Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERBALIFE LTD.HLF · Entity 4842 | SVP, China & APAC | February 26, 2021 | March 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERBALIFE LTD.
Report date February 26, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,509 |
Reported balance
After 2021-02-26 transaction · row 1
1 source rowRow 1 · 2021-02-26 · Tax withholding · Disposed 3,102 · Balance 30,509 F1: Units withheld to satisfy tax withholding obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Units withheld to satisfy tax withholding obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2021 Filed Mar 3, 2021 01:49 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 3,102 | $44.98 | $139,527.96 |
DisclosureSEC source: 0001209191-21-016590 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,509 F1 · shares: Units withheld to satisfy tax withholding obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:42 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 795 | $48.33 | $38,422.35 |
DisclosureSEC source: 0001209191-21-013539 · doc4.xml · nonDerivative · entry 3 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,611 F4 · shares: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on February 21, 2019. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 01:42 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,048 | $48.33 | $50,649.84 |
DisclosureSEC source: 0001209191-21-013539 · doc4.xml · nonDerivative · entry 2 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,406 F3 · shares: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on February 20, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:42 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 10,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013539 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,454 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on February 19, 2022, 20% on February 19, 2023, and 60% on February 19, 2024, subject to continued service through each vesting date. F2 · balance_after: Since the date of the Reporting Person's last ownership report, he transferred 5,048 shares in a transfer exempt from Section 16. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 3,711 | $0.00 Strike: $33.85 | $0.00 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · derivative · entry 12 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,711 Underlying: Common Stock · 3,711 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on March 1, 2012. 20% vested on March 1, 2013, 20% vested on March 1, 2014 and the remaining 60% vested on March 1, 2015. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 5,448 | $0.00 Strike: $39.79 | $0.00 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · derivative · entry 11 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,448 Underlying: Common Stock · 5,448 shares Expires 2023-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on December 19, 2013. 20% vested on June 21, 2014, 20% vested on June 21, 2015 and the remaining 60% vested on June 21, 2016. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 3,023 | $0.00 Strike: $31.26 | $0.00 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · derivative · entry 10 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,023 Underlying: Common Stock · 3,023 shares Expires 2026-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Stock Appreciation Rights were granted on May 9, 2016. 20% vested on May 9, 2017, 20% vested on May 9, 2018 and the remaining 60% vested on May 9, 2019. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 3,177 | $0.00 Strike: $28.60 | $0.00 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · derivative · entry 9 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177 Underlying: Common Stock · 3,177 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Appreciation Rights were granted on February 27, 2017. 20% vested on February 27, 2018, 20% vested on February 27, 2019 and the remaining 60% vested on February 27, 2020. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 3,187 | $43.34 | $138,124.58 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 8 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,157 Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 3,711 | $33.85 | $125,617.35 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 7 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 5,196 | $43.34 | $225,194.64 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 6 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,633 Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 5,448 | $39.79 | $216,775.92 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 5 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 2,574 | $43.34 | $111,557.16 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 4 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,381 Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 3,023 | $31.26 | $94,483.87 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 3 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 2,633 | $43.34 | $114,114.22 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 2 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,932 Read SEC document |
| June 02, 2020 Filed Jun 5, 2020 00:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 3,177 | $28.60 | $90,846.32 |
DisclosureSEC source: 0001209191-20-034580 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:48 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 920 | $33.27 | $30,608.40 |
DisclosureSEC source: 0001209191-20-013944 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,388 F1 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 707 | $37.45 | $26,477.15 |
DisclosureSEC source: 0001209191-20-012018 · doc4.xml · nonDerivative · entry 2 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,308 F2 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 21, 2019. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 10,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012018 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,015 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on February 20, 2021, 20% on February 20, 2022, and 60% on February 20, 2023, subject to continued service through each applicable date. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 23:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 4,111 | $42.58 | $175,046.38 |
DisclosureSEC source: 0001209191-20-007662 · doc4.xml · nonDerivative · entry 2 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,447 F2 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of such PSUs. Read SEC document |
| February 05, 2020 Filed Feb 7, 2020 23:26 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 8,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-007662 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,558 F1 · shares: Represents common stock earned by the Reporting Person in connection with the vesting of performance share units ("PSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan based on pre-established performance goals for a 2017-2019 performance period. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:03 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 895 | $56.52 | $50,585.40 |
DisclosureSEC source: 0001209191-19-014583 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,499 F1 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:10 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 7,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013068 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,394 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on February 21, 2020, 20% on February 21, 2021, and 60% on February 21, 2022, subject to continued service through each applicable date. F2 · balance_after: Reflects 4,634 additional shares of common stock, after giving effect to the Issuer's 2-for-1 stock split on May 14, 2018. Read SEC document |
| April 04, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 11,393 | $95.98 | $1,093,500.14 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 16 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Right · Derivative | 5,032 | $0.00 Strike: $22.94 | $0.00 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · derivative · entry 21 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,032 shares Expires 2020-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F6 · kind: The reporting person received 2,515 shares of common stock upon the net exercise of 5,032 SARs. The reporting person forfeited 1,186 shares of common stock underlying such SARs in payment of the exercise price and 1,331 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Right · Derivative | 4,167 | $0.00 Strike: $53.29 | $0.00 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · derivative · entry 20 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,167 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F5 · kind: The reporting person received 1,202 shares of common stock upon the net exercise of 4,167 SARs. The reporting person forfeited 2,281 shares of common stock underlying such SARs in payment of the exercise price and 684 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Right · Derivative | 11,803 | $0.00 Strike: $44.79 | $0.00 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · derivative · entry 19 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,803 shares Expires 2022-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F4 · kind: The reporting person received 3,213 shares of common stock upon the net exercise of 11,803 SARs. The reporting person forfeited 5,429 shares of common stock underlying such SARs in payment of the exercise price and 3,161 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Right · Derivative | 6,639 | $0.00 Strike: $59.98 | $0.00 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · derivative · entry 18 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,639 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F3 · kind: The reporting person received 1,284 shares of common stock upon the net exercise of 6,639 SARs. The reporting person forfeited 4,090 shares of common stock underlying such SARs in payment of the exercise price and 1,265 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Right · Derivative | 9,176 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · derivative · entry 17 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,176 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · kind: The reporting person received 3,179 shares of common stock upon the net exercise of 9,176 stock appreciation rights ("SARs"). The reporting person forfeited 2,869 shares of common stock underlying such SARs in payment of the exercise price and 3,128 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018 of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,331 | $97.38 | $129,612.78 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 15 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,027 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F6 · kind: The reporting person received 2,515 shares of common stock upon the net exercise of 5,032 SARs. The reporting person forfeited 1,186 shares of common stock underlying such SARs in payment of the exercise price and 1,331 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 1,186 | $97.38 | $115,492.68 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 14 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,358 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F6 · kind: The reporting person received 2,515 shares of common stock upon the net exercise of 5,032 SARs. The reporting person forfeited 1,186 shares of common stock underlying such SARs in payment of the exercise price and 1,331 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 5,032 | $22.94 | $115,434.08 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 13 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F6 · kind: The reporting person received 2,515 shares of common stock upon the net exercise of 5,032 SARs. The reporting person forfeited 1,186 shares of common stock underlying such SARs in payment of the exercise price and 1,331 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 684 | $97.38 | $66,607.92 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 12 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,512 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F5 · kind: The reporting person received 1,202 shares of common stock upon the net exercise of 4,167 SARs. The reporting person forfeited 2,281 shares of common stock underlying such SARs in payment of the exercise price and 684 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 2,281 | $97.38 | $222,123.78 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 11 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,196 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F5 · kind: The reporting person received 1,202 shares of common stock upon the net exercise of 4,167 SARs. The reporting person forfeited 2,281 shares of common stock underlying such SARs in payment of the exercise price and 684 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 4,167 | $53.29 | $222,059.43 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 10 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F5 · kind: The reporting person received 1,202 shares of common stock upon the net exercise of 4,167 SARs. The reporting person forfeited 2,281 shares of common stock underlying such SARs in payment of the exercise price and 684 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 3,161 | $97.38 | $307,818.18 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 9 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,310 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F4 · kind: The reporting person received 3,213 shares of common stock upon the net exercise of 11,803 SARs. The reporting person forfeited 5,429 shares of common stock underlying such SARs in payment of the exercise price and 3,161 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 5,429 | $97.38 | $528,676.02 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 8 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,471 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F4 · kind: The reporting person received 3,213 shares of common stock upon the net exercise of 11,803 SARs. The reporting person forfeited 5,429 shares of common stock underlying such SARs in payment of the exercise price and 3,161 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 11,803 | $44.79 | $528,656.37 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 7 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F4 · kind: The reporting person received 3,213 shares of common stock upon the net exercise of 11,803 SARs. The reporting person forfeited 5,429 shares of common stock underlying such SARs in payment of the exercise price and 3,161 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,265 | $97.38 | $123,185.70 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 6 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,097 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F3 · kind: The reporting person received 1,284 shares of common stock upon the net exercise of 6,639 SARs. The reporting person forfeited 4,090 shares of common stock underlying such SARs in payment of the exercise price and 1,265 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 4,090 | $97.38 | $398,284.20 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 5 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,362 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F3 · kind: The reporting person received 1,284 shares of common stock upon the net exercise of 6,639 SARs. The reporting person forfeited 4,090 shares of common stock underlying such SARs in payment of the exercise price and 1,265 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 6,639 | $59.98 | $398,207.22 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 4 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F3 · kind: The reporting person received 1,284 shares of common stock upon the net exercise of 6,639 SARs. The reporting person forfeited 4,090 shares of common stock underlying such SARs in payment of the exercise price and 1,265 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018, of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 3,128 | $97.38 | $304,604.64 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 3 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,813 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · kind: The reporting person received 3,179 shares of common stock upon the net exercise of 9,176 stock appreciation rights ("SARs"). The reporting person forfeited 2,869 shares of common stock underlying such SARs in payment of the exercise price and 3,128 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018 of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 2,869 | $97.38 | $279,383.22 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 2 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,941 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · kind: The reporting person received 3,179 shares of common stock upon the net exercise of 9,176 stock appreciation rights ("SARs"). The reporting person forfeited 2,869 shares of common stock underlying such SARs in payment of the exercise price and 3,128 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018 of $97.38. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:45 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 9,176 | $30.44 | $279,317.44 |
DisclosureSEC source: 0001209191-18-023709 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018. F2 · kind: The reporting person received 3,179 shares of common stock upon the net exercise of 9,176 stock appreciation rights ("SARs"). The reporting person forfeited 2,869 shares of common stock underlying such SARs in payment of the exercise price and 3,128 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on April 2, 2018 of $97.38. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 02:22 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 4,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013696 · doc4.xml · nonDerivative · entry 1 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:22 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 635 | $0.00 Strike: $57.19 | $0.00 |
DisclosureSEC source: 0001209191-18-013696 · doc4.xml · derivative · entry 4 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635 Underlying: Common Stock · 635 shares Expires 2027-02-27 F4 · kind: On February 27, 2017, the reporting person was granted an award of 3,177 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 635 SARs which will vest on February 27, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:22 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 605 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-18-013696 · doc4.xml · derivative · entry 3 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209 Underlying: Common Stock · 605 shares Expires 2026-05-09 F3 · kind: On May 9, 2016, the reporting person was granted an award of 3,023 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 605 SARs which will vest on May 9, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:22 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 5,506 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-18-013696 · doc4.xml · derivative · entry 2 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,176 Underlying: Common Stock · 5,506 shares Expires 2025-03-02 F2 · kind: On March 2, 2015, the reporting person was granted an award of 9,176 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 5,506 SARs which will vest on March 2, 2018. Read SEC document |
| January 23, 2018 Filed Jan 23, 2018 21:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 3,470 | $74.87 | $259,798.90 |
DisclosureSEC source: 0001209191-18-004881 · doc4.xml · nonDerivative · entry 4 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Right · Derivative | 6,000 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001209191-18-004881 · doc4.xml · derivative · entry 5 Harms Thomas · CIK 0001713357 · SVP, China & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.