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person · Reporting owner

Bauman James L

Disclosed activity across 2 companies

Tapewire entity
143351
SEC CIK
0001628097

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275Executive Vice PresidentFebruary 05, 2019February 19, 2019
Mason Industrial Technology, Inc.MIT · Entity 142940DirectorJanuary 28, 2021January 28, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date February 05, 2019 · Filed February 19, 2019 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,578.6483 Reported balance After 2019-02-05 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2019-02-05 · Grant · Acquired 6,828.905 · Balance 24,578.6483

Common StockSEC Table I · non-derivativeDirect24,362.0793 Reported balance After 2019-02-05 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2019-02-05 · Tax withholding · Disposed 216.569 · Balance 24,362.0793

F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Incentive Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $201.12 · Expires 2029-02-04Direct33,172 Reported balance After 2019-02-05 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2019-02-05 · Grant · Acquired 33,172 · Balance 33,172

Common StockSEC Table I · non-derivativeIndirectBy Daughter195 Reported balance Holding disclosure · report date 2019-02-05 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance 195

F3: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

Filing footnotes · ownership attribution and instrument terms

F1: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

F2: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F3: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.

Mason Industrial Technology, Inc.

Report date January 28, 2021 · Filed January 28, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-01-28 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252051) under the heading "Description of Securities-Founder Shares," the Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments, and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252051) under the heading "Description of Securities-Founder Shares," the Class B common stock, par value $0.0001 per share, of the issuer will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments, and have no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 16,065 $0.00 Strike: $78.72 $0.00
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · derivative · entry 11

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,065 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 700 $200.33 $140,231.00
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 10

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,402.8483

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 19 $200.31 $3,805.89
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 9

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,102.8483

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 883 $200.30 $176,864.90
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 8

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,121.8483

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 619 $200.28 $123,973.32
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 7

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,004.8483

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 851 $200.27 $170,429.77
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 6

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,623.8483

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 400 $200.26 $80,104.00
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 5

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,474.8483

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 20 $200.25 $4,005.00
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 4

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,874.8483

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 1,183 $200.24 $236,883.92
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 3

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,894.8483

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 11,390 $200.22 $2,280,505.80
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,077.8483

Read SEC document
February 11, 2019 Filed Feb 13, 2019 19:02 UTC 3M CO MMM · Entity 1275 Exercise / conversionCommon Stock 16,065 $78.72 $1,264,636.80
Disclosure

SEC source: 0001127602-19-005578 · form4.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,467.8483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:14 UTC 3M CO MMM · Entity 1275 GrantIncentive Stock Option (Right to Buy) · Derivative 33,172 $0.00 Strike: $201.12 $0.00
Disclosure

SEC source: 0001127602-19-004417 · form4.xml · derivative · entry 4

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,172

Underlying: Common Stock · 33,172 shares

Expires 2029-02-04

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:14 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 175.8 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004417 · form4.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,402.8483

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:14 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 6,828.905 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004417 · form4.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,578.6483

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 05, 2019 Filed Feb 19, 2019 21:15 UTC Amendment 3M CO MMM · Entity 1275 GrantIncentive Stock Option (Right to Buy) · Derivative 33,172 $0.00 Strike: $201.12 $0.00
Disclosure

SEC source: 0001127602-19-006791 · form4a.xml · derivative · entry 4

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,172

Underlying: Common Stock · 33,172 shares

Expires 2029-02-04

Read SEC document
February 05, 2019 Filed Feb 19, 2019 21:15 UTC Amendment 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 216.569 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006791 · form4a.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,362.0793

F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 05, 2019 Filed Feb 19, 2019 21:15 UTC Amendment 3M CO MMM · Entity 1275 GrantCommon Stock 6,828.905 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006791 · form4a.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,578.6483

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:37 UTC 3M CO MMM · Entity 1275 GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,103 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-004610 · form4.xml · derivative · entry 3

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,103

Underlying: Common Stock · 34,103 shares

Expires 2028-02-04

F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018).

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:37 UTC 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 115 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004610 · form4.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,382.131

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 21:37 UTC 3M CO MMM · Entity 1275 GrantCommon Stock 4,881.191 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004610 · form4.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,497.131

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 06, 2018 Filed Feb 20, 2018 22:10 UTC Amendment 3M CO MMM · Entity 1275 GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,103 $0.00 Strike: $233.63 $0.00
Disclosure

SEC source: 0001127602-18-007287 · form4a.xml · derivative · entry 3

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,103

Underlying: Common Stock · 34,103 shares

Expires 2028-02-04

Read SEC document
February 06, 2018 Filed Feb 20, 2018 22:10 UTC Amendment 3M CO MMM · Entity 1275 Tax withholdingCommon Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007287 · form4a.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,353.131

F1 · shares: On February 8, 2018, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a 2015 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 06, 2018 Filed Feb 20, 2018 22:10 UTC Amendment 3M CO MMM · Entity 1275 GrantCommon Stock 4,881.191 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007287 · form4a.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,497.131

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:39 UTC 3M CO MMM · Entity 1275 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,660 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001127602-18-003948 · form4.xml · derivative · entry 8

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,660 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:39 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 200 $248.09 $49,618.00
Disclosure

SEC source: 0001127602-18-003948 · form4.xml · nonDerivative · entry 7

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,615.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:39 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 700 $248.08 $173,656.00
Disclosure

SEC source: 0001127602-18-003948 · form4.xml · nonDerivative · entry 6

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,815.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:39 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $248.01 $24,801.00
Disclosure

SEC source: 0001127602-18-003948 · form4.xml · nonDerivative · entry 5

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,515.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:39 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.99 $24,799.00
Disclosure

SEC source: 0001127602-18-003948 · form4.xml · nonDerivative · entry 4

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,615.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:39 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 250 $247.94 $61,985.00
Disclosure

SEC source: 0001127602-18-003948 · form4.xml · nonDerivative · entry 3

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,715.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:39 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.93 $24,793.00
Disclosure

SEC source: 0001127602-18-003948 · form4.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,965.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:39 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 1,376 $247.92 $341,137.92
Disclosure

SEC source: 0001127602-18-003948 · form4.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,065.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.89 $24,789.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 29

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,441.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 300 $247.87 $74,361.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 28

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,541.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.86 $24,786.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 27

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,841.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.85 $24,785.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 26

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,941.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 400 $247.84 $99,136.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 25

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,041.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.83 $24,783.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 24

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,441.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.80 $24,780.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 23

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,541.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 200 $247.77 $49,554.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 22

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,641.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 225 $247.76 $55,746.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 21

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,841.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.75 $24,775.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 20

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,066.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 213 $247.74 $52,768.62
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 19

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 515 $247.71 $127,570.65
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 18

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,379.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.70 $24,770.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 17

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,894.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 200 $247.69 $49,538.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 16

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,994.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 200 $247.68 $49,536.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 15

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,194.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 101 $247.67 $25,014.67
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 14

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,394.94

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February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 350 $247.64 $86,674.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 13

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,495.94

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February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 312 $247.54 $77,232.48
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 12

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,845.94

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February 02, 2018 Filed Feb 5, 2018 20:23 UTC 3M CO MMM · Entity 1275 SaleCommon Stock 100 $247.53 $24,753.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 11

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,157.94

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.