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Schaefer Eric

Disclosed activity across 1 company

Tapewire entity
142288
SEC CIK
0001813942

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB · Entity 5650Chief Accounting OfficerFebruary 22, 2021February 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

Report date February 22, 2021 · Filed February 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect88,474 Reported balance After 2021-02-22 transaction · row 1
1 source row

Row 1 · 2021-02-22 · Sale · Disposed 3,842 · Balance 88,474

F1: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units

F2: This sale price represents the weighted average sale price of the shares sold ranging from $39.00 to $39.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units

F2: This sale price represents the weighted average sale price of the shares sold ranging from $39.00 to $39.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2021 Filed Feb 24, 2021 20:21 UTC PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 SaleCommon Stock 3,842 $39.20 $150,606.40
Disclosure

SEC source: 0001299130-21-000085 · certent-form4.xml · nonDerivative · entry 1

Schaefer Eric · CIK 0001813942 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,474

F1 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $39.00 to $39.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 16, 2021 Filed Feb 18, 2021 21:48 UTC PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 GrantStock Option (right to buy) · Derivative 10,100 $0.00 Strike: $46.37 $0.00
Disclosure

SEC source: 0001299130-21-000069 · certent-form4.xml · derivative · entry 2

Schaefer Eric · CIK 0001813942 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 10,100 shares

Expires 2031-02-16

F3 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over the next four years, provided that the Reporting Person continues to serve through each vesting date.

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February 16, 2021 Filed Feb 18, 2021 21:48 UTC PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB · Entity 5650 GrantCommon Stock 5,050 $0.00 $0.00
Disclosure

SEC source: 0001299130-21-000069 · certent-form4.xml · nonDerivative · entry 1

Schaefer Eric · CIK 0001813942 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,316

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal annual installments on February 16 of each of 2022, 2023, 2024, and 2025, provided that the Reporting Person continues to serve through each vesting date.

F2 · balance_after: Includes 7,267 shares acquired under the Issuer's Employee Stock Purchase Plan on September 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.