Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| i3 Verticals, Inc.IIIV · Entity 5604 | Chief Operating Officer | February 11, 2021 | February 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
i3 Verticals, Inc.
Report date February 11, 2021 · Filed February 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.20 · Expires 2031-02-11 | Direct | 35,000 |
Reported balance
After 2021-02-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-02-11 · Grant · Acquired 35,000 · Balance 35,000 F1: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2021 Filed Feb 12, 2021 16:08 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $34.20 | $0.00 |
DisclosureSEC source: 0001209191-21-010102 · doc4.xml · derivative · entry 1 MERIWETHER DAVID SCOTT · CIK 0001737440 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Class A common stock, par value $0.0001 per share · 35,000 shares Expires 2031-02-11 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 17:48 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 32,000 | $0.00 Strike: $32.25 | $0.00 |
DisclosureSEC source: 0001209191-20-010315 · doc4.xml · derivative · entry 1 MERIWETHER DAVID SCOTT · CIK 0001737440 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Class A common stock, par value $0.0001 per share · 32,000 shares Expires 2030-02-13 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| December 09, 2019 Filed Dec 9, 2019 18:09 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | SaleClass A common stock, par value $0.0001 per share | 3,000 | $27.90 | $83,700.00 |
DisclosureSEC source: 0001209191-19-059764 · doc4.xml · nonDerivative · entry 1 MERIWETHER DAVID SCOTT · CIK 0001737440 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.79 to $28.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 18:26 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $26.91 | $0.00 |
DisclosureSEC source: 0001209191-19-058177 · doc4.xml · derivative · entry 1 MERIWETHER DAVID SCOTT · CIK 0001737440 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A common stock, par value $0.0001 per share · 25,000 shares Expires 2029-11-26 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 17:04 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 33,333 | $0.00 Strike: $21.65 | $0.00 |
DisclosureSEC source: 0001209191-19-011627 · doc4.xml · derivative · entry 1 MERIWETHER DAVID SCOTT · CIK 0001737440 · SVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Class A common stock, par value $0.0001 per share · 33,333 shares Expires 2029-02-19 F1 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherCommon Units · Derivative | 67,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008350 · wf-form4_152997662721240.xml · derivative · entry 4 MERIWETHER DAVID SCOTT · CIK 0001737440 · SVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,519 Underlying: Class A common stock, par value $0.0001 per share · 67,519 shares Expires not disclosed F4 · derivative.exercise_price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F5 · kind: Pursuant to the Reorganization Transactions (as defined in the Registration Statement) as part of the Issuer's IPO, the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued Common Units together with an equal number of Class B Common Stock, in the Issuer. F4 · price: The vested Common Units may be redeemed by the Reporting Person at any time following the closing of the Issuer's IPO for an equal number of shares of Class A common stock, par value $0.0001 per share (the "Class A Common Stock") or, at the election of i3 Verticals, LLC, cash equal to the volume-weighted average market price of such shares. Upon the Reporting Person's redemption of a Common Unit for Class A Common Stock, any corresponding share of Class B Common Stock will be cancelled. F6 · price: 49,031 Common Units are vested, 7,330 Common Units will vest on November 29, 2019 and 11,158 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. F6 · derivative.exercise_date: 49,031 Common Units are vested, 7,330 Common Units will vest on November 29, 2019 and 11,158 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. F6 · derivative.expiration_date: 49,031 Common Units are vested, 7,330 Common Units will vest on November 29, 2019 and 11,158 Common Units will vest on August 10, 2020, subject to the Reporting Person's continued service with the Issuer. The Common Units have no expiration date. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008350 · wf-form4_152997662721240.xml · derivative · entry 3 MERIWETHER DAVID SCOTT · CIK 0001737440 · SVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A common stock, par value $0.0001 per share · 100,000 shares Expires 2028-06-25 F3 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass B common stock, par value $0.0001 per share | 67,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008350 · wf-form4_152997662721240.xml · nonDerivative · entry 2 MERIWETHER DAVID SCOTT · CIK 0001737440 · SVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,519 F2 · kind: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. F2 · price: Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units. Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 21:30 UTC | i3 Verticals, Inc. IIIV · Entity 5604 | OtherClass A common stock, par value $0.0001 per share | 3,056 | $13.00 | $39,728.00 |
DisclosureSEC source: 0001628280-18-008350 · wf-form4_152997662721240.xml · nonDerivative · entry 1 MERIWETHER DAVID SCOTT · CIK 0001737440 · SVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,056 F1 · kind: Issued pursuant to a voluntary private conversion of certain subordinated notes of i3 Verticals, LLC. Read SEC document |
| June 20, 2018 Filed Aug 17, 2018 17:11 UTC Amendment | i3 Verticals, Inc. IIIV · Entity 5604 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $13.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047453 · doc4a.xml · derivative · entry 1 MERIWETHER DAVID SCOTT · CIK 0001737440 · SVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A common stock, par value $0.0001 per share · 100,000 shares Expires 2028-06-20 F1 · date: This Amendment is provided to revise the Transaction Date in Column 3 and the Expiration Date in Column 6. F2 · derivative.exercise_date: The option vests ratably in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued service with i3 Verticals, Inc. F1 · derivative.expiration_date: This Amendment is provided to revise the Transaction Date in Column 3 and the Expiration Date in Column 6. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.