person · Reporting owner

KURLAND STANFORD L

Disclosed activity across 3 companies

Tapewire entity: 143577
SEC CIK: 0001181595

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PNMAC Holdings, Inc.PFSI · Entity 162615	Director · Executive Chairman	April 23, 2018	April 24, 2018
PennyMac Financial Services, Inc.PFSI · Entity 4100	Director · 10% owner	January 20, 2021	January 22, 2021
PennyMac Mortgage Investment TrustPMT · Entity 899	Director · Executive Chairman	March 17, 2020	March 19, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PNMAC Holdings, Inc.

Report date April 23, 2018 · Filed April 24, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	15,876	Ending reported balance After 2018-04-24 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2018-04-23 · Sale · Disposed 5,950 · Balance 25,037 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Row 2 · 2018-04-24 · Sale · Disposed 9,161 · Balance 15,876 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $21.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security	Direct	284,348	Reported balance Holding disclosure · report date 2018-04-23 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 284,348 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering.
Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security	IndirectKurland Family Investments, LLC	8,314,990	Reported balance Holding disclosure · report date 2018-04-23 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 8,314,990 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering. F5: These securities are held by Kurland Family Investments, LLC, of which Mr. Kurland is the sole manager. Mr. Kurland disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12	Direct	107,656	Reported balance Holding disclosure · report date 2018-04-23 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 107,656 F6: This nonstatutory stock option to purchase 107,656 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25	Direct	191,098	Reported balance Holding disclosure · report date 2018-04-23 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 191,098 F7: This nonstatutory stock option to purchase 191,098 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02	Direct	161,529	Reported balance Holding disclosure · report date 2018-04-23 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 161,529 F8: This nonstatutory stock option to purchase 161,529 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06	Direct	188,086	Reported balance Holding disclosure · report date 2018-04-23 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 188,086 F9: This nonstatutory stock option to purchase 188,086 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05	Direct	138,504	Reported balance Holding disclosure · report date 2018-04-23 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 138,504 F10: This nonstatutory stock option to purchase 138,504 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08	Direct	102,459	Reported balance Holding disclosure · report date 2018-04-23 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 102,459 F11: This nonstatutory stock option to purchase 102,459 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.

F2: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.

F3: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $21.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.

F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering.

F5: These securities are held by Kurland Family Investments, LLC, of which Mr. Kurland is the sole manager. Mr. Kurland disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F6: This nonstatutory stock option to purchase 107,656 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

F7: This nonstatutory stock option to purchase 191,098 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

F8: This nonstatutory stock option to purchase 161,529 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.

F9: This nonstatutory stock option to purchase 188,086 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

F10: This nonstatutory stock option to purchase 138,504 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

F11: This nonstatutory stock option to purchase 102,459 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

PennyMac Financial Services, Inc.

Report date January 20, 2021 · Filed January 22, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectKurland Family Investments, LLC	7,590,790	Reported balance After 2021-01-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-01-20 · Sale · Disposed 5,200 · Balance 7,590,790 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $58.71 to $59.71. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	IndirectKurland Family Investments, LLC	7,580,990	Reported balance After 2021-01-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-01-20 · Sale · Disposed 9,800 · Balance 7,580,990 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3: The price reported is the weighted average price of multiple transactions ranging from $59.72 to $60.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	IndirectKurland Family Investments, LLC	7,571,890	Reported balance After 2021-01-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-01-21 · Sale · Disposed 9,100 · Balance 7,571,890 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $60.81 to $61.81. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	IndirectKurland Family Investments, LLC	7,565,990	Reported balance After 2021-01-21 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2021-01-21 · Sale · Disposed 5,900 · Balance 7,565,990 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5: The price reported is the weighted average price of multiple transactions ranging from $61.83 to $62.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	IndirectKurland Family Investments, LLC	7,564,990	Reported balance After 2021-01-22 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2021-01-22 · Sale · Disposed 1,000 · Balance 7,564,990 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6: The price reported is the weighted average price of multiple transactions ranging from $59.01 to $59.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Direct	7,279	Reported balance Holding disclosure · report date 2021-01-20 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 7,279 F7: The reported amount consists of 7,279 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Common StockSEC Table I · non-derivative	Indirect1998 Kurland Revocable Trust Dtd 1/14/98	115,544	Reported balance Holding disclosure · report date 2021-01-20 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 115,544
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12	Direct	107,656	Reported balance Holding disclosure · report date 2021-01-20 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 107,656 F8: This nonstatutory stock option to purchase 107,656 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25	Direct	191,098	Reported balance Holding disclosure · report date 2021-01-20 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 191,098 F9: This nonstatutory stock option to purchase 191,098 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02	Direct	161,529	Reported balance Holding disclosure · report date 2021-01-20 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 161,529 F10: This nonstatutory stock option to purchase 161,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06	Direct	188,086	Reported balance Holding disclosure · report date 2021-01-20 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 188,086 F11: This nonstatutory stock option to purchase 188,086 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05	Direct	138,504	Reported balance Holding disclosure · report date 2021-01-20 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance 138,504 F12: This nonstatutory stock option to purchase 138,504 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08	Direct	102,459	Reported balance Holding disclosure · report date 2021-01-20 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 102,459 F13: This nonstatutory stock option to purchase 102,459 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.92 · Expires 2029-03-14	Direct	107,849	Reported balance Holding disclosure · report date 2021-01-20 · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · Balance 107,849 F14: This nonstatutory stock option to purchase 107,849 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan.

F2: The price reported is the weighted average price of multiple transactions ranging from $58.71 to $59.71. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3: The price reported is the weighted average price of multiple transactions ranging from $59.72 to $60.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4: The price reported is the weighted average price of multiple transactions ranging from $60.81 to $61.81. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F5: The price reported is the weighted average price of multiple transactions ranging from $61.83 to $62.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F6: The price reported is the weighted average price of multiple transactions ranging from $59.01 to $59.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F7: The reported amount consists of 7,279 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

F8: This nonstatutory stock option to purchase 107,656 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.

F9: This nonstatutory stock option to purchase 191,098 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

F10: This nonstatutory stock option to purchase 161,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.

F11: This nonstatutory stock option to purchase 188,086 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.

F12: This nonstatutory stock option to purchase 138,504 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

F13: This nonstatutory stock option to purchase 102,459 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.

F14: This nonstatutory stock option to purchase 107,849 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.

PennyMac Mortgage Investment Trust

Report date March 17, 2020 · Filed March 19, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	673,668	Reported balance After 2020-03-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-03-17 · Exercise / conversion · Acquired 17,623 · Balance 673,668 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F2: The reported amount consists of 47,998 restricted share units and 626,670 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	690,700	Reported balance After 2020-03-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2020-03-17 · Exercise / conversion · Acquired 17,032 · Balance 690,700 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F4: The reported amount consists of 47,998 restricted share units and 642,702 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	705,326	Reported balance After 2020-03-17 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2020-03-17 · Exercise / conversion · Acquired 14,626 · Balance 705,326 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F6: The reported amount consists of 47,998 restricted share units and 657,328 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	697,490	Reported balance After 2020-03-17 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2020-03-17 · Tax withholding · Disposed 7,836 · Balance 697,490 F7: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F8: The reported amount consists of 47,998 restricted share units and 649,492 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	690,026	Reported balance After 2020-03-17 transaction · row 5 Account or security details depend on footnotes; rows are not merged. 1 source row Row 5 · 2020-03-17 · Tax withholding · Disposed 7,464 · Balance 690,026 F9: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F10: The reported amount consists of 47,998 restricted share units and 642,028 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	683,616	Reported balance After 2020-03-17 transaction · row 6 Account or security details depend on footnotes; rows are not merged. 1 source row Row 6 · 2020-03-17 · Tax withholding · Disposed 6,410 · Balance 683,616 F11: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 12, 2019. F12: The reported amount consists of 47,998 restricted share units and 635,618 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	17,623	Reported balance After 2020-03-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2020-03-17 · Grant · Acquired 17,623 · Balance 17,623 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2020-03-17 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2020-03-17 · Exercise / conversion · Disposed 17,623 · Balance 0 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	17,032	Reported balance After 2020-03-17 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2020-03-17 · Grant · Acquired 17,032 · Balance 17,032 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2020-03-17 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2020-03-17 · Exercise / conversion · Disposed 17,032 · Balance 0 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	14,626	Reported balance After 2020-03-17 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2020-03-17 · Grant · Acquired 14,626 · Balance 14,626 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	2,406	Reported balance After 2020-03-17 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2020-03-17 · Exercise / conversion · Disposed 14,626 · Balance 2,406 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectBy Kurland Family Foundation	6,000	Reported balance Holding disclosure · report date 2020-03-17 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 6,000
Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectBy Kurland Revocable Trust	241,097	Reported balance Holding disclosure · report date 2020-03-17 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 241,097

Filing footnotes · ownership attribution and instrument terms

F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.

F2: The reported amount consists of 47,998 restricted share units and 626,670 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.

F4: The reported amount consists of 47,998 restricted share units and 642,702 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.

F6: The reported amount consists of 47,998 restricted share units and 657,328 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F7: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017.

F8: The reported amount consists of 47,998 restricted share units and 649,492 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F9: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018.

F10: The reported amount consists of 47,998 restricted share units and 642,028 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

F11: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 12, 2019.

F12: The reported amount consists of 47,998 restricted share units and 635,618 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 10, 2020 Filed Jun 11, 2020 19:14 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,400	$36.21	$195,534.00	Disclosure SEC source: 0001127602-20-019462 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,115,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $36.09 to $36.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
June 10, 2020 Filed Jun 11, 2020 19:14 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	9,600	$35.55	$341,280.00	Disclosure SEC source: 0001127602-20-019462 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,120,590 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $35.07 to $36.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
June 09, 2020 Filed Jun 11, 2020 19:14 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,000	$35.49	$177,451.00	Disclosure SEC source: 0001127602-20-019462 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,130,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $35.20 to $35.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
June 09, 2020 Filed Jun 11, 2020 19:14 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	10,000	$35.51	$355,070.00	Disclosure SEC source: 0001127602-20-019462 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,135,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $35.20 to $35.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 28, 2020 Filed May 28, 2020 19:08 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	1,713	$34.38	$58,892.94	Disclosure SEC source: 0001127602-20-018101 · form4.xml · nonDerivative · entry 7 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,145,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $34.35 to $34.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 28, 2020 Filed May 28, 2020 19:08 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	13,287	$34.01	$451,890.87	Disclosure SEC source: 0001127602-20-018101 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,146,903 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $33.34 to $34.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 27, 2020 Filed May 28, 2020 19:08 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	800	$34.84	$27,872.00	Disclosure SEC source: 0001127602-20-018101 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,160,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $34.80 to $34.86. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 27, 2020 Filed May 28, 2020 19:08 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	3,489	$34.11	$119,009.79	Disclosure SEC source: 0001127602-20-018101 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,160,990 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $33.77 to $34.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 27, 2020 Filed May 28, 2020 19:08 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	10,711	$33.27	$356,354.97	Disclosure SEC source: 0001127602-20-018101 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,164,479 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $32.74 to $33.70. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 26, 2020 Filed May 28, 2020 19:08 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	300	$33.87	$10,161.00	Disclosure SEC source: 0001127602-20-018101 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,175,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $33.77 to $34.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 26, 2020 Filed May 28, 2020 19:08 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	14,700	$33.21	$488,187.00	Disclosure SEC source: 0001127602-20-018101 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,175,490 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $32.76 to $33.74. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 15, 2020 Filed May 15, 2020 18:57 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	600	$29.01	$17,407.98	Disclosure SEC source: 0001127602-20-016800 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,190,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $29.00 to $29.04. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 13, 2020 Filed May 15, 2020 18:57 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	419	$28.25	$11,836.75	Disclosure SEC source: 0001127602-20-016800 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,190,790 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $28.23 to $28.30. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
May 13, 2020 Filed May 15, 2020 18:57 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	13,481	$27.80	$374,771.80	Disclosure SEC source: 0001127602-20-016800 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,191,209 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $27.22 to $28.21. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 30, 2020 Filed Apr 30, 2020 19:57 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	500	$30.94	$15,470.00	Disclosure SEC source: 0001127602-20-014930 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,204,690 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $30.77 to $30.98. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 30, 2020 Filed Apr 30, 2020 19:57 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	14,500	$30.10	$436,450.00	Disclosure SEC source: 0001127602-20-014930 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,205,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $29.74 to $30.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:57 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	9,200	$31.44	$289,248.00	Disclosure SEC source: 0001127602-20-014930 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,219,690 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $31.16 to $31.72. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:57 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	5,800	$30.75	$178,364.50	Disclosure SEC source: 0001127602-20-014930 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,228,890 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $30.10 to $31.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 28, 2020 Filed Apr 30, 2020 19:57 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	15,000	$28.82	$432,264.00	Disclosure SEC source: 0001127602-20-014930 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,234,690 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $28.43 to $29.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
April 15, 2020 Filed Apr 15, 2020 18:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	GiftCommon Stock	81,849	$0.00	$0.00	Disclosure SEC source: 0001127602-20-013759 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 115,544 F3 · shares: The Reporting Person transferred 81,849 shares of Common Stock held by the Reporting Person to a family trust, of which the Reporting Person is a trustee. Read SEC document
April 15, 2020 Filed Apr 15, 2020 18:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	GiftCommon Stock	81,849	$0.00	$0.00	Disclosure SEC source: 0001127602-20-013759 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,279 F3 · shares: The Reporting Person transferred 81,849 shares of Common Stock held by the Reporting Person to a family trust, of which the Reporting Person is a trustee. F4 · balance_after: The reported amount consists of 7,279 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
April 14, 2020 Filed Apr 15, 2020 18:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	300	$27.08	$8,122.98	Disclosure SEC source: 0001127602-20-013759 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,249,690 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $27.00 to $27.21. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:58 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Exercise / conversionPerformance-Based Restricted Stock Units · Derivative	156,739	$0.00	$0.00	Disclosure SEC source: 0001127602-20-011358 · form4.xml · derivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 156,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.underlying_shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:58 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	GrantPerformance-Based Restricted Stock Units · Derivative	156,739	$0.00	$0.00	Disclosure SEC source: 0001127602-20-011358 · form4.xml · derivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,739 Underlying: Common Stock · 156,739 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F1 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:58 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Tax withholdingCommon Stock	74,890	$21.76	$1,629,606.40	Disclosure SEC source: 0001127602-20-011358 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,128 F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F4 · balance_after: The reported amount consists of 7,279 restricted stock units and 81,849 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:58 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	Exercise / conversionCommon Stock	156,739	$0.00	$0.00	Disclosure SEC source: 0001127602-20-011358 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 6, 2017 and vested on March 17, 2020, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 18.6% for the period of January 1, 2017 through December 31, 2019 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 94.3%. F2 · balance_after: The reported amount consists of 7,279 restricted stock units and 156,739 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionPerformance-Based Restricted Share Units · Derivative	14,626	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · derivative · entry 14 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,406 Underlying: Common Shares of Beneficial Interest · 14,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantPerformance-Based Restricted Share Units · Derivative	14,626	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · derivative · entry 13 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,626 Underlying: Common Shares of Beneficial Interest · 14,626 shares Expires not disclosed F5 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F5 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionPerformance-Based Restricted Share Units · Derivative	17,032	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · derivative · entry 12 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 17,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantPerformance-Based Restricted Share Units · Derivative	17,032	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · derivative · entry 11 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,032 Underlying: Common Shares of Beneficial Interest · 17,032 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionPerformance-Based Restricted Share Units · Derivative	17,623	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · derivative · entry 10 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 17,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	GrantPerformance-Based Restricted Share Units · Derivative	17,623	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · derivative · entry 9 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,623 Underlying: Common Shares of Beneficial Interest · 17,623 shares Expires not disclosed F1 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F1 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	6,410	$10.88	$69,740.80	Disclosure SEC source: 0001127602-20-011566 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,616 F11 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 12, 2019. F12 · balance_after: The reported amount consists of 47,998 restricted share units and 635,618 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	7,464	$10.88	$81,208.32	Disclosure SEC source: 0001127602-20-011566 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,026 F9 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F10 · balance_after: The reported amount consists of 47,998 restricted share units and 642,028 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	7,836	$10.88	$85,255.68	Disclosure SEC source: 0001127602-20-011566 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,490 F7 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F8 · balance_after: The reported amount consists of 47,998 restricted share units and 649,492 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	14,626	$0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F6 · balance_after: The reported amount consists of 47,998 restricted share units and 657,328 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	17,032	$0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F4 · balance_after: The reported amount consists of 47,998 restricted share units and 642,702 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 17, 2020 Filed Mar 19, 2020 19:31 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Exercise / conversionCommon Shares of Beneficial Interest	17,623	$0.00	$0.00	Disclosure SEC source: 0001127602-20-011566 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F2 · balance_after: The reported amount consists of 47,998 restricted share units and 626,670 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:39 UTC	PennyMac Mortgage Investment Trust PMT · Entity 899	Tax withholdingCommon Shares of Beneficial Interest	3,011	$18.90	$56,907.90	Disclosure SEC source: 0001127602-20-010617 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,045 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 47,998 restricted share units and 608,047 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document
March 11, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	100	$36.87	$3,687.00	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 16 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 33,695 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. Read SEC document
March 11, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	500	$35.95	$17,976.50	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 15 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 33,795 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F14 · price: The price reported is the weighted average price of multiple transactions ranging from $35.63 to $36.22. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 11, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	400	$35.11	$14,042.12	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 14 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 34,295 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F13 · price: The price reported is the weighted average price of multiple transactions ranging from $34.60 to $35.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	900	$36.61	$32,948.01	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 13 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 34,695 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F12 · price: The price reported is the weighted average price of multiple transactions ranging from $36.43 to $36.76. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	2,200	$35.76	$78,677.28	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 12 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 35,595 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F9 · price: The price reported is the weighted average price of multiple transactions ranging from $35.43 to $36.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	1,900	$34.95	$66,411.84	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 11 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 37,795 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F11 · price: The price reported is the weighted average price of multiple transactions ranging from $34.43 to $35.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	1,349	$36.60	$49,370.57	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 10 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 39,695 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F10 · price: The price reported is the weighted average price of multiple transactions ranging from $36.43 to $36.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	3,451	$35.76	$123,413.63	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 9 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 41,044 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F9 · price: The price reported is the weighted average price of multiple transactions ranging from $35.43 to $36.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	2,700	$34.95	$94,376.34	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 8 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 44,495 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $34.43 to $35.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	200	$36.76	$7,351.50	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 7 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 47,195 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $36.72 to $36.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document
March 10, 2020 Filed Mar 11, 2020 19:44 UTC	PennyMac Financial Services, Inc. PFSI · Entity 4100	SaleCommon Stock	1,300	$35.89	$46,656.61	Disclosure SEC source: 0001127602-20-010307 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 1998 Kurland Revocable Trust Dtd 1/14/98 Disclosed balance after: 47,395 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $35.52 to $36.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.