Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLCNONE · Entity 1318 | Director | December 29, 2017 | January 02, 2018 |
| AETOS LONG/SHORT STRATEGIES FUND LLCNONE · Entity 1319 | Director | December 29, 2017 | January 02, 2018 |
| AETOS MULTI-STRATEGY ARBITRAGE FUND LLCNONE · Entity 1316 | Director | December 29, 2017 | January 02, 2018 |
| TAIWAN FUND INCTWN · Entity 5350 | Director | January 28, 2021 | January 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC
Report date December 29, 2017 · Filed January 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Limited Liability Company InterestsSEC Table I · non-derivative | Direct | Not disclosed |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Disposition to issuer · Disposed 0 · Balance Not disclosed F1: The Limited Liability Company Interests are not unitized. F2: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available. |
Filing footnotes · ownership attribution and instrument terms
F1: The Limited Liability Company Interests are not unitized.
F2: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available.
AETOS LONG/SHORT STRATEGIES FUND LLC
Report date December 29, 2017 · Filed January 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Limited Liability Company InterestsSEC Table I · non-derivative | Direct | Not disclosed |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Disposition to issuer · Disposed 0 · Balance Not disclosed F1: The LLC Interests are not unitized. F2: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available. |
Filing footnotes · ownership attribution and instrument terms
F1: The LLC Interests are not unitized.
F2: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available.
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
Report date December 29, 2017 · Filed January 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Limited Liability Company InterestsSEC Table I · non-derivative | Direct | Not disclosed |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Disposition to issuer · Disposed 0 · Balance Not disclosed F1: The Limited Liability Company Interests are not unitized. F2: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available. |
Filing footnotes · ownership attribution and instrument terms
F1: The Limited Liability Company Interests are not unitized.
F2: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available.
TAIWAN FUND INC
Report date January 28, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Taiwan Fund, Inc.SEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2021-01-28 transaction · row 1
1 source rowRow 1 · 2021-01-28 · Purchase · Acquired 1,000 · Balance 1,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2021 Filed Jan 29, 2021 20:00 UTC | TAIWAN FUND INC TWN · Entity 5350 | PurchaseTaiwan Fund, Inc. | 1,000 | $27.82 | $27,817.80 |
DisclosureSEC source: 0001398344-21-001810 · fp0061735_4.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 18:29 UTC | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC NONE · Entity 1318 | Disposition to issuerLimited Liability Company Interests | 0 | $40,000.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000058 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The Limited Liability Company Interests are not unitized. F2 · price: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 18:36 UTC | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC NONE · Entity 1316 | Disposition to issuerLimited Liability Company Interests | 0 | $30,000.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000063 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The Limited Liability Company Interests are not unitized. F2 · price: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 18:31 UTC | AETOS LONG/SHORT STRATEGIES FUND LLC NONE · Entity 1319 | Disposition to issuerLimited Liability Company Interests | 0 | $25,000.00 | $0.00 |
DisclosureSEC source: 0001140361-18-000060 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The LLC Interests are not unitized. F2 · price: Price is based on 11/30/17 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:15 UTC | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC NONE · Entity 1318 | Disposition to issuerLimited Liability Company Interests | 0 | $100,000.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027021 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,399.27 F1 · shares: The Limited Liability Company Interests are not unitized. F2 · price: Price is based on 5/31/17 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:25 UTC | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC NONE · Entity 1316 | Disposition to issuerLimited Liability Company Interests | 0 | $75,000.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027025 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The Limited Liability Company Interests are not unitized. F2 · price: Price is based on 05/31/17 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:17 UTC | AETOS LONG/SHORT STRATEGIES FUND LLC NONE · Entity 1319 | Disposition to issuerLimited Liability Company Interests | 0 | $150,000.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027023 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The LLC Interests are not unitized. F2 · price: Price is based on 05/31/17 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 15:50 UTC | AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC NONE · Entity 1318 | PurchaseLimited Liability Company Interests | 0 | $6,408.33 | $0.00 |
DisclosureSEC source: 0001140361-16-088492 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,158.22 F1 · shares: The Limited Liability Company Interests are not unitized. F2 · price: Price is based on 10/31/16 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 16:01 UTC | AETOS MULTI-STRATEGY ARBITRAGE FUND LLC NONE · Entity 1316 | PurchaseLimited Liability Company Interests | 0 | $6,408.34 | $0.00 |
DisclosureSEC source: 0001140361-16-088494 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,421.51 F1 · shares: The Limited Liability Company Interests are not unitized. F2 · price: Price is based on 10/31/16 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 15:55 UTC | AETOS LONG/SHORT STRATEGIES FUND LLC NONE · Entity 1319 | PurchaseLimited Liability Company Interests | 0 | $6,408.33 | $0.00 |
DisclosureSEC source: 0001140361-16-088493 · doc1.xml · nonDerivative · entry 1 OLSEN WARREN · CIK 0001272215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,080.1 F1 · shares: The LLC Interests are not unitized. F2 · price: Price is based on 10/31/16 Net Asset Value (NAV), the most recent NAV available. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.