Thompson Paul W

SEC source: 0001209191-21-012743 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2021, total performance units beneficially owned is 80,746.364. This total includes the 01/24/2019 grants of 14,069.131 and 14,069.131 performance units, and the 01/23/2020 grants of 11,546.051 and 11,546.051 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 14,758 and 14,758 performance units.

SEC source: 0001209191-21-012743 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,879.094

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-21-012743 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,097.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005612 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,511.565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The units vested on 01/25/2021.

F3 · derivative.expiration_date: The units vested on 01/25/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-21-005612 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,050.094

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-21-005612 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,308.094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005015 · doc4.xml · derivative · entry 4

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,023.133 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2018 will be paid out at 0%.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 93,769.497. This total includes the 01/25/2018 grant of 13,023.133 performance units, the 01/24/2019 grants of 14,069.131 and 14,069.131 performance units, and the 01/23/2020 grants of 11,546.051 and 11,546.051 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 14,758 and 14,758 performance units.

SEC source: 0001209191-21-005015 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,758

Underlying: Common Stock · 14,758 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 93,769.497. This total includes the 01/25/2018 grant of 13,023.133 performance units, the 01/24/2019 grants of 14,069.131 and 14,069.131 performance units, and the 01/23/2020 grants of 11,546.051 and 11,546.051 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 14,758 and 14,758 performance units.

SEC source: 0001209191-21-005015 · doc4.xml · derivative · entry 2

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,758

Underlying: Common Stock · 14,758 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 01/25/2021, total performance units beneficially owned is 93,769.497. This total includes the 01/25/2018 grant of 13,023.133 performance units, the 01/24/2019 grants of 14,069.131 and 14,069.131 performance units, and the 01/23/2020 grants of 11,546.051 and 11,546.051 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 14,758 and 14,758 performance units.

SEC source: 0001209191-21-005015 · doc4.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,379

Underlying: Common Stock · 7,379 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/21/2024.

F2 · derivative.expiration_date: The units will vest on 01/21/2024.

F3 · balance_after: As of 01/25/2021, total restricted stock units beneficially owned is 26,698.688. This total includes the 01/25/2018 grant of 6,511.565 restricted stock units, the 01/24/2019 grant of 7,034.565 restricted stock units, and the 01/23/2020 grant of 5,773.558 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/21/2021 grant of 7,379 restricted stock units.

SEC source: 0001209191-21-012712 · doc4a.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,758

Underlying: Common Stock · 14,758 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. This amended Form 4 corrects the performance measurement period for these awards; all other aspects of the awards remain unchanged.

F2 · balance_after: As of 02/22/2021, total performance units beneficially owned is 80,746.364. This total includes the 01/24/2019 grants of 14,069.131 and 14,069.131 performance units, and the 01/23/2020 grants of 11,546.051 and 11,546.051 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 14,758 and 14,758 performance units.

SEC source: 0001209191-20-009992 · doc4.xml · derivative · entry 7

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,619.236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Total includes the reinvestment of dividends.

F5 · derivative.exercise_date: The units vested on 02/14/2020.

F5 · derivative.expiration_date: The units vested on 02/14/2020.

F4 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 02/18/2020, total restricted stock units beneficially owned is 18,129.907. This total includes the 01/25/2018 grant of 6,110.557 restricted stock units, the 01/24/2019 grant of 6,601.35 restricted stock units, and the 01/23/2020 grant of 5,418 restricted stock units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units.

SEC source: 0001209191-20-009992 · doc4.xml · derivative · entry 6

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Total includes the reinvestment of dividends.

F2 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F2 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F4 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F3 · balance_after: As of 02/18/2020, total performance units beneficially owned is 72,517.636. This total includes the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

SEC source: 0001209191-20-009992 · doc4.xml · derivative · entry 5

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,097

Underlying: Common Stock · 5,048.707 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F2 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F2 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2019. Determination of the percentage of the award earned was made by the Compensation Committee on 01/23/2020 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/14/2020.

F3 · balance_after: As of 02/18/2020, total performance units beneficially owned is 72,517.636. This total includes the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units, plus in the case of the 01/25/2018 and 01/24/2019 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units.

SEC source: 0001209191-20-009992 · doc4.xml · nonDerivative · entry 4

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,796.529

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-009992 · doc4.xml · nonDerivative · entry 3

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,831.529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-009992 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,212.293

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-009992 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,398.293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004977 · doc4.xml · derivative · entry 4

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,193.173 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/27/2020, total performance units beneficially owned is 72,517.636. This total includes the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, and the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units.

SEC source: 0001209191-20-004977 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,835

Underlying: Common Stock · 10,835 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F5 · balance_after: As of 01/27/2020, total performance units beneficially owned is 72,517.636. This total includes the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, and the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units.

SEC source: 0001209191-20-004977 · doc4.xml · derivative · entry 2

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,835

Underlying: Common Stock · 10,835 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F5 · balance_after: As of 01/27/2020, total performance units beneficially owned is 72,517.636. This total includes the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, and the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units.

SEC source: 0001209191-20-004977 · doc4.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,418

Underlying: Common Stock · 5,418 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/23/2023.

F2 · derivative.expiration_date: The units will vest on 01/23/2023.

F3 · balance_after: As of 01/27/2020, total restricted stock units beneficially owned is 27,749.143. This total includes the 02/17/2017 grant of 9,619.236 restricted stock units, the 01/25/2018 grant of 6,110.557 restricted stock units, and the 01/24/2019 grant of 6,601.35 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 5,418 restricted stock units.

SEC source: 0001209191-20-007425 · doc4a.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,144.88 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 77,565.929. This total includes the 01/03/2017 grant of 5,048.293 performance units, the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, and the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units.

SEC source: 0001209191-20-001579 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,048.293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares were delivered on January 3, 2020.

F2 · derivative.expiration_date: The shares were delivered on January 3, 2020.

SEC source: 0001209191-20-001579 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301.293

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-001579 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048.293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-009555 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents the sale of 7,419 shares of common stock pursuant to a 10b5-1 plan, dated November 26, 2018.

SEC source: 0001209191-19-005293 · doc4.xml · derivative · entry 4

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,364.455 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 67,507.254. This total includes the 01/03/2017 grants of 14,391.577 and 4,797.193 performance units and the 01/25/2018 grants of 11,613.242 and 11,613.242 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 12,546 and 12,546 performance units.

SEC source: 0001209191-19-005293 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,546

Underlying: Common Stock · 12,546 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 67,507.254. This total includes the 01/03/2017 grants of 14,391.577 and 4,797.193 performance units and the 01/25/2018 grants of 11,613.242 and 11,613.242 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 12,546 and 12,546 performance units.

SEC source: 0001209191-19-005293 · doc4.xml · derivative · entry 2

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,546

Underlying: Common Stock · 12,546 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 67,507.254. This total includes the 01/03/2017 grants of 14,391.577 and 4,797.193 performance units and the 01/25/2018 grants of 11,613.242 and 11,613.242 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 12,546 and 12,546 performance units.

SEC source: 0001209191-19-005293 · doc4.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,273

Underlying: Common Stock · 6,273 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, the total restricted stock units beneficially owned is 26,017.589. This total includes the 01/03/2017 grant of 4,797.193 restricted stock units, the 02/17/2017 grant of 9,140.777 restricted stock units, and the 01/25/2018 grant of 5,806.619 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 6,273 restricted stock units.

SEC source: 0001209191-19-005104 · doc4.xml · nonDerivative · entry 3

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,419

F2 · kind: Represents the sale of 5,637 shares of common stock pursuant to a 10b5-1 plan, dated November 26, 2018.

SEC source: 0001209191-19-005104 · doc4.xml · derivative · entry 4

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F3 · derivative.expiration_date: The shares were delivered on January 22, 2019.

SEC source: 0001209191-19-005104 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,056

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-19-005104 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-064361 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,419

F1 · kind: Represents the sale of 4,573 shares of common stock pursuant to a 10b5-1 plan, dated November 26, 2018.

SEC source: 0001209191-18-005818 · doc4.xml · derivative · entry 6

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (25%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2017. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/25/2018 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/26/2018.

F8 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2018, total performance units beneficially owned is 49,856.313. This total includes the 01/21/2016 grant of 9,790.382 performance units and the 01/03/2017 grants of 13,594.448 and 4,531.483 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 10,970 and 10,970 performance units.

SEC source: 0001209191-18-005818 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,992

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-18-005818 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-18-005818 · doc4.xml · derivative · entry 5

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,970

Underlying: Common Stock · 10,970 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · balance_after: As of 01/29/2018, total performance units beneficially owned is 49,856.313. This total includes the 01/21/2016 grant of 9,790.382 performance units and the 01/03/2017 grants of 13,594.448 and 4,531.483 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 10,970 and 10,970 performance units.

SEC source: 0001209191-18-005818 · doc4.xml · derivative · entry 4

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,970

Underlying: Common Stock · 10,970 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2020. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2021.

F6 · balance_after: As of 01/29/2018, total performance units beneficially owned is 49,856.313. This total includes the 01/21/2016 grant of 9,790.382 performance units and the 01/03/2017 grants of 13,594.448 and 4,531.483 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/25/2018 grants of 10,970 and 10,970 performance units.

SEC source: 0001209191-18-005818 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,485

Underlying: Common Stock · 5,485 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 01/25/2021.

F3 · derivative.expiration_date: The units will vest on 01/25/2021.

F4 · balance_after: As of 01/29/2018, the total restricted stock units beneficially owned is 27,128.965. This total includes the 01/21/2016 grant of 8,478 restricted stock units, the 01/03/2017 grant of 4,531.483 restricted stock units, and the 02/17/2017 grant of 8,634.482 restricted stock units, plus in the case of the 01/03/2017 and 02/17/2017 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2018 grant of 5,485 restricted stock units.

SEC source: 0001209191-18-005083 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The units vested on January 22, 2018.

F2 · derivative.expiration_date: The units vested on January 22, 2018.

SEC source: 0001209191-18-005083 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,311

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-18-005083 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-17-013088 · doc4.xml · nonDerivative · entry 3

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,573

F1 · kind: Represents the sale of 6,454 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016.

SEC source: 0001209191-17-013088 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,673

F1 · kind: Represents the sale of 6,454 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016.

SEC source: 0001209191-17-013088 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,073

F1 · kind: Represents the sale of 6,454 shares of common stock pursuant to a 10b5-1 plan, dated June 3, 2016.

SEC source: 0001209191-17-013088 · doc4.xml · derivative · entry 4

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,262

Underlying: Common Stock · 8,262 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 02/17/2020.

F3 · derivative.expiration_date: The units will vest on 02/17/2020.

F4 · balance_after: As of 02/22/2017, total restricted stock units beneficially owned is 29,744. This total includes the 01/22/2015 grant of 8,668 restricted stock units, 01/21/2016 grant of 8,478 restricted stock units, 01/03/2017 grant of 4,336 restricted stock units and the 02/17/2017 grant of 8,262 restricted stock units.

SEC source: 0001209191-17-006101 · doc4.xml · derivative · entry 6

Thompson Paul W · CIK 0001693122 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (62%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2016. Determination of the percentage of the award earned was made by the Compensation, Governance and Nominating Committee on 01/26/2017 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/27/2017.

F8 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/30/2017, total performance units beneficially owned is 53,398.336. This total includes the 01/22/2015 grant of 9,539.30 performance units, 01/21/2016 grant of 9,368.036 performance units and the 01/03/2017 grants of 17,344 performance units, plus in the case of the 01/22/2015 and 01/21/2016 grants, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/26/2017 grants of 12,860 and 4,287 performance units.