Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadstone Net Lease, Inc.NA · Entity 3986 | Director | May 20, 2020 | May 22, 2020 |
| Home Point Capital Inc.HMPT · Entity 110966 | Director | January 29, 2021 | January 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadstone Net Lease, Inc.
Report date May 20, 2020 · Filed May 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,793.819 |
Reported balance
After 2020-05-20 transaction · row 1
1 source rowRow 1 · 2020-05-20 · Other · Disposed 415.441 · Balance 3,793.819 F1: On May 20, 2020, the Issuer and Mr. Khan mutually agreed to the cancellation, for no consideration, of 415.441 shares of the Issuer's common stock, which were originally issued to Mr. Khan on March 31, 2020, pursuant to the Issuer's director compensation and stock ownership policy (the "Policy"). Mr. Khan is an employee of Stone Point Capital LLC ("Stone Point") and the shares were reissued to Stone Point on May 20, 2020, at Mr. Khan's direction. In the future, all compensation Mr. Khan is entitled to receive under the Policy will be paid to Stone Point pursuant to fund governing documents, and Mr. Khan disclaims beneficial ownership of all of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 20, 2020, the Issuer and Mr. Khan mutually agreed to the cancellation, for no consideration, of 415.441 shares of the Issuer's common stock, which were originally issued to Mr. Khan on March 31, 2020, pursuant to the Issuer's director compensation and stock ownership policy (the "Policy"). Mr. Khan is an employee of Stone Point Capital LLC ("Stone Point") and the shares were reissued to Stone Point on May 20, 2020, at Mr. Khan's direction. In the future, all compensation Mr. Khan is entitled to receive under the Policy will be paid to Stone Point pursuant to fund governing documents, and Mr. Khan disclaims beneficial ownership of all of such shares.
Home Point Capital Inc.
Report date January 29, 2021 · Filed January 29, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 22, 2020 15:03 UTC | Broadstone Net Lease, Inc. NA · Entity 3986 | OtherCommon Stock | 415.441 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031573 · doc4.xml · nonDerivative · entry 1 Khan Agha S · CIK 0001709572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793.819 F1 · shares: On May 20, 2020, the Issuer and Mr. Khan mutually agreed to the cancellation, for no consideration, of 415.441 shares of the Issuer's common stock, which were originally issued to Mr. Khan on March 31, 2020, pursuant to the Issuer's director compensation and stock ownership policy (the "Policy"). Mr. Khan is an employee of Stone Point Capital LLC ("Stone Point") and the shares were reissued to Stone Point on May 20, 2020, at Mr. Khan's direction. In the future, all compensation Mr. Khan is entitled to receive under the Policy will be paid to Stone Point pursuant to fund governing documents, and Mr. Khan disclaims beneficial ownership of all of such shares. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 15:43 UTC | Broadstone Net Lease, Inc. NA · Entity 3986 | GrantCommon Stock | 415.441 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022387 · doc4.xml · nonDerivative · entry 1 Khan Agha S · CIK 0001709572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793.819 F1 · shares: On March 31, 2020, Broadstone Net Lease, Inc. (the "Issuer") granted the reporting person 415.441 shares of the Issuer's common stock pursuant to the Issuer's director compensation and stock ownership policy (the "Policy"). Pursuant to the Policy, the Issuer's directors are entitled to receive an annual retainer (payable quarterly). In addition, the chairperson of the board, the lead independent director, and the chairperson and members of each of the Issuer's audit, compensation, nominating and corporate governance, and real estate investment committees are entitled to receive an annual stipend (payable quarterly). Pursuant to the Policy, directors may elect to receive all or a portion of the annual retainer and stipends in the form of shares of the Issuer's common stock with a value equal to the amount of such retainer and stipend. F2 · balance_after: These securities are owned directly by the reporting person. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:02 UTC | Broadstone Net Lease, Inc. NA · Entity 3986 | GrantOP Units · Derivative | 512,359.99 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-008000 · doc4.xml · derivative · entry 4 Khan Agha S · CIK 0001709572 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Liability Company Disclosed balance after: 512,359.99 Underlying: Common Stock · 512,359.99 shares Expires not disclosed F3 · security: Represents membership units of Broadstone Net Lease, LLC (the "OP"), a subsidiary and the operating company of the Issuer ("OP Units"). OP Units are exchangeable by the reporting person for shares of Common Stock of the Issuer on a one-for-one basis. F3 · derivative.exercise_price: Represents membership units of Broadstone Net Lease, LLC (the "OP"), a subsidiary and the operating company of the Issuer ("OP Units"). OP Units are exchangeable by the reporting person for shares of Common Stock of the Issuer on a one-for-one basis. F4 · price: Consists of OP Units received in connection with the closing of the internalization of the functions previously performance for the Issuer by Broadstone Real Estate LLC. These OP Units are fully vested. F4 · derivative.exercise_date: Consists of OP Units received in connection with the closing of the internalization of the functions previously performance for the Issuer by Broadstone Real Estate LLC. These OP Units are fully vested. F4 · derivative.expiration_date: Consists of OP Units received in connection with the closing of the internalization of the functions previously performance for the Issuer by Broadstone Real Estate LLC. These OP Units are fully vested. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any purpose. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:02 UTC | Broadstone Net Lease, Inc. NA · Entity 3986 | GrantCommon Stock | 344,436.39 | $85.00 | $29,277,093.15 |
DisclosureSEC source: 0001209191-20-008000 · doc4.xml · nonDerivative · entry 3 Khan Agha S · CIK 0001709572 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cayman Limited Company Disclosed balance after: 344,436.39 F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any purpose. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 22:02 UTC | Broadstone Net Lease, Inc. NA · Entity 3986 | GrantCommon Stock | 147,956.08 | $85.00 | $12,576,266.80 |
DisclosureSEC source: 0001209191-20-008000 · doc4.xml · nonDerivative · entry 2 Khan Agha S · CIK 0001709572 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Cayman Limited Company Disclosed balance after: 147,956.08 F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.