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LaRue R Scott

Disclosed activity across 1 company

Tapewire entity
142096
SEC CIK
0001538590

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PIPER SANDLER COMPANIESPIPR · Entity 3863Co-Head Global IB and Cap MktsFebruary 25, 2021March 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PIPER SANDLER COMPANIES

Report date February 25, 2021 · Filed March 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,851 Ending reported balance After 2021-02-25 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-02-25 · Grant · Acquired 10,386 · Balance 19,237

F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020.

Row 2 · 2021-02-25 · Tax withholding · Disposed 5,129 · Balance 14,108

Row 3 · 2021-02-25 · Gift · Disposed 5,257 · Balance 8,851

F2: The reporting person made a bona fide gift to a revocable living trust as described in note 3 below.

Common StockSEC Table I · non-derivativeIndirectThrough Living Trust51,732 Reported balance After 2021-02-25 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-02-25 · Gift · Acquired 5,257 · Balance 51,732

F3: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

Filing footnotes · ownership attribution and instrument terms

F1: Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020.

F2: The reporting person made a bona fide gift to a revocable living trust as described in note 3 below.

F3: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2018 Filed May 23, 2018 16:21 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 3,933 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 42,488

F3 · ownership.nature: These shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting persons's spouse are beneficiaries.

Read SEC document
May 21, 2018 Filed May 23, 2018 16:21 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 3,933 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,086

F2 · shares: The reporting person made a bona fide gift to a revocable living trust, as described in note 3 below.

Read SEC document
May 21, 2018 Filed May 23, 2018 16:21 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 3,837 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,019

Read SEC document
May 21, 2018 Filed May 23, 2018 16:21 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Exercise / conversionCommon Stock 7,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-18-000067 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 2,732 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 7

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,885

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 9

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 38,555

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 8

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,086

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 1,411 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 6

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 35,756

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 1,411 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 5

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,617

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 1,378 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,028

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 34,345

F2 · ownership.nature: The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,406

F1 · shares: The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 3,128 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000028 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Director · Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,628

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 4,157 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000022 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,756

Read SEC document
February 15, 2018 Filed Feb 21, 2018 21:34 UTC Amendment PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 4,157 $0.00 $0.00
Disclosure

SEC source: 0001230245-18-000030 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · .Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,756

Read SEC document
May 22, 2017 Filed May 24, 2017 20:06 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Exercise / conversionPerformance Rights · Derivative 8,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-17-000092 · edgar.xml · derivative · entry 5

LaRue R Scott · CIK 0001538590 · Director · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,540 shares

Expires 2017-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:06 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 4,101 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000092 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Director · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 30,123

F3 · ownership.nature: These shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting persons's spouse are beneficiaries.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:06 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 4,101 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000092 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Director · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,599

F2 · shares: The reporting person made a bona fide gift to a revocable living trust, as described in note 3 below.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:06 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 4,439 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000092 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Director · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,700

Read SEC document
May 22, 2017 Filed May 24, 2017 20:06 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Exercise / conversionCommon Stock 8,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001230245-17-000092 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Director · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 2,132 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000051 · edgar.xml · nonDerivative · entry 6

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 26,027

F2 · ownership.nature: These shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting persons's spouse are beneficiaries.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 2,132 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000051 · edgar.xml · nonDerivative · entry 5

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,599

F1 · shares: The reporting person made a bona fide gift to a revocable living trust, as described in note 2 below.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 2,308 $76.05 $175,523.40
Disclosure

SEC source: 0001230245-17-000051 · edgar.xml · nonDerivative · entry 4

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,731

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 2,689 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000051 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 23,895

F2 · ownership.nature: These shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting persons's spouse are beneficiaries.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 2,689 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000051 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,039

F1 · shares: The reporting person made a bona fide gift to a revocable living trust, as described in note 2 below.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:33 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 2,842 $76.05 $216,134.10
Disclosure

SEC source: 0001230245-17-000051 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,728

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:59 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 4,602 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000040 · edgar.xml · nonDerivative · entry 3

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 21,206

F2 · ownership.nature: These shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting persons's spouse are beneficiaries.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:59 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GiftCommon Stock 4,602 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000040 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,570

F1 · shares: The reporting person made a bona fide gift to a revocable living trust, as described in note 2 below.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 21:59 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 Tax withholdingCommon Stock 2,748 $78.85 $216,679.80
Disclosure

SEC source: 0001230245-17-000040 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,172

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:30 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 GrantCommon Stock 8,367 $0.00 $0.00
Disclosure

SEC source: 0001230245-17-000024 · edgar.xml · nonDerivative · entry 2

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,920

Read SEC document
February 15, 2017 Filed Feb 17, 2017 21:30 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 SaleCommon Stock 5,000 $81.51 $407,530.00
Disclosure

SEC source: 0001230245-17-000024 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Living Trust

Disclosed balance after: 16,604

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.4525 to $81.65 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by the SEC staff, the issuer, or any shareholder of the issuer.

F2 · balance_after: These shares were previous reported as directly beneficially owned, and are held by a revocable living trust, of which the reporting person and the reporting person's spouse are co-beneficiaries.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:10 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 SaleCommon Stock 15,000 $75.33 $1,129,999.50
Disclosure

SEC source: 0001230245-17-000010 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,157

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.25 to $75.50 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by the SEC staff, the issuer, or any shareholder of the issuer.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 21:57 UTC PIPER SANDLER COMPANIES PJC · Entity 3863 SaleCommon Stock 10,000 $59.29 $592,900.00
Disclosure

SEC source: 0001230245-16-000318 · edgar.xml · nonDerivative · entry 1

LaRue R Scott · CIK 0001538590 · Co-Head Global IB and Cap Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,157

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.10 to $59.4007 inclusive. The reporting pers on undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by the SEC staff, the issuer, or any shareholder of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.