Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PPL CorpPPL · Entity 346 | CEO of a PPL Subsidiary | February 18, 2021 | February 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PPL Corp
Report date February 18, 2021 · Filed February 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,879.094 |
Ending reported balance
After 2021-02-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-18 · Exercise / conversion · Acquired 26,047 · Balance 47,097.094 Row 2 · 2021-02-18 · Tax withholding · Disposed 8,218 · Balance 38,879.094 F1: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP). |
| Performance Stock Unit (SIP)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-02-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-18 · Exercise / conversion · Disposed 26,047 · Balance 0 F2: Total includes the reinvestment of dividends. F3: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021. F4: As of 02/22/2021, total performance units beneficially owned is 80,746.364. This total includes the 01/24/2019 grants of 14,069.131 and 14,069.131 performance units, and the 01/23/2020 grants of 11,546.051 and 11,546.051 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 14,758 and 14,758 performance units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
F2: Total includes the reinvestment of dividends.
F3: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.
F4: As of 02/22/2021, total performance units beneficially owned is 80,746.364. This total includes the 01/24/2019 grants of 14,069.131 and 14,069.131 performance units, and the 01/23/2020 grants of 11,546.051 and 11,546.051 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 14,758 and 14,758 performance units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2017 Filed Jan 30, 2017 20:59 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 2,523 | $34.41 | $86,816.43 |
DisclosureSEC source: 0001209191-17-006101 · doc4.xml · nonDerivative · entry 2 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,027 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 20:59 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 7,096 | $34.41 | $244,173.36 |
DisclosureSEC source: 0001209191-17-006101 · doc4.xml · nonDerivative · entry 1 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:59 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 4,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006101 · doc4.xml · derivative · entry 5 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,287 Underlying: Common Stock · 4,287 shares Expires not disclosed F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F6 · balance_after: As of 01/30/2017, total performance units beneficially owned is 53,398.336. This total includes the 01/22/2015 grant of 9,539.30 performance units, 01/21/2016 grant of 9,368.036 performance units and the 01/03/2017 grants of 17,344 performance units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 12,860 and 4,287 performance units. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:59 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 12,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006101 · doc4.xml · derivative · entry 4 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,860 Underlying: Common Stock · 12,860 shares Expires not disclosed F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F6 · balance_after: As of 01/30/2017, total performance units beneficially owned is 53,398.336. This total includes the 01/22/2015 grant of 9,539.30 performance units, 01/21/2016 grant of 9,368.036 performance units and the 01/03/2017 grants of 17,344 performance units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 12,860 and 4,287 performance units. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:59 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 4,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006101 · doc4.xml · derivative · entry 3 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,287 Underlying: Common Stock · 4,287 shares Expires not disclosed F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F3 · derivative.exercise_date: The units will vest on 01/26/2020. F3 · derivative.expiration_date: The units will vest on 01/26/2020. F4 · balance_after: As of 01/30/2017, the total restricted stock units beneficially owned is 25,769. This total includes the 01/22/2015 grant of 8,668 restricted stock units, 01/21/2016 grant of 8,478 restricted stock units, 01/03/2017 grant of 4,336 restricted stock units and the 01/26/2017 grant of 4,287 restricted stock units. Read SEC document |
| January 26, 2017 Filed Feb 16, 2017 18:49 UTC Amendment | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011356 · doc4a.xml · derivative · entry 3 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F1 · shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.exercise_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.expiration_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.underlying_shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F3 · balance_after: As of 02/16/2017, total performance units beneficially owned is 36,251.336. This total includes the 01/22/2015 grant of 9,539.30 performance units, 01/21/2016 grant of 9,368.036 performance units and the 01/03/2017 grants of 17,344 performance units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Read SEC document |
| January 26, 2017 Filed Feb 16, 2017 18:49 UTC Amendment | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011356 · doc4a.xml · derivative · entry 2 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F1 · shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.exercise_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.expiration_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.underlying_shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F3 · balance_after: As of 02/16/2017, total performance units beneficially owned is 36,251.336. This total includes the 01/22/2015 grant of 9,539.30 performance units, 01/21/2016 grant of 9,368.036 performance units and the 01/03/2017 grants of 17,344 performance units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Read SEC document |
| January 26, 2017 Filed Feb 16, 2017 18:49 UTC Amendment | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011356 · doc4a.xml · derivative · entry 1 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F1 · shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.exercise_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.expiration_date: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F1 · derivative.underlying_shares: This amended Form 4 corrects the 01/26/2017 grant of 4,287 restricted stock units and the 01/26/2017 grants of 12,860 and 4,287 performance units, respectively, that were mistakenly reported as having been awarded. F2 · balance_after: As of 2/16/2017, the total restricted stock units beneficially owned is 21,482. This total includes the 01/22/2015 grant of 8,668 restricted stock units, 01/21/2016 grant of 8,478 restricted stock units and the 01/03/2017 grant of 4,336 restricted stock units. Read SEC document |
| January 24, 2017 Filed Jan 25, 2017 19:55 UTC | PPL Corp PPL · Entity 346 | SaleCommon Stock | 6,521 | $34.36 | $224,061.56 |
DisclosureSEC source: 0001209191-17-005494 · doc4.xml · nonDerivative · entry 3 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,454 F2 · kind: Represents the sale of 6,521 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 19:55 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (ICPKE) · Derivative | 10,270 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005494 · doc4.xml · derivative · entry 4 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The units vested on January 23, 2017. F3 · derivative.expiration_date: The units vested on January 23, 2017. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 19:55 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 3,749 | $34.36 | $128,815.64 |
DisclosureSEC source: 0001209191-17-005494 · doc4.xml · nonDerivative · entry 2 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,975 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 19:55 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 10,270 | $34.36 | $352,877.20 |
DisclosureSEC source: 0001209191-17-005494 · doc4.xml · nonDerivative · entry 1 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:48 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Unit (SIP) · Derivative | 4,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001710 · doc4.xml · derivative · entry 3 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336 Underlying: Common Stock · 4,336 shares Expires not disclosed F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:48 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Unit (SIP) · Derivative | 13,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001710 · doc4.xml · derivative · entry 2 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,008 Underlying: Common Stock · 13,008 shares Expires not disclosed F3 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending December 31, 2019. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2020. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:48 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 4,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001710 · doc4.xml · derivative · entry 1 Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,336 Underlying: Common Stock · 4,336 shares Expires 2027-01-02 F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on January 3, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.