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Karam Celia

Disclosed activity across 1 company

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14291
SEC CIK
0001741344

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547Pres, Retail BankSeptember 15, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date September 15, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect57,696 Reported balance After 2026-09-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-15 · Sale · Disposed 2,017 · Balance 57,696

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 16, 2026 20:06 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,017 $206.07 $415,643.19
Disclosure

SEC source: 0001741344-26-000024 · wk-form4_1789589175.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,696

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 23:42 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1 $225.92 $225.92
Disclosure

SEC source: 0001741344-26-000021 · wk-form4_1787096558.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,708

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 23:42 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1,887 $225.52 $425,556.24
Disclosure

SEC source: 0001741344-26-000021 · wk-form4_1787096558.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,709

F1 · kind: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
May 01, 2026 Filed May 4, 2026 20:55 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1,749 $192.58 $336,822.42
Disclosure

SEC source: 0001741344-26-000019 · wk-form4_1777928136.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,579

F1 · date: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 20:56 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1,099 $185.61 $203,985.39
Disclosure

SEC source: 0001741344-26-000017 · wk-form4_1775249773.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,323

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:51 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 3,351 $185.73 $622,381.23
Disclosure

SEC source: 0001741344-26-000015 · wk-form4_1773262277.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,417

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:51 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 7,429 $0.00 $0.00
Disclosure

SEC source: 0001741344-26-000015 · wk-form4_1773262277.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,768

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 26, 2023, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 21:35 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 1,636 $191.00 $312,476.00
Disclosure

SEC source: 0001741344-26-000013 · wk-form4_1772573724.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,339

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 917 $207.37 $190,158.29
Disclosure

SEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,970

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2025. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,093 $207.37 $226,655.41
Disclosure

SEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,887

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2026 Filed Feb 18, 2026 22:09 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,008 $207.37 $209,028.96
Disclosure

SEC source: 0001741344-26-000011 · wk-form4_1771452567.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,980

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:00 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 5,719 $0.00 $0.00
Disclosure

SEC source: 0001741344-26-000009 · wk-form4_1770328847.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,988

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 00:00 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,108 $218.25 $460,071.00
Disclosure

SEC source: 0001741344-26-000007 · wk-form4_1770249644.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,269

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:56 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,064 $244.35 $504,338.40
Disclosure

SEC source: 0001741344-26-000005 · wk-form4_1767736616.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,373

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 23:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 2,936 $218.15 $640,488.40
Disclosure

SEC source: 0001741344-25-000007 · wk-form4_1764803409.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,433

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 21:54 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 12,780 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000221 · wk-form4_1749160394.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,342

F1 · security: This restricted stock unit award will vest on June 3, 2028. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 2,854 $163.87 $467,684.98
Disclosure

SEC source: 0000927628-25-000116 · wk-form4_1741822841.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,545

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:40 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 6,328 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000116 · wk-form4_1741822841.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,395

F1 · kind: These shares were earned pursuant to an award of performance shares granted on February 3, 2022, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,321 $202.16 $267,053.36
Disclosure

SEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,067

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2024. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,105 $202.16 $223,386.80
Disclosure

SEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,388

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2025 Filed Feb 19, 2025 22:43 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 739 $202.16 $149,396.24
Disclosure

SEC source: 0000927628-25-000078 · wk-form4_1740005028.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,493

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 04, 2025 Filed Feb 7, 2025 00:07 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 6,097 $0.00 $0.00
Disclosure

SEC source: 0000927628-25-000035 · wk-form4_1738886823.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,232

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2026 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
May 08, 2024 Filed May 9, 2024 20:05 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 SaleCommon Stock 16,913 $142.88 $2,416,529.44
Disclosure

SEC source: 0000927628-24-000216 · wk-form4_1715285114.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,081

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:53 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 6,784 $138.46 $939,312.64
Disclosure

SEC source: 0000927628-24-000127 · wk-form4_1710370384.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,982

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 22:53 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 15,041 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000127 · wk-form4_1710370384.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,760

F1 · kind: These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,198 $136.36 $163,359.28
Disclosure

SEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,719

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 724 $136.36 $98,724.64
Disclosure

SEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,911

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:19 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 926 $136.36 $126,269.36
Disclosure

SEC source: 0000927628-24-000087 · wk-form4_1708463907.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,635

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:56 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 8,787 $0.00 $0.00
Disclosure

SEC source: 0000927628-24-000052 · wk-form4_1707170206.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,561

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2025 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 5,197 $108.58 $564,290.26
Disclosure

SEC source: 0000927628-23-000134 · wf-form4_167787765841214.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,688

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:08 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 11,523 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000134 · wf-form4_167787765841214.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,885

F1 · kind: These shares were earned pursuant to an award of performance shares granted on January 30, 2020 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 724 $114.63 $82,992.12
Disclosure

SEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,362

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.

F4 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 905 $114.63 $103,740.15
Disclosure

SEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,079

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 759 $114.63 $87,004.17
Disclosure

SEC source: 0000927628-23-000098 · wf-form4_167666830414959.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,984

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:58 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 9,885 $0.00 $0.00
Disclosure

SEC source: 0000927628-23-000029 · wf-form4_167511591000213.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Pres, Retail Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,743

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2024 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 4,928 $130.09 $641,083.52
Disclosure

SEC source: 0000927628-22-000131 · wf-form4_164737509890158.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,775

F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 20:12 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 10,926 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000131 · wf-form4_164737509890158.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,703

F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,069 $158.89 $169,853.41
Disclosure

SEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,771

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.

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February 15, 2022 Filed Feb 17, 2022 21:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 737 $158.89 $117,101.93
Disclosure

SEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,840

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

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February 15, 2022 Filed Feb 17, 2022 21:17 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 585 $158.89 $92,950.65
Disclosure

SEC source: 0000927628-22-000098 · wf-form4_164513262562335.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,577

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

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February 03, 2022 Filed Feb 7, 2022 21:30 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 7,208 $0.00 $0.00
Disclosure

SEC source: 0000927628-22-000045 · wf-form4_164426944387394.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Card Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,162

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 15, 2021 Filed Feb 17, 2021 21:47 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 737 $117.75 $86,781.75
Disclosure

SEC source: 0000927628-21-000074 · wf-form4_161359839682379.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,888

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

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February 15, 2021 Filed Feb 17, 2021 21:47 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 583 $117.75 $68,648.25
Disclosure

SEC source: 0000927628-21-000074 · wf-form4_161359839682379.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,625

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

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February 15, 2021 Filed Feb 17, 2021 21:47 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 194 $117.75 $22,843.50
Disclosure

SEC source: 0000927628-21-000074 · wf-form4_161359839682379.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,208

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

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February 04, 2021 Filed Feb 8, 2021 22:10 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 9,017 $0.00 $0.00
Disclosure

SEC source: 0000927628-21-000045 · wf-form4_161282221563001.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,402

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 15, 2020 Filed Feb 20, 2020 00:26 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 584 $102.64 $59,941.76
Disclosure

SEC source: 0000927628-20-000090 · wf-form4_158215840231726.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,272

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

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February 15, 2020 Filed Feb 20, 2020 00:26 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 189 $102.64 $19,398.96
Disclosure

SEC source: 0000927628-20-000090 · wf-form4_158215840231726.xml · nonDerivative · entry 2

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,856

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

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February 15, 2020 Filed Feb 20, 2020 00:26 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 161 $102.64 $16,525.04
Disclosure

SEC source: 0000927628-20-000090 · wf-form4_158215840231726.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,045

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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January 30, 2020 Filed Feb 3, 2020 21:55 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 7,341 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000044 · wf-form4_158076690641911.xml · nonDerivative · entry 1

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,198

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2021 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

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February 15, 2019 Filed Feb 20, 2019 21:52 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 189 $81.57 $15,416.73
Disclosure

SEC source: 0000927628-19-000107 · wf-form4_155069955497706.xml · nonDerivative · entry 3

Karam Celia · CIK 0001741344 · Chief Audit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,786

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.