Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Executive Vice President | February 05, 2019 | February 19, 2019 |
| Mason Industrial Technology, Inc.MIT · Entity 142940 | Director | January 28, 2021 | January 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 05, 2019 · Filed February 19, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,578.6483 |
Reported balance
After 2019-02-05 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-02-05 · Grant · Acquired 6,828.905 · Balance 24,578.6483 |
| Common StockSEC Table I · non-derivative | Direct | 24,362.0793 |
Reported balance
After 2019-02-05 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2019-02-05 · Tax withholding · Disposed 216.569 · Balance 24,362.0793 F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| Incentive Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $201.12 · Expires 2029-02-04 | Direct | 33,172 |
Reported balance
After 2019-02-05 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2019-02-05 · Grant · Acquired 33,172 · Balance 33,172 |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 195 |
Reported balance
Holding disclosure · report date 2019-02-05 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 195 F3: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
Mason Industrial Technology, Inc.
Report date January 28, 2021 · Filed January 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-28 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252051) under the heading "Description of Securities-Founder Shares," the Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments, and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252051) under the heading "Description of Securities-Founder Shares," the Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments, and have no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $247.53 | $24,752.50 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 10 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,257.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 888 | $247.50 | $219,780.00 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 9 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,357.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 600 | $247.43 | $148,458.00 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 8 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,245.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 27 | $247.40 | $6,679.80 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 7 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,845.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 589 | $247.36 | $145,695.04 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 6 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,872.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 600 | $247.28 | $148,368.00 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 5 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,461.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 125 | $247.25 | $30,906.25 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 4 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,061.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,100 | $247.22 | $271,942.00 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 3 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,186.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 989 | $246.84 | $244,124.76 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 2 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,286.94 Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 20:23 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 11,660 | $54.11 | $630,922.60 |
DisclosureSEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 1 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,275.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 14:03 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030878 · form4.xml · nonDerivative · entry 3 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter Disclosed balance after: 195 F2 · security: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 14:03 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,800 | $230.90 | $415,611.00 |
DisclosureSEC source: 0001127602-17-030878 · form4.xml · nonDerivative · entry 2 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,562 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 14:03 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $230.86 | $46,172.20 |
DisclosureSEC source: 0001127602-17-030878 · form4.xml · nonDerivative · entry 1 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,362 Read SEC document |
| May 11, 2017 Filed May 12, 2017 14:18 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 12,616 | $0.00 Strike: $77.18 | $0.00 |
DisclosureSEC source: 0001127602-17-017843 · form4.xml · derivative · entry 5 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,616 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 12, 2017 14:18 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 12,616 | $195.81 | $2,470,338.96 |
DisclosureSEC source: 0001127602-17-017843 · form4.xml · nonDerivative · entry 4 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,458 Read SEC document |
| May 11, 2017 Filed May 12, 2017 14:18 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 12,616 | $77.18 | $973,702.88 |
DisclosureSEC source: 0001127602-17-017843 · form4.xml · nonDerivative · entry 3 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 12, 2017 14:18 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,000 | $195.81 | $391,620.00 |
DisclosureSEC source: 0001127602-17-017843 · form4.xml · nonDerivative · entry 2 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,458 Read SEC document |
| May 11, 2017 Filed May 12, 2017 14:18 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017843 · form4.xml · nonDerivative · entry 1 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,458 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:14 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 48,264 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004847 · form4a.xml · derivative · entry 3 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,264 Underlying: Common Stock · 48,264 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:14 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 174.486 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004847 · form4a.xml · nonDerivative · entry 2 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,637 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:14 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,951.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004847 · form4a.xml · nonDerivative · entry 1 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,812 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:11 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 48,264 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004744 · form4.xml · derivative · entry 3 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,264 Underlying: Common Stock · 48,264 shares Expires 2027-02-08 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:11 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 174.486 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004744 · form4.xml · nonDerivative · entry 2 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,860 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/3/2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:11 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,951.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004744 · form4.xml · nonDerivative · entry 1 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,860 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/3/2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 22:46 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 48,264 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007785 · form4a.xml · derivative · entry 3 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,264 Underlying: Common Stock · 48,264 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 22:46 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 214 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007785 · form4a.xml · nonDerivative · entry 2 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,597.8499 F1 · shares: On February 9, 2017, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a performance share award made to the reporting person on March 3, 2014. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 22:46 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,951.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007785 · form4a.xml · nonDerivative · entry 1 Bauman James L · CIK 0001628097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,811.8499 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.