Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CROWN HOLDINGS, INC.CCK · Entity 3433 | Senior Vice President & CFO | February 25, 2021 | February 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CROWN HOLDINGS, INC.
Report date February 25, 2021 · Filed February 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 132,120 |
Reported balance
After 2021-02-25 transaction · row 2
1 source rowRow 2 · 2021-02-25 · Tax withholding · Disposed 2,902 · Balance 132,120 F1: Represents shares transferred to the Company for tax withholding in connection with vesting of performance-based stock. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,050 |
Reported balance
Holding disclosure · report date 2021-02-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares transferred to the Company for tax withholding in connection with vesting of performance-based stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2021 Filed Feb 26, 2021 15:35 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 2,902 | $96.45 | $279,897.90 |
DisclosureSEC source: 0001246360-21-000518 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,120 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of performance-based stock. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 15:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 6,331 | $100.04 | $633,353.24 |
DisclosureSEC source: 0001246360-21-000059 · form.xml · nonDerivative · entry 4 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,022 F3 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 15:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 6,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000059 · form.xml · nonDerivative · entry 3 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,353 F2 · shares: Represents additional performance-based shares of Restricted Common Stock that vested on January 11, 2021 whose grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on January 8, 2018 (the "Original Form 4"). As reported on the Original Form 4, such performance-based shares were originally granted to the Reporting Person based on the Company's Total Shareholder Return versus a defined group of companies with the final number of performance-based vested shares varying from 0 to 200% of 6,440. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 15:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 12,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000059 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,913 F1 · shares: The Reporting Person was granted 12,807 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 4,399 time-vested restricted shares vest over a three year period as follows: 1,467 time-vested restricted shares on January 10, 2022 and 1,466 time-vested restricted shares on January 09, 2023 and January 8, 2024, respectively. 4,009 performance-based restricted shares are targeted to vest on January 8, 2024 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 4,009. 4,399 performance-based restricted shares are targeted to vest on January 8, 2024 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 4,399. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 11:42 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 1,352 | $100.77 | $136,241.04 |
DisclosureSEC source: 0001246360-21-000048 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,106 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 12:35 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 1,040 | $97.27 | $101,160.80 |
DisclosureSEC source: 0001246360-21-000012 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,458 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 8,995 | $70.50 | $634,147.50 |
DisclosureSEC source: 0001246360-20-000762 · form.xml · nonDerivative · entry 3 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,498 F3 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of both time-based and performance-based restricted stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 15:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 2,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000762 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,493 F2 · shares: Represents the difference between 16,960 performance-based shares of Restricted Common Stock that vested on February 28, 2020 and 13,986 performance-based shares of Restricted Common Stock whose grant was originally reported on a Form 4 filed with the U.S. Securities and Exchange Commission on March 2, 2017 (the "Original Form 4"). As reported on the Original Form 4, such performance-based shares were originally granted to the Reporting Person based on the Company's Total Shareholder Return versus a defined group of companies with the final number of performance-based vested shares varying from 0 to 200% of 7,182 and on the Return on Invested Capital achieved by the Company compared to the ROIC target varying from 0 to 200% of 6,804. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 09:56 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 17,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000184 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,519 F1 · shares: The Reporting Person was granted 17,747 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 6,059 time-vested restricted shares vest over a three year period as follows: 2,020 time-vested restricted shares on January 11, 2021 and January 10, 2022, respectively and 2,019 time-vested restricted shares on January 9, 2023. 5,629 performance-based restricted shares are targeted to vest on January 9, 2023 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 5,629. 6,059 performance-based restricted shares are targeted to vest on January 9, 2023 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 6,059. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 12:14 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 870 | $70.53 | $61,361.10 |
DisclosureSEC source: 0001246360-20-000134 · form.xml · nonDerivative · entry 3 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,772 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 12:14 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 725 | $71.70 | $51,982.50 |
DisclosureSEC source: 0001246360-20-000134 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,642 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 10:42 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 624 | $54.29 | $33,876.96 |
DisclosureSEC source: 0001246360-19-000891 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,367 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with the vesting of restricted stock. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 14:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 680 | $45.45 | $30,906.00 |
DisclosureSEC source: 0001246360-19-000148 · form.xml · nonDerivative · entry 4 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,991 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 08, 2019 Filed Jan 9, 2019 14:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Disposition to issuerCommon | 13,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000148 · form.xml · nonDerivative · entry 3 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,671 Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 14:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 27,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000148 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,191 F1 · shares: The Reporting Person was granted 27,382 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 9,543 time-vested restricted shares vest over a three year period as follows: 3,181 time-vested restricted shares on January 7, 2020, 2021 and 2022, respectively. 8,296 performance-based restricted shares are targeted to vest on January 7, 2022 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 8,296. 9,543 performance-based restricted shares are targeted to vest on January 7, 2022 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 9,543. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 13:56 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 747 | $43.07 | $32,173.29 |
DisclosureSEC source: 0001246360-19-000130 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,809 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 14:28 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 624 | $49.84 | $31,100.16 |
DisclosureSEC source: 0001246360-18-000936 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,556 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 1,443 | $56.81 | $81,976.83 |
DisclosureSEC source: 0001246360-18-000136 · form.xml · nonDerivative · entry 3 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,180 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:21 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Disposition to issuerCommon | 11,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000136 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,623 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 15:28 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 20,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000121 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,148 F2 · shares: The Reporting Person was granted 20,102 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 6,831 time-vested restricted shares vest over a three year period as follows: 2,277 time-vested restricted shares on January 4, 2019, January 4, 2020 and January 4, 2021. 6,440 performance-based restricted shares are targeted to vest on January 4, 2021 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 6,440. 6,831 performance-based restricted shares are targeted to vest on January 4, 2021 based on the Return on Invested Capital achieved by the Company compared to the ROIC target, with the final number of performance-based vested shares varying from 0 to 200% of 6,831. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 16:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | GrantCommon | 20,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001159 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,046 F1 · shares: The Reporting Person was granted 20,790 shares of Restricted Common Stock under the 2013 Stock-Based Compensation Plan. 6,804 time-vested restricted shares vest over a three year period as follows: 2,268 time-vested restricted shares on February 28, 2018, 2019 and 2020, respectively. 7,182 performance-based restricted shares vest on February 28, 2020 based on the Company's Total Shareholder Return versus a defined peer group of companies, with the final number of performance-based vested shares varying from 0 to 200% of 7,182. 6,804 performance-based restricted shares vest on February 28, 2020 based on the Return on Invested Capital achieved by the Company compared to the ROIC target varying from 0 to 200% of 6,804. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 17:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $23.45 | $0.00 |
DisclosureSEC source: 0001246360-17-000589 · form.xml · derivative · entry 4 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 40,000 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 17:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | SaleCommon | 40,000 | $53.18 | $2,127,000.00 |
DisclosureSEC source: 0001246360-17-000589 · form.xml · nonDerivative · entry 3 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,256 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 17:49 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Exercise / conversionCommon | 40,000 | $23.45 | $938,000.00 |
DisclosureSEC source: 0001246360-17-000589 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 11:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 724 | $52.87 | $38,277.88 |
DisclosureSEC source: 0001246360-17-000162 · form.xml · nonDerivative · entry 3 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,256 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of restricted stock. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 11:00 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 611 | $54.33 | $33,195.63 |
DisclosureSEC source: 0001246360-17-000162 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,980 F1 · shares: Represents shares transferred to the Company for tax withholding in connection with the vesting of restricted stock. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 15:35 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Tax withholdingCommon | 3,016 | $53.16 | $160,330.56 |
DisclosureSEC source: 0001246360-17-000112 · form.xml · nonDerivative · entry 3 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,591 F2 · shares: Represents shares transferred to the Company for tax withholding in connection with vesting of both restricted and performance stock. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 15:35 UTC | CROWN HOLDINGS, INC. CCK · Entity 3433 | Disposition to issuerCommon | 3,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000112 · form.xml · nonDerivative · entry 2 KELLY THOMAS A · CIK 0001198690 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,607 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.