organization · Reporting owner
PCP Partners IV, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| loanDepot, Inc.LDI · Entity 723 | 10% owner | February 19, 2021 | February 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
loanDepot, Inc.
Report date February 19, 2021 · Filed February 23, 2021
Jointly reported with PCP MANAGERS GP, LLC, PCP MANAGERS, L.P., PARTHENON CAPITAL PARTNERS FUND II, LP, PARTHENON INVESTORS IV, L.P., PARTHENON CAPITAL PARTNERS FUND, LP, PCap III, LLC, PCap Partners III, LLC, PCap Associates, Parthenon Investors III LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy PCP Managers, L.P. | 3,388,887 |
Reported balance
After 2021-02-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-19 · Other · Acquired 53,121 · Balance 3,388,887 F3: As described in the loanDepot, Inc.'s (the "Issuer") registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F1: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F4: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC),
F2: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC).
F3: As described in the loanDepot, Inc.'s (the "Issuer") registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share.
F4: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2021 Filed Feb 23, 2021 21:30 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock, par value $0.001 per share | 53,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-007813 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCP Managers, L.P. Disclosed balance after: 3,388,887 F3 · price: As described in the loanDepot, Inc.'s (the "Issuer") registration statement on Form S-1 (File No. 333-252024) under the heading "Use of Proceeds," the Issuer used the proceeds from its initial public offering ("IPO") and cash on hand to repurchase from continuing members of LD Holdings Group, LLC ("Holdings") certain Class A Common Units of Holdings, together with a corresponding number of shares of Class C Common Stock of the Issuer, at a price per share equal to the Issuer's IPO price of $14.00 per share. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F4 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 21 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 20 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 1,929 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 19 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 137,853 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 17 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 16 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 126,633 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 126,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 15 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 9,052,363 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 13 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 12 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 989 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 11 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 70,676 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 9 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 8 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 23,187 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 23,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 7 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 1,657,560 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 5 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 0 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass A Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 4 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 1,521,662 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 1,521,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 3 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 108,775,749 F5 · price: Represents Class D Common Stock disposed of in connection with the IPO, which closed on February 16, 2021. These shares of Class D Common Stock converted to shares of Class A Common Stock immediately prior to the time of sale and were disposed at $13.16 per share, an initial public offering price of $14.00 per share less the underwriting discounts. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 139,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 18 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund II, L.P. Disclosed balance after: 139,782 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 9,178,996 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 14 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors IV, L.P. Disclosed balance after: 9,178,996 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 71,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 10 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCap Associates Disclosed balance after: 71,665 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 1,680,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 6 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Capital Partners Fund, L.P. Disclosed balance after: 1,680,747 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass D Common Stock, par value $0.001 per share | 110,297,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 2 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Parthenon Investors III, L.P. Disclosed balance after: 110,297,411 F4 · price: In the Reorganization Transactions, each of Parthenon Investors IV, L.P., Parthenon Investors III, L.P., PCap Associates, Parthenon Capital Partners Fund, L.P and Parthenon Capital Partners Fund II, L.P. surrendered all of its equity interests in LD Holdings Group LLC to be redeemed and cancelled, and was issued an equal number of shares of Class D Common Stock of the Issuer. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:43 UTC | loanDepot, Inc. LDI · Entity 723 | OtherClass C Common Stock, par value $0.001 per share | 3,442,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-006797 · doc4.xml · nonDerivative · entry 1 PCP MANAGERS GP, LLC · CIK 0001666602 · 10% owner PCP MANAGERS, L.P. · CIK 0001555301 · 10% owner PARTHENON CAPITAL PARTNERS FUND II, LP · CIK 0001603332 · 10% owner PCP Partners IV, L.P. · CIK 0001843996 · 10% owner PARTHENON INVESTORS IV, L.P. · CIK 0001532245 · 10% owner PARTHENON CAPITAL PARTNERS FUND, LP · CIK 0001455714 · 10% owner PCap III, LLC · CIK 0001657066 · 10% owner PCap Partners III, LLC · CIK 0001656876 · 10% owner PCap Associates · CIK 0001656874 · 10% owner Parthenon Investors III LP · CIK 0001338455 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PCP Managers, L.P. Disclosed balance after: 3,442,008 F3 · price: In the reorganization transactions in connection with the initial public offering of the Issuer (the "Reorganization Transactions") and pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, PCP Managers, L.P. was issued a number of shares of Class C Common Stock of the Issuer equal to its equity interests in LD Holdings Group LLC. F1 · ownership.direct: PCP Managers GP, L.P. (for which decision making is controlled by Mr. Ament and Mr. Golson) has voting and investment power over the shares of Class C Common Stock and Class D Common Stock of loanDepot, Inc. (the "Issuer") owned by (1) Parthenon Investors IV, L.P. (the general partner of which is PCP Partners IV, L.P., the general partner of which is PCP Managers L.P., the general partner of which is PCP Managers GP, LLC), (2) Parthenon Investors III, L.P. (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (3) PCP Managers, L.P. (the general partner of which is PCP Managers GP, LLC), F2 · ownership.direct: (Continued from footnote 1) (4) PCap Associates (the general partner of which is PCap Partners III, LLC, the sole managing member of which is PCap III, LLC, the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC), (5) Parthenon Capital Partners Fund, L.P. (the sole managing member of which is PCP Managers, L.P., the general partner of which is PCP Managers GP, LLC) and (6) Parthenon Capital Partners Fund II, L.P. (the sole managing member of which is PCP Managers , L.P., the general partner of which is PCP Managers GP, LLC). F6 · ownership.direct: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.