Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEOPLES FINANCIAL SERVICES CORP.pfis · Entity 5235 | EVP,Northeast Market President | December 31, 2020 | February 08, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEOPLES FINANCIAL SERVICES CORP.
Report date December 31, 2020 · Filed February 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectPSBT Employee Stock Ownership Plan | 397.3394 |
Reported balance
After 2020-12-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-31 · Other · Acquired 26.3725 · Balance 397.3394 F1: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,042.26 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,042.26 F2: Balance includes adjustment for an aggregate of 35.448 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 2,997 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,997 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
F2: Balance includes adjustment for an aggregate of 35.448 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Feb 8, 2021 19:39 UTC | PEOPLES FINANCIAL SERVICES CORP. pfis · Entity 5235 | OtherCommon Stock | 26.3725 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-21-000002 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · EVP,Northeast Market President 10b5-1 filing: Not disclosed Ownership: Indirect · PSBT Employee Stock Ownership Plan Disclosed balance after: 397.3394 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 19:56 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | GrantCommon Stock | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-20-000028 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · EVP,Northeast Market President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006.812 Read SEC document |
| December 31, 2019 Filed Feb 12, 2020 15:07 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | OtherCommon Stock | 53.4947 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-20-000012 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · EVP,Northeast Market President 10b5-1 filing: Not disclosed Ownership: Indirect · PSBT Employee Stock Ownership Plan Disclosed balance after: 370.9669 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
| March 26, 2019 Filed May 7, 2019 20:11 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | GrantCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-19-000020 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · Co-Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650.838 F1 · balance_after: Includes shares that were reported as separate holdings in previous filings. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 13:23 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | SaleCommon Stock | 100 | $42.02 | $4,201.91 |
DisclosureSEC source: 0001056943-19-000016 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · Co-Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.838 Read SEC document |
| December 31, 2018 Filed Feb 12, 2019 14:19 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | OtherCommon Stock | 73.3307 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-19-000007 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · Co-Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PSBT Employee Stock Ownership Plan Disclosed balance after: 317.4722 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
| April 11, 2018 Filed Apr 30, 2018 18:32 UTC | PEOPLES FINANCIAL SERVICES CORP. pfis · Entity 5235 | GrantCommon Stock | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-18-000022 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · Co-Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Award, Grant date 4/11/18 Disclosed balance after: 324 F1 · kind: This stock award vests in 3 equal tranches beginning April 11, 2019. Read SEC document |
| December 31, 2017 Filed Feb 8, 2018 21:02 UTC | PEOPLES FINANCIAL SERVICES CORP. pfis · Entity 5235 | OtherCommon Stock | 52.2196 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-18-000007 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · Co-Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PSB&T Employee Stock Ownership Plan Disclosed balance after: 244.1415 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
| December 31, 2016 Filed Feb 8, 2017 19:21 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | OtherCommon Stock | 71.5517 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-17-000007 · primary_doc.xml · nonDerivative · entry 1 FERRETTI JOSEPH · CIK 0001278647 · Co-Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PSB&T Employee Stock Ownership Plan Disclosed balance after: 191.9219 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.