person · Reporting owner
SLA CM Avatar Holdings, L.P.
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMC ENTERTAINMENT HOLDINGS, INC.AMC · Entity 4413 | Director · 10% owner | January 27, 2021 | January 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMC ENTERTAINMENT HOLDINGS, INC.
Report date January 27, 2021 · Filed January 29, 2021
Jointly reported with Silver Lake Group, L.L.C., SLAA (GP), L.L.C., Silver Lake Alpine Associates, L.P., SL Alpine Aggregator GP, L.L.C., SLA CM GP, L.L.C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectHeld through SLA CM Avatar Holdings, L.P. | 0 |
Last balance in matching sequence
After 2021-01-27 transaction · row 11
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
11 source rowsRow 1 · 2021-01-27 · Exercise / conversion · Acquired 33,317,145 · Balance 33,317,145 F1: Represents the conversion of $450 million principal amount of 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes") into shares of Class A Common Stock. F2: Represents the approximate conversion price of the 2026 Convertible Notes, based on the current conversion rate of 74.0381 shares of Class A Common Stock per $1,000 principal amount of 2026 Convertible Notes, calculated pursuant to the Amended and Restated Indenture governing the 2026 Convertible Notes. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 2 · 2021-01-27 · Sale · Disposed 6,820,443 · Balance 26,496,702 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.55 to $14.545, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) - (14) of this Form 4. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 3 · 2021-01-27 · Sale · Disposed 8,097,734 · Balance 18,398,968 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $15.546, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 4 · 2021-01-27 · Sale · Disposed 11,228,098 · Balance 7,170,870 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $16.545, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 5 · 2021-01-27 · Sale · Disposed 4,122,269 · Balance 3,048,601 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.54, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 6 · 2021-01-27 · Sale · Disposed 1,328 · Balance 3,047,273 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.555 to $17.59, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 7 · 2021-01-27 · Sale · Disposed 673,475 · Balance 2,373,798 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.505 to $20.50, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 8 · 2021-01-27 · Sale · Disposed 718,782 · Balance 1,655,016 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.505 to $21.50, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 9 · 2021-01-27 · Sale · Disposed 1,095,139 · Balance 559,877 F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.505 to $22.50, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 10 · 2021-01-27 · Sale · Disposed 402,244 · Balance 157,633 F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.505 to $23.315, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Row 11 · 2021-01-27 · Sale · Disposed 157,633 · Balance 0 F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.135, inclusive. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
| 2.95% Convertible Senior Notes due 2026SEC Table II · derivative / convertible security · Conversion / exercise price $13.51 | IndirectHeld through SLA CM Avatar Holdings, L.P. | Not disclosed |
Reported balance
After 2021-01-27 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-01-27 · Exercise / conversion · Disposed Not disclosed · Balance Not disclosed F2: Represents the approximate conversion price of the 2026 Convertible Notes, based on the current conversion rate of 74.0381 shares of Class A Common Stock per $1,000 principal amount of 2026 Convertible Notes, calculated pursuant to the Amended and Restated Indenture governing the 2026 Convertible Notes. F1: Represents the conversion of $450 million principal amount of 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes") into shares of Class A Common Stock. F4: The 2026 Convertible Notes were convertible into shares of Class A Common Stock until September 15, 2024 and were scheduled to mature on May 1, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of $450 million principal amount of 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes") into shares of Class A Common Stock.
F2: Represents the approximate conversion price of the 2026 Convertible Notes, based on the current conversion rate of 74.0381 shares of Class A Common Stock per $1,000 principal amount of 2026 Convertible Notes, calculated pursuant to the Amended and Restated Indenture governing the 2026 Convertible Notes.
F3: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer.
F4: The 2026 Convertible Notes were convertible into shares of Class A Common Stock until September 15, 2024 and were scheduled to mature on May 1, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.55 to $14.545, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) - (14) of this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $15.546, inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $16.545, inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.54, inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.555 to $17.59, inclusive.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.505 to $20.50, inclusive.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.505 to $21.50, inclusive.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.505 to $22.50, inclusive.
F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.505 to $23.315, inclusive.
F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.135, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | Exercise / conversion2.95% Convertible Senior Notes due 2026 · Derivative | Not disclosed | $0.00 Strike: $13.51 | $450,000,000.00 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · derivative · entry 12 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 33,317,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the approximate conversion price of the 2026 Convertible Notes, based on the current conversion rate of 74.0381 shares of Class A Common Stock per $1,000 principal amount of 2026 Convertible Notes, calculated pursuant to the Amended and Restated Indenture governing the 2026 Convertible Notes. F1 · kind: Represents the conversion of $450 million principal amount of 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes") into shares of Class A Common Stock. F4 · derivative.exercise_date: The 2026 Convertible Notes were convertible into shares of Class A Common Stock until September 15, 2024 and were scheduled to mature on May 1, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. F4 · derivative.expiration_date: The 2026 Convertible Notes were convertible into shares of Class A Common Stock until September 15, 2024 and were scheduled to mature on May 1, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 157,633 | $24.03 | $3,788,031.33 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 11 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 0 F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.135, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 402,244 | $22.76 | $9,153,343.79 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 10 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 157,633 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.505 to $23.315, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 1,095,139 | $21.76 | $23,830,005.61 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 9 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 559,877 F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.505 to $22.50, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 718,782 | $20.96 | $15,066,461.38 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 8 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 1,655,016 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.505 to $21.50, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 673,475 | $19.98 | $13,453,808.03 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 7 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 2,373,798 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.505 to $20.50, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 1,328 | $17.57 | $23,334.82 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 6 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 3,047,273 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.555 to $17.59, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 4,122,269 | $16.98 | $69,977,577.41 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 5 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 3,048,601 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.54, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 11,228,098 | $16.08 | $180,508,517.50 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 4 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 7,170,870 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $16.545, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 8,097,734 | $15.16 | $122,748,691.07 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 3 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 18,398,968 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.55 to $15.546, inclusive. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | SaleClass A Common Stock | 6,820,443 | $14.11 | $96,202,348.52 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 26,496,702 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.55 to $14.545, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) - (14) of this Form 4. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:10 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | Exercise / conversionClass A Common Stock | 33,317,145 | $13.51 | $450,114,628.95 |
DisclosureSEC source: 0000899243-21-003743 · doc4.xml · nonDerivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: 33,317,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of $450 million principal amount of 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes") into shares of Class A Common Stock. F2 · price: Represents the approximate conversion price of the 2026 Convertible Notes, based on the current conversion rate of 74.0381 shares of Class A Common Stock per $1,000 principal amount of 2026 Convertible Notes, calculated pursuant to the Amended and Restated Indenture governing the 2026 Convertible Notes. F3 · ownership.nature: These securities are held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar"). SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 21:25 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | Grant2.95% Convertible Senior Secured Notes due 2026 · Derivative | Not disclosed | Not disclosed Strike: $18.95 | $450,000,000.00 |
DisclosureSEC source: 0000899243-20-021002 · doc4.xml · derivative · entry 2 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 23,746,680 shares Expires not disclosed F1 · security: As disclosed by AMC Entertainment Holdings, Inc. (the "Issuer") in a Current Report on Form 8-K, dated July 31, 2020 (the "Current Report"), in connection with the Issuer's completion of an exchange offer and consent solicitation relating to its subordinated notes, the Issuer exchanged the 2.95% Convertible Senior Notes due 2024 ("2024 Convertible Notes") held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar") into new 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes"). The terms of the 2026 Convertible Notes are substantially the same as the 2024 Convertible Notes except that, among other things, the maturity date was extended to May 1, 2026 and a first-priority lien on substantially all of the tangible and intangible assets owned by the Issuer and the guarantor subsidiaries that secure obligations under the Issuer's senior credit facilities was granted to secure the 2026 Convertible Notes. F2 · security: The exchange of the 2024 Convertible Notes for 2026 Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the 2024 Convertible Notes and the issuance of new 2026 Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. Not included in this Form 4 is $150 million aggregate principal amount of 2024 Convertible Notes held by a third party over which certain affiliates of the Reporting Persons have investment control but do not have any pecuniary interest, which 2024 Convertible Notes were also exchanged for 2026 Convertible Notes. F4 · derivative.exercise_price: The current conversion rate of 52.7704 shares of Class A Common Stock per $1,000 principal amount of 2024 Convertible Notes and 2026 Convertible Notes is equivalent to a conversion price of approximately $18.95 per share of Class A Common Stock. F1 · kind: As disclosed by AMC Entertainment Holdings, Inc. (the "Issuer") in a Current Report on Form 8-K, dated July 31, 2020 (the "Current Report"), in connection with the Issuer's completion of an exchange offer and consent solicitation relating to its subordinated notes, the Issuer exchanged the 2.95% Convertible Senior Notes due 2024 ("2024 Convertible Notes") held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar") into new 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes"). The terms of the 2026 Convertible Notes are substantially the same as the 2024 Convertible Notes except that, among other things, the maturity date was extended to May 1, 2026 and a first-priority lien on substantially all of the tangible and intangible assets owned by the Issuer and the guarantor subsidiaries that secure obligations under the Issuer's senior credit facilities was granted to secure the 2026 Convertible Notes. F2 · kind: The exchange of the 2024 Convertible Notes for 2026 Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the 2024 Convertible Notes and the issuance of new 2026 Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. Not included in this Form 4 is $150 million aggregate principal amount of 2024 Convertible Notes held by a third party over which certain affiliates of the Reporting Persons have investment control but do not have any pecuniary interest, which 2024 Convertible Notes were also exchanged for 2026 Convertible Notes. F1 · price: As disclosed by AMC Entertainment Holdings, Inc. (the "Issuer") in a Current Report on Form 8-K, dated July 31, 2020 (the "Current Report"), in connection with the Issuer's completion of an exchange offer and consent solicitation relating to its subordinated notes, the Issuer exchanged the 2.95% Convertible Senior Notes due 2024 ("2024 Convertible Notes") held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar") into new 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes"). The terms of the 2026 Convertible Notes are substantially the same as the 2024 Convertible Notes except that, among other things, the maturity date was extended to May 1, 2026 and a first-priority lien on substantially all of the tangible and intangible assets owned by the Issuer and the guarantor subsidiaries that secure obligations under the Issuer's senior credit facilities was granted to secure the 2026 Convertible Notes. F2 · price: The exchange of the 2024 Convertible Notes for 2026 Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the 2024 Convertible Notes and the issuance of new 2026 Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. Not included in this Form 4 is $150 million aggregate principal amount of 2024 Convertible Notes held by a third party over which certain affiliates of the Reporting Persons have investment control but do not have any pecuniary interest, which 2024 Convertible Notes were also exchanged for 2026 Convertible Notes. F6 · derivative.exercise_date: The 2026 Convertible Notes will be convertible into shares of Class A Common Stock until the original maturity date of the 2024 Convertible Notes, September 15, 2024 and will mature on May 1, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. F6 · derivative.expiration_date: The 2026 Convertible Notes will be convertible into shares of Class A Common Stock until the original maturity date of the 2024 Convertible Notes, September 15, 2024 and will mature on May 1, 2026, subject to earlier redemption, repurchase or conversion in accordance with their terms. F7 · derivative.underlying_shares: Upon conversion, the Issuer will deliver, at its election, cash, shares of Class A Common Stock or a combination thereof. This number represents the number of shares of Class A Common Stock issuable upon conversion of the $450 million aggregate principal amount of 2024 Convertible Notes or 2026 Convertible Notes held by SLA CM Avatar if the Issuer elects to settle its conversion obligation solely through delivery of Class A Common Stock at the current conversion rate of 52.7704 shares of Class A Common Stock, and cash in lieu of fractional shares of Class A Common Stock, per $1,000 principal amount of 2024 Convertible Notes or 2026 Convertible Notes, as applicable. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the Amended and Restated Indenture, dated as of July 31, 2020, by and between the Issuer and U.S. Bank National Association, as trustee, as the same may be amended from time to time. F1 · valueOwnedAfter: As disclosed by AMC Entertainment Holdings, Inc. (the "Issuer") in a Current Report on Form 8-K, dated July 31, 2020 (the "Current Report"), in connection with the Issuer's completion of an exchange offer and consent solicitation relating to its subordinated notes, the Issuer exchanged the 2.95% Convertible Senior Notes due 2024 ("2024 Convertible Notes") held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar") into new 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes"). The terms of the 2026 Convertible Notes are substantially the same as the 2024 Convertible Notes except that, among other things, the maturity date was extended to May 1, 2026 and a first-priority lien on substantially all of the tangible and intangible assets owned by the Issuer and the guarantor subsidiaries that secure obligations under the Issuer's senior credit facilities was granted to secure the 2026 Convertible Notes. F2 · valueOwnedAfter: The exchange of the 2024 Convertible Notes for 2026 Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the 2024 Convertible Notes and the issuance of new 2026 Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. Not included in this Form 4 is $150 million aggregate principal amount of 2024 Convertible Notes held by a third party over which certain affiliates of the Reporting Persons have investment control but do not have any pecuniary interest, which 2024 Convertible Notes were also exchanged for 2026 Convertible Notes. F3 · ownership.nature: These securities are held by SLA CM Avatar. SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 21:25 UTC | AMC ENTERTAINMENT HOLDINGS, INC. AMC · Entity 4413 | Disposition to issuer2.95% Convertible Senior Notes due 2024 · Derivative | Not disclosed | Not disclosed Strike: $18.95 | $450,000,000.00 |
DisclosureSEC source: 0000899243-20-021002 · doc4.xml · derivative · entry 1 Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner SLAA (GP), L.L.C. · CIK 0001722977 · Director · 10% owner Silver Lake Alpine Associates, L.P. · CIK 0001722976 · Director · 10% owner SL Alpine Aggregator GP, L.L.C. · CIK 0001790765 · Director · 10% owner SLA CM GP, L.L.C. · CIK 0001790767 · Director · 10% owner SLA CM Avatar Holdings, L.P. · CIK 0001790764 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through SLA CM Avatar Holdings, L.P. Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 23,746,680 shares Expires not disclosed F1 · security: As disclosed by AMC Entertainment Holdings, Inc. (the "Issuer") in a Current Report on Form 8-K, dated July 31, 2020 (the "Current Report"), in connection with the Issuer's completion of an exchange offer and consent solicitation relating to its subordinated notes, the Issuer exchanged the 2.95% Convertible Senior Notes due 2024 ("2024 Convertible Notes") held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar") into new 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes"). The terms of the 2026 Convertible Notes are substantially the same as the 2024 Convertible Notes except that, among other things, the maturity date was extended to May 1, 2026 and a first-priority lien on substantially all of the tangible and intangible assets owned by the Issuer and the guarantor subsidiaries that secure obligations under the Issuer's senior credit facilities was granted to secure the 2026 Convertible Notes. F2 · security: The exchange of the 2024 Convertible Notes for 2026 Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the 2024 Convertible Notes and the issuance of new 2026 Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. Not included in this Form 4 is $150 million aggregate principal amount of 2024 Convertible Notes held by a third party over which certain affiliates of the Reporting Persons have investment control but do not have any pecuniary interest, which 2024 Convertible Notes were also exchanged for 2026 Convertible Notes. F4 · derivative.exercise_price: The current conversion rate of 52.7704 shares of Class A Common Stock per $1,000 principal amount of 2024 Convertible Notes and 2026 Convertible Notes is equivalent to a conversion price of approximately $18.95 per share of Class A Common Stock. F1 · kind: As disclosed by AMC Entertainment Holdings, Inc. (the "Issuer") in a Current Report on Form 8-K, dated July 31, 2020 (the "Current Report"), in connection with the Issuer's completion of an exchange offer and consent solicitation relating to its subordinated notes, the Issuer exchanged the 2.95% Convertible Senior Notes due 2024 ("2024 Convertible Notes") held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar") into new 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes"). The terms of the 2026 Convertible Notes are substantially the same as the 2024 Convertible Notes except that, among other things, the maturity date was extended to May 1, 2026 and a first-priority lien on substantially all of the tangible and intangible assets owned by the Issuer and the guarantor subsidiaries that secure obligations under the Issuer's senior credit facilities was granted to secure the 2026 Convertible Notes. F2 · kind: The exchange of the 2024 Convertible Notes for 2026 Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the 2024 Convertible Notes and the issuance of new 2026 Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. Not included in this Form 4 is $150 million aggregate principal amount of 2024 Convertible Notes held by a third party over which certain affiliates of the Reporting Persons have investment control but do not have any pecuniary interest, which 2024 Convertible Notes were also exchanged for 2026 Convertible Notes. F1 · price: As disclosed by AMC Entertainment Holdings, Inc. (the "Issuer") in a Current Report on Form 8-K, dated July 31, 2020 (the "Current Report"), in connection with the Issuer's completion of an exchange offer and consent solicitation relating to its subordinated notes, the Issuer exchanged the 2.95% Convertible Senior Notes due 2024 ("2024 Convertible Notes") held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar") into new 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes"). The terms of the 2026 Convertible Notes are substantially the same as the 2024 Convertible Notes except that, among other things, the maturity date was extended to May 1, 2026 and a first-priority lien on substantially all of the tangible and intangible assets owned by the Issuer and the guarantor subsidiaries that secure obligations under the Issuer's senior credit facilities was granted to secure the 2026 Convertible Notes. F2 · price: The exchange of the 2024 Convertible Notes for 2026 Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the 2024 Convertible Notes and the issuance of new 2026 Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. Not included in this Form 4 is $150 million aggregate principal amount of 2024 Convertible Notes held by a third party over which certain affiliates of the Reporting Persons have investment control but do not have any pecuniary interest, which 2024 Convertible Notes were also exchanged for 2026 Convertible Notes. F5 · derivative.exercise_date: The 2024 Convertible Notes were scheduled to mature on September 15, 2024, subject to earlier redemption, repurchase or conversion in accordance with their terms. F5 · derivative.expiration_date: The 2024 Convertible Notes were scheduled to mature on September 15, 2024, subject to earlier redemption, repurchase or conversion in accordance with their terms. F7 · derivative.underlying_shares: Upon conversion, the Issuer will deliver, at its election, cash, shares of Class A Common Stock or a combination thereof. This number represents the number of shares of Class A Common Stock issuable upon conversion of the $450 million aggregate principal amount of 2024 Convertible Notes or 2026 Convertible Notes held by SLA CM Avatar if the Issuer elects to settle its conversion obligation solely through delivery of Class A Common Stock at the current conversion rate of 52.7704 shares of Class A Common Stock, and cash in lieu of fractional shares of Class A Common Stock, per $1,000 principal amount of 2024 Convertible Notes or 2026 Convertible Notes, as applicable. The conversion rate is subject to adjustment from time to time upon the occurrence of certain customary events in accordance with the terms of the Amended and Restated Indenture, dated as of July 31, 2020, by and between the Issuer and U.S. Bank National Association, as trustee, as the same may be amended from time to time. F1 · valueOwnedAfter: As disclosed by AMC Entertainment Holdings, Inc. (the "Issuer") in a Current Report on Form 8-K, dated July 31, 2020 (the "Current Report"), in connection with the Issuer's completion of an exchange offer and consent solicitation relating to its subordinated notes, the Issuer exchanged the 2.95% Convertible Senior Notes due 2024 ("2024 Convertible Notes") held by SLA CM Avatar Holdings, L.P. ("SLA CM Avatar") into new 2.95% Convertible Senior Secured Notes due 2026 (the "2026 Convertible Notes"). The terms of the 2026 Convertible Notes are substantially the same as the 2024 Convertible Notes except that, among other things, the maturity date was extended to May 1, 2026 and a first-priority lien on substantially all of the tangible and intangible assets owned by the Issuer and the guarantor subsidiaries that secure obligations under the Issuer's senior credit facilities was granted to secure the 2026 Convertible Notes. F2 · valueOwnedAfter: The exchange of the 2024 Convertible Notes for 2026 Convertible Notes as described herein may have been deemed to result in a deemed cancellation of the 2024 Convertible Notes and the issuance of new 2026 Convertible Notes for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, which were exempt from Section 16(b) pursuant to Rule 16b-3. Not included in this Form 4 is $150 million aggregate principal amount of 2024 Convertible Notes held by a third party over which certain affiliates of the Reporting Persons have investment control but do not have any pecuniary interest, which 2024 Convertible Notes were also exchanged for 2026 Convertible Notes. F3 · ownership.nature: These securities are held by SLA CM Avatar. SLA CM GP, L.L.C. ("SLA CM GP") is the general partner of SLA CM Avatar. SL Alpine Aggregator GP, L.L.C. ("SLA CM LLC") is the sole member of SLA CM GP. Silver Lake Alpine Associates, L.P. ("SLAA") is the managing member of SLA CM LLC. SLAA (GP), L.L.C. ("SLAA GP") is the general partner of SLAA. Silver Lake Group, L.L.C. ("SLG") is the managing member of SLAA GP. Mr. Lee Wittlinger serves as a member of the board of directors of the Issuer and is a Managing Director of SLG. Each of SLA CM Avatar, SLA CM GP, SLA CM LLC, SLAA, SLAA GP and SLG may be deemed to be a director by deputization of the Issuer. 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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.