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person · Reporting owner

SMITH JOHN T

Disclosed activity across 1 company

Tapewire entity
143288
SEC CIK
0001231778

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRANSCAT INC

Report date January 29, 2021 · Filed February 01, 2021

Section 16 reporting ended · disclosed 2021-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.50 par valueSEC Table I · non-derivativeDirect34,912 Ending reported balance After 2021-01-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-01-29 · Grant · Acquired 408 · Balance 33,159

Row 2 · 2021-01-29 · Exercise / conversion · Acquired 1,753 · Balance 34,912

F1: These restricted stock units convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-01-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-01-29 · Exercise / conversion · Disposed 1,753 · Balance 0

F1: These restricted stock units convert into common stock on a one-for-one basis.

F2: The Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of these restricted stock units that were otherwise scheduled to vest on September 9, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units convert into common stock on a one-for-one basis.

F2: The Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of these restricted stock units that were otherwise scheduled to vest on September 9, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2021 Filed Feb 1, 2021 22:15 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionRestricted Stock Units · Derivative 1,753 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000044 · edgar.xml · derivative · entry 3

SMITH JOHN T · CIK 0001231778 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.50 par value · 1,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of these restricted stock units that were otherwise scheduled to vest on September 9, 2021.

F2 · derivative.expiration_date: The Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of these restricted stock units that were otherwise scheduled to vest on September 9, 2021.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:15 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionCommon Stock, $.50 par value 1,753 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000044 · edgar.xml · nonDerivative · entry 2

SMITH JOHN T · CIK 0001231778 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 22:15 UTC TRANSCAT INC TRNS · Entity 1920 GrantCommon Stock, $.50 par value 408 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000044 · edgar.xml · nonDerivative · entry 1

SMITH JOHN T · CIK 0001231778 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,159

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:23 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionRestricted Stock Units · Derivative 2,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000290 · edgar.xml · derivative · entry 2

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.50 par value · 2,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vested on September 11, 2020.

F2 · derivative.expiration_date: These restricted stock units vested on September 11, 2020.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:23 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionCommon Stock, $.50 par value 2,196 $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000290 · edgar.xml · nonDerivative · entry 1

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 20:15 UTC TRANSCAT INC TRNS · Entity 1920 GrantRestricted Stock Units · Derivative 1,753 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-20-000281 · edgar.xml · derivative · entry 2

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Underlying: Common Stock, $.50 par value · 1,753 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on September 9, 2021.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on September 9, 2021.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on September 9, 2021.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:29 UTC TRANSCAT INC TRNS · Entity 1920 GrantRestricted Stock Units · Derivative 2,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-19-000175 · edgar.xml · derivative · entry 2

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,196

Underlying: Common Stock, $.50 par value · 2,196 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on September 11, 2020.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on September 11, 2020.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on September 11, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:28 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 5,000 $24.66 $123,300.00
Disclosure

SEC source: 0000891839-19-000125 · edgar.xml · nonDerivative · entry 1

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.39 to $24.8675, inclusive. Mr. Smith undertakes to provide to Transcat, Inc., any security holder of Transcat, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:38 UTC TRANSCAT INC TRNS · Entity 1920 GrantCommon Stock, $.50 par value 1,305 $22.98 $29,988.90
Disclosure

SEC source: 0000891839-19-000082 · edgar.xml · nonDerivative · entry 1

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,555

Read SEC document
November 01, 2018 Filed Nov 13, 2018 21:30 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 1,916 $21.17 $40,561.72
Disclosure

SEC source: 0000891839-18-000101 · edgar.xml · nonDerivative · entry 1

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,250

Read SEC document
May 23, 2018 Filed May 24, 2018 21:01 UTC TRANSCAT INC TRNS · Entity 1920 GrantCommon Stock, $.50 par value 1,916 $15.65 $29,985.40
Disclosure

SEC source: 0000891839-18-000045 · edgar.xml · nonDerivative · entry 1

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,016

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:01 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 2,000 $15.70 $31,400.00
Disclosure

SEC source: 0000891839-18-000018 · edgar.xml · nonDerivative · entry 2

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,150

F1 · ownership.direct: These shares are owned jointly by Mr. Smith and his wife.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:32 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 1,000 $12.06 $12,060.00
Disclosure

SEC source: 0000891839-17-000088 · edgar.xml · nonDerivative · entry 1

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,100

F1 · shares: These shares were sold by Mr. Smith under the terms of the Transcat, Inc. 2009 Insider Stock Plan, as amended. The price per share is the weighted average closing price per share of the Company's common stock on the NASDAQ Global Market over the twenty (20) trading days prior to June 1, 2017.

F1 · price: These shares were sold by Mr. Smith under the terms of the Transcat, Inc. 2009 Insider Stock Plan, as amended. The price per share is the weighted average closing price per share of the Company's common stock on the NASDAQ Global Market over the twenty (20) trading days prior to June 1, 2017.

Read SEC document
May 08, 2017 Filed Jul 2, 2018 20:32 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionOption (Right to Buy) · Derivative 4,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0000891839-18-000074 · edgar.xml · derivative · entry 8

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.50 per share · 4,000 shares

Expires 2017-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2017 Filed Jul 2, 2018 20:32 UTC TRANSCAT INC TRNS · Entity 1920 Exercise / conversionCommon Stock, $.50 par value 4,000 $6.35 $25,400.00
Disclosure

SEC source: 0000891839-18-000074 · edgar.xml · nonDerivative · entry 7

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Jul 2, 2018 20:32 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 1,639 $10.23 $16,766.97
Disclosure

SEC source: 0000891839-18-000074 · edgar.xml · nonDerivative · entry 6

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,166

Read SEC document
November 07, 2016 Filed Jul 2, 2018 20:32 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 2,000 $10.21 $20,420.00
Disclosure

SEC source: 0000891839-18-000074 · edgar.xml · nonDerivative · entry 5

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,805

Read SEC document
November 02, 2016 Filed Jul 2, 2018 20:32 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 2,000 $10.21 $20,420.00
Disclosure

SEC source: 0000891839-18-000074 · edgar.xml · nonDerivative · entry 4

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,805

Read SEC document
November 01, 2016 Filed Jul 2, 2018 20:32 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 1,361 $10.30 $14,018.30
Disclosure

SEC source: 0000891839-18-000074 · edgar.xml · nonDerivative · entry 3

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,805

Read SEC document
October 31, 2016 Filed Jul 2, 2018 20:32 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 3,000 $10.30 $30,900.00
Disclosure

SEC source: 0000891839-18-000074 · edgar.xml · nonDerivative · entry 2

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,166

Read SEC document
October 27, 2016 Filed Jul 2, 2018 20:32 UTC TRANSCAT INC TRNS · Entity 1920 SaleCommon Stock, $.50 par value 2,000 $10.40 $20,800.00
Disclosure

SEC source: 0000891839-18-000074 · edgar.xml · nonDerivative · entry 1

SMITH JOHN T · CIK 0001231778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,166

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.