Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aspira Women's Health Inc.
Report date July 09, 2020 · Filed July 09, 2020
Jointly reported with ORACLE PARTNERS LP
Section 16 reporting ended · disclosed 2020-07-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,137,052 |
Reported balance
Holding disclosure · report date 2020-07-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,137,052 F1: These securities are owned by Oracle Partners, L.P. ("Partners"). F4: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. F5: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. F6: This is a voluntary exit report. As the result of a recent share issuance by the Issuer, the Reporting Persons have less than a 10% ownership interest in the securities described in this statement and therefore are no longer subject to the filing obligations of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,555,555 |
Reported balance
Holding disclosure · report date 2020-07-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,555,555 F2: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners"). F4: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. F5: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. F6: This is a voluntary exit report. As the result of a recent share issuance by the Issuer, the Reporting Persons have less than a 10% ownership interest in the securities described in this statement and therefore are no longer subject to the filing obligations of Section 16 of the Exchange Act. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,595,980 |
Reported balance
Holding disclosure · report date 2020-07-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,595,980 F3: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund"). F4: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. F5: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. F6: This is a voluntary exit report. As the result of a recent share issuance by the Issuer, the Reporting Persons have less than a 10% ownership interest in the securities described in this statement and therefore are no longer subject to the filing obligations of Section 16 of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned by Oracle Partners, L.P. ("Partners").
F2: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners").
F3: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund").
F4: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund.
F5: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.
F6: This is a voluntary exit report. As the result of a recent share issuance by the Issuer, the Reporting Persons have less than a 10% ownership interest in the securities described in this statement and therefore are no longer subject to the filing obligations of Section 16 of the Exchange Act.
BIOLASE, INC
Report date June 08, 2020 · Filed June 10, 2020
Jointly reported with ORACLE PARTNERS LP
Section 16 reporting ended · disclosed 2020-06-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 2,473,090 |
Reported balance
After 2020-06-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-08 · Sale · Disposed 2,479,456 · Balance 2,473,090 F1: These securities are owned by Oracle Partners, LP. ("Partners"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,276,500 |
Reported balance
After 2020-06-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-06-09 · Sale · Disposed 1,196,590 · Balance 1,276,500 F1: These securities are owned by Oracle Partners, LP. ("Partners"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 713,896 |
Reported balance
After 2020-06-08 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-06-08 · Sale · Disposed 564,738 · Balance 713,896 F2: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 278,300 |
Reported balance
After 2020-06-09 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-06-09 · Sale · Disposed 435,596 · Balance 278,300 F2: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 264,141 |
Reported balance
After 2020-06-08 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-06-08 · Sale · Disposed 358,744 · Balance 264,141 F3: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners") F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 184,300 |
Reported balance
After 2020-06-09 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-06-09 · Sale · Disposed 79,841 · Balance 184,300 F3: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners") F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-06-09 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2020-06-09 · Sale · Disposed 47,885 · Balance 0 F4: These securities are owned by Oracle Investment Management, Inc. Employees Retirement Plan ("Retirement Plan"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2020-06-09 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2020-06-09 · Sale · Disposed 10,400 · Balance 0 F5: These securities are owned by Feinberg Family Foundation ("Foundation"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned by Oracle Partners, LP. ("Partners").
F2: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund").
F3: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners")
F4: These securities are owned by Oracle Investment Management, Inc. Employees Retirement Plan ("Retirement Plan").
F5: These securities are owned by Feinberg Family Foundation ("Foundation").
F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation.
F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.
Motus GI Holdings, Inc.
Report date January 26, 2021 · Filed February 05, 2021
Jointly reported with ORACLE PARTNERS LP
Section 16 reporting ended · disclosed 2021-02-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 105,885 |
Reported balance
After 2021-01-26 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2021-01-26 · Sale · Disposed 29,115 · Balance 105,885 F4: These securities are owned by Oracle Investment Management, Inc. Employees Retirement Plan ("Retirement Plan"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-26 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2021-01-26 · Sale · Disposed 30,000 · Balance 0 F5: These securities are owned by Feinberg Family Foundation ("Foundation"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 379,566 |
Reported balance
Holding disclosure · report date 2021-01-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 379,566 F2: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 550,698 |
Reported balance
Holding disclosure · report date 2021-01-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 550,698 F3: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 2,711,402 |
Reported balance
Holding disclosure · report date 2021-01-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,711,402 F1: These securities are owned by Oracle Partners, LP. ("Partners"). F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned by Oracle Partners, LP. ("Partners").
F2: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners").
F3: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund").
F4: These securities are owned by Oracle Investment Management, Inc. Employees Retirement Plan ("Retirement Plan").
F5: These securities are owned by Feinberg Family Foundation ("Foundation").
F6: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation.
F7: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.
SOLENO THERAPEUTICS INC
Report date September 25, 2020 · Filed September 30, 2020
Jointly reported with ORACLE PARTNERS LP
Section 16 reporting ended · disclosed 2020-09-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee Footnotes | 655,000 |
Reported balance
Holding disclosure · report date 2020-09-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 655,000 F1: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund"). F4: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. F5: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified int his statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,655,050 |
Reported balance
Holding disclosure · report date 2020-09-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,655,050 F2: These securities are owned by Oracle Partners, LP. ("Partners"). F4: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. F5: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified int his statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 350,334 |
Reported balance
Holding disclosure · report date 2020-09-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 350,334 F3: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners"). F4: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. F5: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified int his statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund").
F2: These securities are owned by Oracle Partners, LP. ("Partners").
F3: These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners").
F4: Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund.
F5: Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified int his statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2017 Filed Aug 30, 2017 20:57 UTC | Aspira Women's Health Inc. VRML · Entity 7871 | OtherWarrants to acquire Common Stock · Derivative | 583,333 | Not disclosed Strike: $2.00 | Not disclosed |
DisclosureSEC source: 0001140361-17-033837 · doc1.xml · derivative · entry 1 FEINBERG LARRY N · CIK 0000926475 · 10% owner · * See Remarks ORACLE PARTNERS LP · CIK 0000941901 · 10% owner · * See Remarks Oracle Ten Fund Master, LP · CIK 0001577258 · 10% owner · * See Remarks ORACLE INSTITUTIONAL PARTNERS L P · CIK 0000924141 · 10% owner · * See Remarks Oracle Associates LLC · CIK 0001317217 · 10% owner · * See Remarks ORACLE INVESTMENT MANAGEMENT INC · CIK 0001012622 · 10% owner · * See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 583,333 shares Expires 2017-12-23 F2 · kind: See Exhibit 99.1, Note 2. F2 · price: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note1. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:19 UTC | BIOLASE, INC BIOL · Entity 11470 | PurchaseWarrants to acquire Common Stock · Derivative | 1,800,535 | $0.13 Strike: $1.80 | $225,066.88 |
DisclosureSEC source: 0001140361-17-027133 · doc1.xml · derivative · entry 3 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,144,811 Underlying: Common Stock · 1,800,535 shares Expires 2022-10-18 F2 · derivative.exercise_date: See Exhibit 99.1. F3 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:19 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionSeries D Preferred Stock · Derivative | 36,986 | $0.00 Strike: $1.24 | $0.00 |
DisclosureSEC source: 0001140361-17-027133 · doc1.xml · derivative · entry 2 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,698,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: See Exhibit 99.1. F1 · derivative.expiration_date: See Exhibit 99.1. F3 · ownership.nature: See Exhibit 99.1. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:19 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 3,698,600 | $1.24 | $4,586,264.00 |
DisclosureSEC source: 0001140361-17-027133 · doc1.xml · nonDerivative · entry 1 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,320,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1. F3 · ownership.nature: See Exhibit 99.1. Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 17:10 UTC | Aspira Women's Health Inc. VRML · Entity 7871 | PurchaseWarrant to acquire Common Stock · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-008151 · doc1.xml · derivative · entry 2 FEINBERG LARRY N · CIK 0000926475 · 10% owner · * See Remarks ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Ten Fund Master, LP · CIK 0001577258 · 10% owner ORACLE INSTITUTIONAL PARTNERS L P · CIK 0000924141 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner ORACLE INVESTMENT MANAGEMENT INC · CIK 0001012622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 583,333 shares Expires 2022-02-13 F2 · derivative.exercise_price: See Exhibit 99.1, Note 2. F3 · price: See Exhibit 99.1, Note 3. F1 · ownership.nature: See Exhibit 99.1, Note 1. Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 17:10 UTC | Aspira Women's Health Inc. VRML · Entity 7871 | PurchaseCommon Stock, par value $0.001 per share | 617,731 | $1.40 | $864,823.40 |
DisclosureSEC source: 0001140361-17-008151 · doc1.xml · nonDerivative · entry 1 FEINBERG LARRY N · CIK 0000926475 · 10% owner · * See Remarks ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Ten Fund Master, LP · CIK 0001577258 · 10% owner ORACLE INSTITUTIONAL PARTNERS L P · CIK 0000924141 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner ORACLE INVESTMENT MANAGEMENT INC · CIK 0001012622 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,825,289 F1 · price: See Exhibit 99.1, Note 1. F1 · ownership.nature: See Exhibit 99.1, Note 1. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 18:31 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 46,463 | $1.85 | $85,956.55 |
DisclosureSEC source: 0001140361-16-088923 · doc1.xml · nonDerivative · entry 2 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,608,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: See Exhibit 99.1 F2 · ownership.nature: See Exhibit 99.1 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 18:31 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 53,537 | $1.78 | $95,295.86 |
DisclosureSEC source: 0001140361-16-088923 · doc1.xml · nonDerivative · entry 1 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,562,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 15:37 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 33,674 | $1.71 | $57,582.54 |
DisclosureSEC source: 0001140361-16-087070 · doc1.xml · nonDerivative · entry 2 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,508,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See Exhibit 99.1 F4 · price: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 15:37 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 18,514 | $1.72 | $31,844.08 |
DisclosureSEC source: 0001140361-16-087070 · doc1.xml · nonDerivative · entry 1 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,478,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1 F2 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 18:42 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 33,674 | $1.61 | $54,215.14 |
DisclosureSEC source: 0001140361-16-086622 · doc1.xml · nonDerivative · entry 3 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,459,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See Exhibit 99.1 F5 · price: See Exhibit 99.1 F4 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 18:42 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 48,513 | $1.81 | $87,808.53 |
DisclosureSEC source: 0001140361-16-086622 · doc1.xml · nonDerivative · entry 2 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,426,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:42 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 42,000 | $1.81 | $76,020.00 |
DisclosureSEC source: 0001140361-16-086622 · doc1.xml · nonDerivative · entry 1 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,377,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1 F2 · price: See Exhibit 99.1 F1 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 18:01 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 125,000 | $1.70 | $212,500.00 |
DisclosureSEC source: 0001140361-16-085902 · doc1.xml · nonDerivative · entry 2 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,335,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: See Exhibit 99.1 F3 · price: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 18:01 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 2,000 | $1.52 | $3,040.00 |
DisclosureSEC source: 0001140361-16-085902 · doc1.xml · nonDerivative · entry 1 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,230,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 30, 2016 Filed Oct 5, 2016 17:21 UTC | BIOLASE, INC BIOL · Entity 11470 | PurchaseWarrants to acquire Common Stock · Derivative | 850,797 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001140361-16-082038 · doc1.xml · derivative · entry 3 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,194,983 Underlying: Common Stock · 850,797 shares Expires 2021-08-08 F2 · derivative.exercise_date: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 30, 2016 Filed Oct 5, 2016 17:21 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionSeries C Preferred Stock · Derivative | 37,091 | $0.00 Strike: $1.13 | $0.00 |
DisclosureSEC source: 0001140361-16-082038 · doc1.xml · derivative · entry 2 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 3,709,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: See Exhibit 99.1 F4 · derivative.expiration_date: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
| September 30, 2016 Filed Oct 5, 2016 17:21 UTC | BIOLASE, INC BIOL · Entity 11470 | ConversionCommon Stock | 3,699,100 | $1.13 | $4,179,983.00 |
DisclosureSEC source: 0001140361-16-082038 · doc1.xml · nonDerivative · entry 1 FEINBERG LARRY N · CIK 0000926475 · 10% owner ORACLE PARTNERS LP · CIK 0000941901 · 10% owner Oracle Associates LLC · CIK 0001317217 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,228,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: See Exhibit 99.1 F3 · ownership.nature: See Exhibit 99.1 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.