange for an amount in cash for each Unit equal to the closing price of Aetna Common Stock on the closing date under the Merger Agreement. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 16:36 UTC | AETNA INC /PA/ AET · Entity 107289 | Disposition to issuerCommon Stock | 17,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000169 · edgar.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock. Read SEC document |
| July 17, 2018 Filed Jul 18, 2018 20:22 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 376 | $82.65 | $31,077.19 |
DisclosureSEC source: 0001225208-18-011826 · doc4.xml · nonDerivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,861 F2 · shares: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:22 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 922 | $84.00 | $77,448.00 |
DisclosureSEC source: 0001225208-18-011826 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,237 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:03 UTC | AETNA INC /PA/ AET · Entity 107289 | Exercise / conversionRestricted Stock Units · Derivative | 1,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000092 · edgar.xml · derivative · entry 3 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Units convert to Common Stock on a one-for-one basis. F1 · price: Units convert to Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Units granted under the Plan. Subject to terms of the Plan, Units vested in four substantially equal installments on August 18, 2017, November 18, 2017, February 18, 2018, and May 18, 2018, with payment of the Units deferred until May 21, 2018. F3 · derivative.expiration_date: Units granted under the Plan. Subject to terms of the Plan, Units vested in four substantially equal installments on August 18, 2017, November 18, 2017, February 18, 2018, and May 18, 2018, with payment of the Units deferred until May 21, 2018. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:03 UTC | AETNA INC /PA/ AET · Entity 107289 | Exercise / conversionCommon Stock | 1,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000092 · edgar.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units convert to Common Stock on a one-for-one basis. Read SEC document |
| May 18, 2018 Filed May 22, 2018 16:03 UTC | AETNA INC /PA/ AET · Entity 107289 | GrantRestricted Stock Units · Derivative | 990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-18-000092 · edgar.xml · derivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Underlying: Common Stock · 990 shares Expires not disclosed F1 · derivative.exercise_price: Units convert to Common Stock on a one-for-one basis. F1 · price: Units convert to Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 18, 2018, November 18, 2018, February 18, 2019, and May 18, 2019, with payment of the Units deferred until May 20, 2019. Upon payment date, Units will be issued in Common Stock. F2 · derivative.expiration_date: Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 18, 2018, November 18, 2018, February 18, 2019, and May 18, 2019, with payment of the Units deferred until May 20, 2019. Upon payment date, Units will be issued in Common Stock. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 19:49 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 358 | $88.39 | $31,644.16 |
DisclosureSEC source: 0001225208-18-001215 · doc4.xml · nonDerivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,315 F2 · shares: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| January 15, 2018 Filed Jan 18, 2018 19:49 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 879 | $88.18 | $77,505.83 |
DisclosureSEC source: 0001225208-18-001215 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,673 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 18, 2017 Filed Jul 18, 2017 15:49 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 453 | $74.60 | $33,793.80 |
DisclosureSEC source: 0001225208-17-012712 · doc4.xml · nonDerivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,794 F2 · shares: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| July 15, 2017 Filed Jul 18, 2017 15:49 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 1,045 | $74.16 | $77,491.98 |
DisclosureSEC source: 0001225208-17-012712 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,247 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| May 22, 2017 Filed May 23, 2017 16:22 UTC | AETNA INC /PA/ AET · Entity 107289 | Exercise / conversionRestricted Stock Units · Derivative | 1,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-17-000051 · edgar.xml · derivative · entry 3 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Units convert to Common Stock on a one-for-one basis. F1 · price: Units convert to Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Units granted under the Plan. Subject to terms of the Plan, Units vested in four equal installments on August 20, 2016; November 20, 2016; February 20, 2017, and May 20, 2017, with payment of the Units deferred until May 22, 2017. F3 · derivative.expiration_date: Units granted under the Plan. Subject to terms of the Plan, Units vested in four equal installments on August 20, 2016; November 20, 2016; February 20, 2017, and May 20, 2017, with payment of the Units deferred until May 22, 2017. Read SEC document |
| May 22, 2017 Filed May 23, 2017 16:22 UTC | AETNA INC /PA/ AET · Entity 107289 | Exercise / conversionCommon Stock | 1,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-17-000051 · edgar.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Units convert to Common Stock on a one-for-one basis. Read SEC document |
| May 19, 2017 Filed May 23, 2017 16:22 UTC | AETNA INC /PA/ AET · Entity 107289 | GrantRestricted Stock Units · Derivative | 1,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001122304-17-000051 · edgar.xml · derivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203 Underlying: Common Stock · 1,203 shares Expires not disclosed F1 · derivative.exercise_price: Units convert to Common Stock on a one-for-one basis. F1 · price: Units convert to Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 19, 2017; November 19, 2017; February 19, 2018, and May 19, 2018, with payment of the Units deferred until May 21, 2018. Upon payment date, Units will be issued in Common Stock. F2 · derivative.expiration_date: Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 19, 2017; November 19, 2017; February 19, 2018, and May 19, 2018, with payment of the Units deferred until May 21, 2018. Upon payment date, Units will be issued in Common Stock. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 22:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 433 | $69.59 | $30,134.55 |
DisclosureSEC source: 0001225208-17-001382 · doc4.xml · nonDerivative · entry 2 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,202 F2 · shares: Sale of shares to cover personal income tax obligations upon grant of stock award, pursuant to Rule 10b5-1 Trading Plan. Read SEC document |
| January 15, 2017 Filed Jan 19, 2017 22:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 1,000 | $70.01 | $70,005.00 |
DisclosureSEC source: 0001225208-17-001382 · doc4.xml · nonDerivative · entry 1 CLARK FRANK M · CIK 0001184016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,635 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.