Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEOPLES FINANCIAL SERVICES CORP.PFIS · Entity 5235 | EVP, Chief Retail Officer | December 31, 2020 | February 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEOPLES FINANCIAL SERVICES CORP.
Report date December 31, 2020 · Filed February 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectPSBT Employee Stock Ownership Plan | 1,006.2237 |
Reported balance
After 2020-12-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-31 · Other · Acquired 39.6855 · Balance 1,006.2237 F1: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. |
| Common StockSEC Table I · non-derivative | Direct | 1,739.557 |
Reported balance
Holding disclosure · report date 2020-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,739.557 F2: Balance includes adjustment for an aggregate of 64.388 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan.
F2: Balance includes adjustment for an aggregate of 64.388 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Feb 9, 2021 17:43 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | OtherCommon Stock | 39.6855 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-21-000005 · primary_doc.xml · nonDerivative · entry 1 THIEL LYNN M · CIK 0001262441 · EVP, Chief Retail Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PSBT Employee Stock Ownership Plan Disclosed balance after: 1,006.2237 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
| December 31, 2019 Filed Feb 12, 2020 13:04 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | OtherCommon Stock | 56.4167 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-20-000011 · primary_doc.xml · nonDerivative · entry 1 THIEL LYNN M · CIK 0001262441 · EVP, Retail Banking 10b5-1 filing: Not disclosed Ownership: Indirect · PSBT Employee Stock Ownership Plan Disclosed balance after: 966.5382 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
| December 31, 2018 Filed Feb 12, 2019 20:49 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | OtherCommon Stock | 82.2941 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-19-000014 · primary_doc.xml · nonDerivative · entry 1 THIEL LYNN M · CIK 0001262441 · Chief Retail Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PSBT Employee Stock Ownership Plan Disclosed balance after: 910.1215 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
| December 31, 2017 Filed Feb 13, 2018 14:28 UTC | PEOPLES FINANCIAL SERVICES CORP. pfis · Entity 5235 | OtherCommon Stock | 55.6359 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-18-000014 · primary_doc.xml · nonDerivative · entry 1 THIEL LYNN M · CIK 0001262441 · Chief Retail Officer -South 10b5-1 filing: Not disclosed Ownership: Indirect · PSB&T Employee Stock Ownership Plan Disclosed balance after: 827.8274 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
| December 31, 2016 Filed Feb 8, 2017 19:51 UTC | PEOPLES FINANCIAL SERVICES CORP. PFIS · Entity 5235 | OtherCommon Stock | 62.519 | $0.00 | $0.00 |
DisclosureSEC source: 0001056943-17-000010 · primary_doc.xml · nonDerivative · entry 1 THIEL LYNN M · CIK 0001262441 · Chief Retail Officer 10b5-1 filing: Not disclosed Ownership: Indirect · PSB&T Employee Stock Ownership Plan Disclosed balance after: 772.1915 F1 · price: Represents an allocation of shares under the Issuer's Employee Stock Ownership Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.