Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director · Chairman, President & CEO | August 27, 2026 | August 28, 2026 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director | September 30, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 28,447.467 |
Reported balance
After 2026-08-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-27 · Other · Acquired 8,375.5601 · Balance 28,447.467 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess Savings Plan. F3: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess Savings Plan.
F3: Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
NORTHROP GRUMMAN CORP /DE/
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,837 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 75 · Balance 2,837 F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 6,367 | $119.85 | $763,053.12 |
DisclosureSEC source: 0001562180-21-000844 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,682.9441 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 15,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000844 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,049.9441 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2018-2020) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 16,129 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007258 · primarydocument.xml · derivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,710 Underlying: Common Stock · 16,129 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 7,750 | $124.56 | $965,301.25 |
DisclosureSEC source: 0001562180-20-007258 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,188.2346 Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 16,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007258 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,938.2346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 214 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006648 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,421 Underlying: Common Stock · 214 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 196 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-005386 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,197 Underlying: Common Stock · 196 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,008 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 13 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 3,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 12 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 11 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 39,068 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 10 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,068 Underlying: Common Stock · 39,068 shares Expires not disclosed F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 9,767 of these units on 06/08/2021, 9,767 of these units on 06/08/2022, 9,767 of these units on 06/08/2023, and 9,767 of these units on 06/08/2024 F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 9,767 of these units on 06/08/2021, 9,767 of these units on 06/08/2022, 9,767 of these units on 06/08/2023, and 9,767 of these units on 06/08/2024 F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 9,767 of these units on 06/08/2021, 9,767 of these units on 06/08/2022, 9,767 of these units on 06/08/2023, and 9,767 of these units on 06/08/2024 F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 9,767 of these units on 06/08/2021, 9,767 of these units on 06/08/2022, 9,767 of these units on 06/08/2023, and 9,767 of these units on 06/08/2024 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,446 | $134.08 | $193,872.45 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 8 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,484.119 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 7 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,930.119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,082 | $134.08 | $145,069.15 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 6 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,922.119 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 5 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,004.119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,015 | $134.08 | $136,086.13 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 4 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,754.119 Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,769.119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,891 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 9 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,674 Underlying: Common Stock · 3,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,870 | $132.99 | $248,681.95 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,656.119 Read SEC document |
| June 07, 2020 Filed Jun 10, 2020 01:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,526.119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003499 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,021 Underlying: Common Stock · 200 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 19:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003431 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,865 Underlying: Common Stock · 115 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 110 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002942 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,748 Underlying: Common Stock · 110 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 00:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 8,449 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002614 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,449 Underlying: Common Stock · 8,449 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,112 of these units on 06/08/2017, 2,112 of these units on 06/08/2018, 2,112 of these units on 06/08/2019, and 2,113 of these units on 06/08/2020. Read SEC document |
| May 06, 2016 Filed May 9, 2016 19:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002226 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,647 Underlying: Common Stock · 119 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2016 Filed Feb 9, 2016 21:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001549 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,548 Underlying: Common Stock · 127 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 915 | $124.49 | $113,908.35 |
DisclosureSEC source: 0001562180-16-001462 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,852.7206 Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 2,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001462 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,767.7206 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 22, 2015 Filed Dec 23, 2015 21:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 4,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-001117 · primarydocument.xml · derivative · entry 3 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 22, 2015 Filed Dec 23, 2015 21:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,003 | $136.95 | $274,300.84 |
DisclosureSEC source: 0001562180-15-001117 · primarydocument.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,291.4778 Read SEC document |
| December 22, 2015 Filed Dec 23, 2015 21:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-001117 · primarydocument.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,294.4778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 21:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000957 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,422 Underlying: Common Stock · 116 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 102 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000649 · primarydocument.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2015 Filed May 7, 2015 19:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-006616 · rrd424826.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,199 Underlying: Common Stock · 93 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 05, 2015 Filed May 6, 2015 18:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherCommon Stock | 3,524.3817 | $173.08 | $609,999.98 |
DisclosureSEC source: 0001181431-15-006554 · rrd424771.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,085.5247 F1 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan. Read SEC document |
| February 09, 2015 Filed Feb 10, 2015 17:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 6,196 | $155.75 Strike: $0.00 | $965,027.00 |
DisclosureSEC source: 0001181431-15-002204 · rrd422248.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,113 Underlying: Common Stock · 6,196 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 20:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002140 · rrd422212.xml · derivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,916 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,069 | $154.14 | $318,915.66 |
DisclosureSEC source: 0001181431-15-001824 · rrd422036.xml · nonDerivative · entry 2 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,530.624 Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 5,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001824 · rrd422036.xml · nonDerivative · entry 1 KRISHNA ARVIND · CIK 0001629898 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,599.624 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.