Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERBALIFE LTD.HLF · Entity 4842 | SVP, China & APAC | February 26, 2021 | March 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERBALIFE LTD.
Report date February 26, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,509 |
Reported balance
After 2021-02-26 transaction · row 1
1 source rowRow 1 · 2021-02-26 · Tax withholding · Disposed 3,102 · Balance 30,509 F1: Units withheld to satisfy tax withholding obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Units withheld to satisfy tax withholding obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2018 Filed Jan 23, 2018 21:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,969 | $72.97 | $143,677.93 |
DisclosureSEC source: 0001209191-18-004881 · doc4.xml · nonDerivative · entry 3 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,470 F2 · kind: The reporting person received 3,470 shares of common stock upon the net exercise of 6,000 SARs. The reporting person forfeited 561 shares of common stock underlying such SARs in payment of the exercise price and 1,969 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on January 19, 2018, of $72.97. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 561 | $72.97 | $40,936.17 |
DisclosureSEC source: 0001209191-18-004881 · doc4.xml · nonDerivative · entry 2 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,439 F2 · kind: The reporting person received 3,470 shares of common stock upon the net exercise of 6,000 SARs. The reporting person forfeited 561 shares of common stock underlying such SARs in payment of the exercise price and 1,969 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on January 19, 2018, of $72.97. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 6,000 | $6.82 | $40,920.00 |
DisclosureSEC source: 0001209191-18-004881 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 8,532 | $68.49 | $584,356.68 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · nonDerivative · entry 7 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Right · Derivative | 15,000 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · derivative · entry 9 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Right · Derivative | 1,000 | $0.00 Strike: $21.57 | $0.00 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · derivative · entry 8 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2018-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 5,436 | $70.00 | $380,520.00 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · nonDerivative · entry 6 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,532 F3 · kind: The reporting person received 8,102 shares of common stock upon the net exercise of 15,000 SARs. The reporting person forfeited 1,462 shares of common stock underlying such SARs in payment of the exercise price and 5,436 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on December 27, 2017 of $70.00. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 1,462 | $70.00 | $102,340.00 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · nonDerivative · entry 5 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,968 F3 · kind: The reporting person received 8,102 shares of common stock upon the net exercise of 15,000 SARs. The reporting person forfeited 1,462 shares of common stock underlying such SARs in payment of the exercise price and 5,436 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on December 27, 2017 of $70.00. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 15,000 | $6.82 | $102,300.00 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · nonDerivative · entry 4 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 261 | $70.00 | $18,270.00 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · nonDerivative · entry 3 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430 F2 · kind: The reporting person received 430 shares of common stock upon the net exercise of 1,000 stock appreciation rights ("SARs"). The reporting person forfeited 309 shares of common stock underlying such SARs in payment of the exercise price and 261 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on December 27, 2017 of $70.00. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 309 | $70.00 | $21,630.00 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · nonDerivative · entry 2 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691 F2 · kind: The reporting person received 430 shares of common stock upon the net exercise of 1,000 stock appreciation rights ("SARs"). The reporting person forfeited 309 shares of common stock underlying such SARs in payment of the exercise price and 261 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on December 27, 2017 of $70.00. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:14 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 1,000 | $21.57 | $21,565.00 |
DisclosureSEC source: 0001209191-17-067630 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.