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Duff Scott K.

Disclosed activity across 1 company

Tapewire entity
142042
SEC CIK
0001614165

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NOV Inc.NOV · Entity 3662VP Cntrlr Chf Acctg OffcrFebruary 27, 2021March 03, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NOV Inc.

Report date February 27, 2021 · Filed March 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect97,645 Ending reported balance After 2021-02-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-02-27 · Tax withholding · Disposed 1,527 · Balance 99,019

F1: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 27, 2019) to satisfy tax withholding liability.

Row 2 · 2021-02-28 · Tax withholding · Disposed 1,374 · Balance 97,645

F2: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 28, 2018) to satisfy tax withholding liability.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 27, 2019) to satisfy tax withholding liability.

F2: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 28, 2018) to satisfy tax withholding liability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2021 Filed Mar 3, 2021 00:49 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,374 $15.10 $20,747.40
Disclosure

SEC source: 0000899243-21-009137 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,645

F2 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 28, 2018) to satisfy tax withholding liability.

Read SEC document
February 27, 2021 Filed Mar 3, 2021 00:49 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,527 $15.10 $23,057.70
Disclosure

SEC source: 0000899243-21-009137 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,019

F1 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 27, 2019) to satisfy tax withholding liability.

Read SEC document
February 25, 2021 Filed Mar 2, 2021 01:32 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,626 $15.50 $25,203.00
Disclosure

SEC source: 0000899243-21-008713 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,546

F1 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 25, 2020) to satisfy tax withholding liability.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:59 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 10,000 $14.81 $148,100.00
Disclosure

SEC source: 0000899243-21-008027 · doc4.xml · nonDerivative · entry 4

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,172

F4 · shares: The price reported in Column 4 is the average price. These shares were sold in multiple transactions at prices ranging from $14.81 to $14.82, inclusive. The reporting person undertakes to provide to NOV Inc., any security holder of NOV Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:59 UTC NOV Inc. NOV · Entity 3662 GrantNon-Qualified Stock Option (right to buy) · Derivative 71,178 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0000899243-21-008027 · doc4.xml · derivative · entry 5

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,178

Underlying: Common Stock · 71,178 shares

Expires 2031-02-23

F5 · derivative.exercise_date: The option, awarded pursuant to the Issuer's 2018 Long-Term Incentive Plan, representing a right to purchase a total of 71,178 shares, will become exercisable in three equal annual installments beginning on February 22, 2022, which will be the first anniversary of the date on which the option was granted.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:59 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008027 · doc4.xml · nonDerivative · entry 3

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,172

F3 · shares: An equity award of time-based restricted stock pursuant to the Issuer's 2018 Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of the grant.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:59 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 4,122 $15.00 $61,830.00
Disclosure

SEC source: 0000899243-21-008027 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,172

F2 · shares: Represents the number of shares withheld from the vesting of the performance share awards granted to Mr. Duff on February 28, 2018 to satisfy tax withholding liability.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:59 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 16,928 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008027 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,294

F1 · shares: Represents the total number of shares that vested from the performance share awards granted to Mr. Duff on February 28, 2018.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:57 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 2,221 $18.71 $41,554.91
Disclosure

SEC source: 0000899243-20-006525 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,366

F2 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 28, 2018) to satisfy tax withholding liability.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:57 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 2,375 $18.82 $44,697.50
Disclosure

SEC source: 0000899243-20-006525 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,587

F1 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 27, 2019) to satisfy tax withholding liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:04 UTC NOV Inc. NOV · Entity 3662 GrantNon-Qualified Stock Option (right to buy) · Derivative 69,468 $0.00 Strike: $20.23 $0.00
Disclosure

SEC source: 0000899243-20-005972 · doc4.xml · derivative · entry 4

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,468

Underlying: Common Stock · 69,468 shares

Expires 2030-02-26

F4 · derivative.exercise_date: The option, awarded pursuant to the Issuer's 2018 Long-Term Incentive Plan, representing a right to purchase a total of 69,468 shares, will become exercisable in three equal annual installments beginning on February 25, 2021, which will be the first anniversary of the date on which the option was granted.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:04 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 20,020 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005972 · doc4.xml · nonDerivative · entry 3

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,962

F3 · shares: An equity award of time-based restricted stock pursuant to the Issuer's 2018 Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of the grant.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:04 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 7,305 $20.23 $147,780.15
Disclosure

SEC source: 0000899243-20-005972 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,942

F2 · shares: Represents the number of shares withheld from the vesting of the performance share awards granted to Mr. Duff on February 22, 2017 to satisfy tax withholding liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:04 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005972 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,247

F1 · shares: Represents the total number of shares that vested from the performance share awards granted to Mr. Duff on February 22, 2017.

Read SEC document
February 22, 2020 Filed Feb 24, 2020 22:54 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,340 $23.21 $31,101.40
Disclosure

SEC source: 0000899243-20-005635 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,247

F1 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 22, 2017) to satisfy tax withholding liability.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:54 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 7,134 $23.30 $166,222.20
Disclosure

SEC source: 0000899243-20-005635 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,587

Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:54 UTC NOV Inc. NOV · Entity 3662 OtherCommon Stock 5,558 $24.62 $136,837.96
Disclosure

SEC source: 0000899243-20-005635 · doc4.xml · nonDerivative · entry 3

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(K) Plan

Disclosed balance after: 0

Read SEC document
November 06, 2019 Filed Nov 7, 2019 21:27 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 6,000 $23.51 $141,067.80
Disclosure

SEC source: 0000899243-19-026870 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,721

F1 · price: The price reported in Column 4 is the average price. These shares were sold in multiple transactions at prices ranging from $23.5000 to $23.5350, inclusive. The reporting person undertakes to provide to National Oilwell Varco, Inc., any security holder of National Oilwell Varco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 23:18 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 2,221 $28.14 $62,498.94
Disclosure

SEC source: 0000899243-19-005499 · doc4.xml · nonDerivative · entry 5

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,721

F5 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 28, 2018) to satisfy tax withholding liability.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 23:18 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 15,125 $28.02 $423,784.35
Disclosure

SEC source: 0000899243-19-005499 · doc4.xml · nonDerivative · entry 4

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,942

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.83 to $ 28.17, inclusive.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:18 UTC NOV Inc. NOV · Entity 3662 GrantNon-Qualified Stock Option (right to buy) · Derivative 59,341 $0.00 Strike: $28.72 $0.00
Disclosure

SEC source: 0000899243-19-005499 · doc4.xml · derivative · entry 7

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,341

Underlying: Common Stock · 59,341 shares

Expires 2029-02-28

F7 · derivative.exercise_date: The option, awarded pursuant to the Issuer's 2018 Long-Term Incentive Plan, representing a right to purchase a total of 59,341 shares, will become exercisable in three equal annual installments beginning on February 27, 2020, which will be the first anniversary of the date on which the option was granted.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:18 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 18,802 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005499 · doc4.xml · nonDerivative · entry 3

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,067

F3 · shares: An equity award of time-based restricted stock pursuant to the Issuer's 2018 Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of the grant.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:18 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 6,833 $28.72 $196,243.76
Disclosure

SEC source: 0000899243-19-005499 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,265

F2 · shares: Represents the number of shares withheld from the vesting of the performance share awards granted to Mr. Duff on February 24, 2016 to satisfy tax withholding liability.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:18 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 24,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005499 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,098

F1 · shares: Represents the total number of shares that vested from the performance share awards granted to Mr. Duff on February 24, 2016.

Read SEC document
February 24, 2019 Filed Feb 25, 2019 22:11 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,050 $28.48 $29,904.00
Disclosure

SEC source: 0000899243-19-004721 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,848

F2 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 24, 2016) to satisfy tax withholding liability.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:11 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,340 $28.48 $38,163.20
Disclosure

SEC source: 0000899243-19-004721 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,898

F1 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 22, 2017) to satisfy tax withholding liability.

Read SEC document
May 14, 2018 Filed May 14, 2018 21:12 UTC NOV Inc. NOV · Entity 3662 Exercise / conversionNon-Qualified Stock Option (right to buy · Derivative 37,369 $0.00 Strike: $28.24 $0.00
Disclosure

SEC source: 0000899243-18-012735 · doc4.xml · derivative · entry 5

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,370

Underlying: Common Stock · 37,369 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the number of shares equivalent of NOV common stock held by Mr. Duff under the National Oilwell Varco, Inc. 401(k) Plan. The information in this report is based on Mr. Duff's account balance as of May 13, 2018.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 112,108 shares, became exercisable in three equal annual installments beginning on February 24, 2017, which was the first anniversary of the date on which the option was granted.

Read SEC document
May 14, 2018 Filed May 14, 2018 21:12 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 3,090 $40.90 $126,381.00
Disclosure

SEC source: 0000899243-18-012735 · doc4.xml · nonDerivative · entry 3

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,238

Read SEC document
May 14, 2018 Filed May 14, 2018 21:12 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 37,369 $41.03 $1,533,250.07
Disclosure

SEC source: 0000899243-18-012735 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,328

Read SEC document
May 14, 2018 Filed May 14, 2018 21:12 UTC NOV Inc. NOV · Entity 3662 Exercise / conversionCommon Stock 37,369 $28.24 $1,055,300.56
Disclosure

SEC source: 0000899243-18-012735 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 22:15 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 7,421 $35.66 $264,657.35
Disclosure

SEC source: 0000899243-18-005961 · doc4.xml · nonDerivative · entry 4

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,328

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:15 UTC NOV Inc. NOV · Entity 3662 GrantNon-Qualified Stock Option (right to buy) · Derivative 64,353 $0.00 Strike: $35.09 $0.00
Disclosure

SEC source: 0000899243-18-005961 · doc4.xml · derivative · entry 6

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,353

Underlying: Common Stock · 64,353 shares

Expires 2028-02-29

F5 · derivative.exercise_date: The option, awarded pursuant to the Issuer's Long-Term Incentive Plan, representing a right to purchase a total of 64,353 shares, will become exercisable in three equal annual installments beginning on February 28, 2019, which will be the first anniversary of the date on which the option was granted.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:15 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 16,928 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005961 · doc4.xml · nonDerivative · entry 3

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,749

F3 · shares: An equity award of time-based restricted stock pursuant to the Issuer's Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of the grant.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:15 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 995 $35.09 $34,914.55
Disclosure

SEC source: 0000899243-18-005961 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,821

F2 · shares: Represents the number of shares withheld from the vesting of the performance share awards granted to Mr. Duff's on February 25, 2015 to satisfy tax withholding liability.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:15 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 4,085 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005961 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,816

F1 · shares: Represents the total number of shares that vested from the performance share awards granted to Mr. Duff's on February 25, 2015.

Read SEC document
February 24, 2018 Filed Feb 26, 2018 21:42 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,050 $36.07 $37,873.50
Disclosure

SEC source: 0000899243-18-005490 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,731

F2 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 24, 2016) to satisfy tax withholding liability.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:42 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,340 $35.10 $47,034.00
Disclosure

SEC source: 0000899243-18-005490 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,781

F1 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 22, 2017) to satisfy tax withholding liability.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:56 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 4,785 $40.79 $195,157.18
Disclosure

SEC source: 0000899243-17-006088 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,121

Read SEC document
February 25, 2017 Filed Feb 27, 2017 22:21 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 653 $39.79 $25,982.87
Disclosure

SEC source: 0000899243-17-005416 · doc4.xml · nonDerivative · entry 4

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,906

F2 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 25, 2014) to satisfy tax withholding liability.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 22:21 UTC NOV Inc. NOV · Entity 3662 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 37,369 $0.00 Strike: $28.24 $0.00
Disclosure

SEC source: 0000899243-17-005416 · doc4.xml · derivative · entry 6

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,739

Underlying: Common Stock · 37,369 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing a right to purchase a total of 112,108 shares, became exercisable in three equal annual installments beginning on February 24, 2017, which was the first anniversary of the date on which the option was granted.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 22:21 UTC NOV Inc. NOV · Entity 3662 SaleCommon Stock 37,369 $39.87 $1,489,804.87
Disclosure

SEC source: 0000899243-17-005416 · doc4.xml · nonDerivative · entry 3

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,559

Read SEC document
February 24, 2017 Filed Feb 27, 2017 22:21 UTC NOV Inc. NOV · Entity 3662 Exercise / conversionCommon Stock 37,369 $28.24 $1,055,300.56
Disclosure

SEC source: 0000899243-17-005416 · doc4.xml · nonDerivative · entry 2

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2017 Filed Feb 27, 2017 22:21 UTC NOV Inc. NOV · Entity 3662 Tax withholdingCommon Stock 1,259 $39.79 $50,095.61
Disclosure

SEC source: 0000899243-17-005416 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,559

F1 · shares: Represents the number of shares withheld from the vesting of time-based restricted stock (granted on February 24, 2016) to satisfy tax withholding liability.

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February 22, 2017 Filed Feb 24, 2017 22:02 UTC NOV Inc. NOV · Entity 3662 GrantNon-Qualified Stock Option (right to buy) · Derivative 65,050 $0.00 Strike: $38.86 $0.00
Disclosure

SEC source: 0000899243-17-005247 · doc4.xml · derivative · entry 3

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,050

Underlying: Common Stock · 65,050 shares

Expires 2027-02-23

F3 · derivative.exercise_date: The option, awarded pursuant to the Issuer's Long-Term Incentive Plan, representing a right to purchase a total of 65,050 shares, will become exercisable in three equal annual installments beginning on February 22, 2018, which will be the first anniversary of the date on which the option was granted.

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February 22, 2017 Filed Feb 24, 2017 22:02 UTC NOV Inc. NOV · Entity 3662 GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-005247 · doc4.xml · nonDerivative · entry 1

Duff Scott K. · CIK 0001614165 · VP Cntrlr Chf Acctg Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,818

F1 · shares: An equity award of time-based restricted stock pursuant to the Issuer's Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.