Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Director · Executive Chairman | April 23, 2018 | April 24, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Director · 10% owner | January 20, 2021 | January 22, 2021 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Director · Executive Chairman | March 17, 2020 | March 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 23, 2018 · Filed April 24, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 15,876 |
Ending reported balance
After 2018-04-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-23 · Sale · Disposed 5,950 · Balance 25,037 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Row 2 · 2018-04-24 · Sale · Disposed 9,161 · Balance 15,876 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F3: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $21.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | Direct | 284,348 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 284,348 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectKurland Family Investments, LLC | 8,314,990 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 8,314,990 F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering. F5: These securities are held by Kurland Family Investments, LLC, of which Mr. Kurland is the sole manager. Mr. Kurland disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 107,656 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 107,656 F6: This nonstatutory stock option to purchase 107,656 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 191,098 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 191,098 F7: This nonstatutory stock option to purchase 191,098 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 161,529 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 161,529 F8: This nonstatutory stock option to purchase 161,529 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 188,086 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 188,086 F9: This nonstatutory stock option to purchase 188,086 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 138,504 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 138,504 F10: This nonstatutory stock option to purchase 138,504 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 102,459 |
Reported balance
Holding disclosure · report date 2018-04-23 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 102,459 F11: This nonstatutory stock option to purchase 102,459 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $20.50 to $21.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F3: The price reported is the weighted average price of multiple transactions ranging from $20.55 to $21.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F4: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of PennyMac Financial Services, Inc. on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial Services, Inc.'s initial public offering.
F5: These securities are held by Kurland Family Investments, LLC, of which Mr. Kurland is the sole manager. Mr. Kurland disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F6: This nonstatutory stock option to purchase 107,656 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 191,098 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 161,529 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
F9: This nonstatutory stock option to purchase 188,086 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 138,504 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 102,459 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date January 20, 2021 · Filed January 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectKurland Family Investments, LLC | 7,590,790 |
Reported balance
After 2021-01-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-20 · Sale · Disposed 5,200 · Balance 7,590,790 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $58.71 to $59.71. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectKurland Family Investments, LLC | 7,580,990 |
Reported balance
After 2021-01-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-01-20 · Sale · Disposed 9,800 · Balance 7,580,990 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3: The price reported is the weighted average price of multiple transactions ranging from $59.72 to $60.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectKurland Family Investments, LLC | 7,571,890 |
Reported balance
After 2021-01-21 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-01-21 · Sale · Disposed 9,100 · Balance 7,571,890 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $60.81 to $61.81. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectKurland Family Investments, LLC | 7,565,990 |
Reported balance
After 2021-01-21 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-01-21 · Sale · Disposed 5,900 · Balance 7,565,990 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5: The price reported is the weighted average price of multiple transactions ranging from $61.83 to $62.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | IndirectKurland Family Investments, LLC | 7,564,990 |
Reported balance
After 2021-01-22 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2021-01-22 · Sale · Disposed 1,000 · Balance 7,564,990 F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6: The price reported is the weighted average price of multiple transactions ranging from $59.01 to $59.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Direct | 7,279 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 7,279 F7: The reported amount consists of 7,279 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Common StockSEC Table I · non-derivative | Indirect1998 Kurland Revocable Trust Dtd 1/14/98 | 115,544 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 115,544 |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 107,656 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 107,656 F8: This nonstatutory stock option to purchase 107,656 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 191,098 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 191,098 F9: This nonstatutory stock option to purchase 191,098 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 161,529 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 161,529 F10: This nonstatutory stock option to purchase 161,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 188,086 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 188,086 F11: This nonstatutory stock option to purchase 188,086 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 138,504 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 138,504 F12: This nonstatutory stock option to purchase 138,504 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.40 · Expires 2028-03-08 | Direct | 102,459 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 102,459 F13: This nonstatutory stock option to purchase 102,459 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.92 · Expires 2029-03-14 | Direct | 107,849 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 107,849 F14: This nonstatutory stock option to purchase 107,849 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $58.71 to $59.71. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F3: The price reported is the weighted average price of multiple transactions ranging from $59.72 to $60.585. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F4: The price reported is the weighted average price of multiple transactions ranging from $60.81 to $61.81. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F5: The price reported is the weighted average price of multiple transactions ranging from $61.83 to $62.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F6: The price reported is the weighted average price of multiple transactions ranging from $59.01 to $59.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F7: The reported amount consists of 7,279 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F8: This nonstatutory stock option to purchase 107,656 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's continued service through each date.
F9: This nonstatutory stock option to purchase 191,098 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F10: This nonstatutory stock option to purchase 161,529 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's continued service through each date.
F11: This nonstatutory stock option to purchase 188,086 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F12: This nonstatutory stock option to purchase 138,504 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
F13: This nonstatutory stock option to purchase 102,459 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's committed service through each date.
F14: This nonstatutory stock option to purchase 107,849 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
PennyMac Mortgage Investment Trust
Report date March 17, 2020 · Filed March 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 673,668 |
Reported balance
After 2020-03-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-17 · Exercise / conversion · Acquired 17,623 · Balance 673,668 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F2: The reported amount consists of 47,998 restricted share units and 626,670 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 690,700 |
Reported balance
After 2020-03-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-03-17 · Exercise / conversion · Acquired 17,032 · Balance 690,700 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F4: The reported amount consists of 47,998 restricted share units and 642,702 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 705,326 |
Reported balance
After 2020-03-17 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-03-17 · Exercise / conversion · Acquired 14,626 · Balance 705,326 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. F6: The reported amount consists of 47,998 restricted share units and 657,328 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 697,490 |
Reported balance
After 2020-03-17 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-03-17 · Tax withholding · Disposed 7,836 · Balance 697,490 F7: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017. F8: The reported amount consists of 47,998 restricted share units and 649,492 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 690,026 |
Reported balance
After 2020-03-17 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-03-17 · Tax withholding · Disposed 7,464 · Balance 690,026 F9: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018. F10: The reported amount consists of 47,998 restricted share units and 642,028 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 683,616 |
Reported balance
After 2020-03-17 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-03-17 · Tax withholding · Disposed 6,410 · Balance 683,616 F11: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 12, 2019. F12: The reported amount consists of 47,998 restricted share units and 635,618 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,623 |
Reported balance
After 2020-03-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-03-17 · Grant · Acquired 17,623 · Balance 17,623 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-03-17 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-03-17 · Exercise / conversion · Disposed 17,623 · Balance 0 F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,032 |
Reported balance
After 2020-03-17 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-03-17 · Grant · Acquired 17,032 · Balance 17,032 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-03-17 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-03-17 · Exercise / conversion · Disposed 17,032 · Balance 0 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 14,626 |
Reported balance
After 2020-03-17 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-03-17 · Grant · Acquired 14,626 · Balance 14,626 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,406 |
Reported balance
After 2020-03-17 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-03-17 · Exercise / conversion · Disposed 14,626 · Balance 2,406 F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy Kurland Family Foundation | 6,000 |
Reported balance
Holding disclosure · report date 2020-03-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 6,000 |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy Kurland Revocable Trust | 241,097 |
Reported balance
Holding disclosure · report date 2020-03-17 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 241,097 |
Filing footnotes · ownership attribution and instrument terms
F1: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
F2: The reported amount consists of 47,998 restricted share units and 626,670 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on March 12, 2018 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2018, 2019 and 2020. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
F4: The reported amount consists of 47,998 restricted share units and 642,702 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F5: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 12, 2019 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2019, 2020 and 2021. The PSU vested as to one-third on March 17, 2020 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2019 fiscal year was determined based on the Issuer's return on equity (ROE) of 12.02% for the period of January 1, 2019 through December 31, 2019 as measured against ROE targets established at the time of grant. The payout percentage for the award based on ROE achievement was 150%.
F6: The reported amount consists of 47,998 restricted share units and 657,328 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F7: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 23, 2017.
F8: The reported amount consists of 47,998 restricted share units and 649,492 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F9: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on March 12, 2018.
F10: The reported amount consists of 47,998 restricted share units and 642,028 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F11: Represents shares withheld for taxes upon vesting of performance-based restricted share units granted on February 12, 2019.
F12: The reported amount consists of 47,998 restricted share units and 635,618 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2020 Filed Oct 15, 2020 18:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,290 | $66.29 | $218,094.10 |
DisclosureSEC source: 0001127602-20-026988 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,797,990 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $66.07 to $66.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 18:39 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 11,710 | $65.73 | $769,698.30 |
DisclosureSEC source: 0001127602-20-026988 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,801,280 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $65.06 to $66.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 28, 2020 Filed Sep 28, 2020 18:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 500 | $58.81 | $29,405.00 |
DisclosureSEC source: 0001127602-20-025808 · form4.xml · nonDerivative · entry 7 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,812,990 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $58.66 to $59.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 28, 2020 Filed Sep 28, 2020 18:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 500 | $58.24 | $29,120.00 |
DisclosureSEC source: 0001127602-20-025808 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,813,490 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $57.56 to $58.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 18:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 600 | $56.34 | $33,804.00 |
DisclosureSEC source: 0001127602-20-025808 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,813,990 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $56.32 to $56.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 18:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 14,400 | $55.75 | $802,800.00 |
DisclosureSEC source: 0001127602-20-025808 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,814,590 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $55.30 to $56.18. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 18:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 200 | $56.39 | $11,278.00 |
DisclosureSEC source: 0001127602-20-025808 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,828,990 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 18:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 9,002 | $55.69 | $501,321.38 |
DisclosureSEC source: 0001127602-20-025808 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,829,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $55.35 to $56.33. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 18:25 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,798 | $55.15 | $319,759.70 |
DisclosureSEC source: 0001127602-20-025808 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,838,192 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $54.34 to $55.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 600 | $53.40 | $32,040.00 |
DisclosureSEC source: 0001127602-20-024990 · form4.xml · nonDerivative · entry 7 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,843,990 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $53.135 to $53.855. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 600 | $52.56 | $31,536.00 |
DisclosureSEC source: 0001127602-20-024990 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,844,590 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $51.98 to $52.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,200 | $54.13 | $227,346.00 |
DisclosureSEC source: 0001127602-20-024990 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,845,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $53.87 to $54.86. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,800 | $53.53 | $578,124.00 |
DisclosureSEC source: 0001127602-20-024990 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,849,390 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $52.885 to $53.845. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,706 | $53.24 | $250,547.44 |
DisclosureSEC source: 0001127602-20-024990 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,860,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $53.035 to $53.475. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 7,494 | $52.76 | $395,383.44 |
DisclosureSEC source: 0001127602-20-024990 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,864,896 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $52.03 to $53.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 17:56 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,800 | $51.70 | $144,760.00 |
DisclosureSEC source: 0001127602-20-024990 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,872,390 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $51.02 to $51.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 27, 2020 Filed Aug 27, 2020 18:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 808 | $51.90 | $41,935.20 |
DisclosureSEC source: 0001127602-20-024338 · form4.xml · nonDerivative · entry 7 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,875,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $51.82 to $52.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 27, 2020 Filed Aug 27, 2020 18:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 14,192 | $51.23 | $727,056.16 |
DisclosureSEC source: 0001127602-20-024338 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,875,998 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $50.81 to $51.80. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 18:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,600 | $50.80 | $81,280.00 |
DisclosureSEC source: 0001127602-20-024338 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,890,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $50.77 to $50.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 18:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 13,400 | $50.34 | $674,556.00 |
DisclosureSEC source: 0001127602-20-024338 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,891,790 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $49.76 to $50.76. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 18:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 339 | $51.04 | $17,302.56 |
DisclosureSEC source: 0001127602-20-024338 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,905,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $50.97 to $51.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 18:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,849 | $50.30 | $193,604.70 |
DisclosureSEC source: 0001127602-20-024338 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,905,529 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $49.95 to $50.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 18:59 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,812 | $49.48 | $534,977.76 |
DisclosureSEC source: 0001127602-20-024338 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,909,378 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $48.86 to $49.86. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 19:00 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,959 | $53.51 | $104,826.09 |
DisclosureSEC source: 0001127602-20-023494 · form4.xml · nonDerivative · entry 7 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,920,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $53.425 to $53.59. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 19:00 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 13,041 | $52.96 | $690,651.36 |
DisclosureSEC source: 0001127602-20-023494 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,922,149 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $52.41 to $53.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 19:00 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 600 | $53.00 | $31,800.00 |
DisclosureSEC source: 0001127602-20-023494 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,935,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $52.94 to $53.20. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 19:00 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 14,400 | $52.40 | $754,560.00 |
DisclosureSEC source: 0001127602-20-023494 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,935,790 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $51.93 to $52.89. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 19:00 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 800 | $53.67 | $42,936.00 |
DisclosureSEC source: 0001127602-20-023494 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,950,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $53.59 to $53.82. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 19:00 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,900 | $52.93 | $100,567.00 |
DisclosureSEC source: 0001127602-20-023494 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,950,990 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $52.49 to $53.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 19:00 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 12,300 | $51.93 | $638,739.00 |
DisclosureSEC source: 0001127602-20-023494 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,952,890 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $51.45 to $52.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 18:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,800 | $48.23 | $86,814.00 |
DisclosureSEC source: 0001127602-20-022434 · form4.xml · nonDerivative · entry 7 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,965,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F8 · price: The price reported is the weighted average price of multiple transactions ranging from $48.13 to $48.36. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 31, 2020 Filed Jul 31, 2020 18:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 13,200 | $47.64 | $628,848.00 |
DisclosureSEC source: 0001127602-20-022434 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,966,990 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $47.11 to $48.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 18:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 4,000 | $48.60 | $194,400.00 |
DisclosureSEC source: 0001127602-20-022434 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,980,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $48.22 to $48.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 18:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 9,300 | $47.62 | $442,866.00 |
DisclosureSEC source: 0001127602-20-022434 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,984,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $47.15 to $48.135. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 18:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,700 | $46.56 | $79,152.00 |
DisclosureSEC source: 0001127602-20-022434 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,993,490 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $46.09 to $47.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 18:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,855 | $46.94 | $134,013.70 |
DisclosureSEC source: 0001127602-20-022434 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,995,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $46.865 to $47.105. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 18:31 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 12,145 | $46.48 | $564,499.60 |
DisclosureSEC source: 0001127602-20-022434 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 7,998,045 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $45.86 to $46.48. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 15, 2020 Filed Jul 15, 2020 19:12 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 2,398 | $42.50 | $101,915.00 |
DisclosureSEC source: 0001127602-20-021583 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,010,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $42.43 to $42.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 15, 2020 Filed Jul 15, 2020 19:12 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 12,602 | $42.01 | $529,410.02 |
DisclosureSEC source: 0001127602-20-021583 · form4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,012,588 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $41.42 to $42.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 14, 2020 Filed Jul 15, 2020 19:12 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,000 | $40.10 | $601,507.50 |
DisclosureSEC source: 0001127602-20-021583 · form4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,025,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $39.60 to $40.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 19:12 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,300 | $41.41 | $219,473.00 |
DisclosureSEC source: 0001127602-20-021583 · form4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,040,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $41.27 to $41.41. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 19:12 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 9,700 | $40.93 | $397,021.00 |
DisclosureSEC source: 0001127602-20-021583 · form4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,045,490 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $40.26 to $40.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 29, 2020 Filed Jun 29, 2020 21:16 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,100 | $41.57 | $212,007.00 |
DisclosureSEC source: 0001104659-20-078254 · a4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,055,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $41.14 to $42.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected Read SEC document |
| June 29, 2020 Filed Jun 29, 2020 21:16 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 9,900 | $40.61 | $402,039.00 |
DisclosureSEC source: 0001104659-20-078254 · a4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,060,290 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $40.13 to $41.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 21:16 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 5,300 | $42.58 | $225,674.00 |
DisclosureSEC source: 0001104659-20-078254 · a4.xml · nonDerivative · entry 4 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,070,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F5 · price: The price reported is the weighted average price of multiple transactions ranging from $42.44 to $42.77. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 21:16 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 9,700 | $42.08 | $408,176.00 |
DisclosureSEC source: 0001104659-20-078254 · a4.xml · nonDerivative · entry 3 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,075,490 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $42.10 to $42.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 21:16 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 13,100 | $42.45 | $556,095.00 |
DisclosureSEC source: 0001104659-20-078254 · a4.xml · nonDerivative · entry 2 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,085,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F3 · price: The price reported is the weighted average price of multiple transactions ranging from $42.07 to $42.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 21:16 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 1,900 | $41.74 | $79,306.00 |
DisclosureSEC source: 0001104659-20-078254 · a4.xml · nonDerivative · entry 1 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,098,290 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $41.05 to $42.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 11, 2020 Filed Jun 11, 2020 19:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 6,200 | $37.78 | $234,236.00 |
DisclosureSEC source: 0001127602-20-019462 · form4.xml · nonDerivative · entry 6 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,100,190 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $37.595 to $38.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| June 11, 2020 Filed Jun 11, 2020 19:14 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,800 | $37.20 | $327,360.00 |
DisclosureSEC source: 0001127602-20-019462 · form4.xml · nonDerivative · entry 5 KURLAND STANFORD L · CIK 0001181595 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Kurland Family Investments, LLC Disclosed balance after: 8,106,390 F1 · shares: These shares of Common Stock were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $36.59 to $37.58. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.