Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Duff & Phelps Select MLP & Midstream Energy Fund Inc.DSE · Entity 137850 | Director | November 19, 2019 | November 19, 2019 |
| Virtus Global Multi-Sector Income FundVGI · Entity 6888 | Director | November 19, 2018 | November 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Duff & Phelps Select MLP & Midstream Energy Fund Inc.
Report date November 19, 2019 · Filed November 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2019-11-19 transaction · row 1
1 source rowRow 1 · 2019-11-19 · Purchase · Acquired 1,000 · Balance 2,000 |
Virtus Global Multi-Sector Income Fund
Report date November 19, 2018 · Filed November 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Ending reported balance
After 2018-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-19 · Purchase · Acquired 500 · Balance 500 Row 2 · 2018-11-19 · Purchase · Acquired 500 · Balance 1,000 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Sirius International Insurance Group, Ltd.
Report date February 26, 2021 · Filed March 02, 2021
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-02-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-26 · Disposition to issuer · Disposed 3,909 · Balance 6,923 F1: Represents shares of common stock of the issuer ("Sirius Shares") disposed of in connection with the merger of the issuer with Third Point Reinsurance Ltd. ("TPRE") (the "Merger"), which closed on February 26, 2021 (the "Effective Time"), and exchanged for a combination of common shares, par value $0.10 per share, of TPRE (the "TPRE Shares") and contingent value right ("CVR") consideration comprising (1) 0.743 of a TPRE Share and (2) one contractual CVR, which represents the right to receive a contingent cash payment, which, taken together with the fraction of the TPRE Share received, guarantee that on the second anniversary of the Effective Time, the electing shareholder will have received equity and cash equal to at least $13.73 per Sirius Share. Row 2 · 2021-02-26 · Disposition to issuer · Disposed 6,923 · Balance 0 F2: Represents restricted shares that immediately vested following the closing of the Merger. These shares were disposed of in connection with the Merger and exchanged for a combination of TPRE Shares and CVR consideration comprising (1) 0.743 of a TPRE Share and (2) one contractual CVR, which represents the right to receive a contingent cash payment, which, taken together with the fraction of the TPRE Share received, guarantee that on the second anniversary of the Effective Time, the electing shareholder will have received equity and cash equal to at least $13.73 per Sirius Share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock of the issuer ("Sirius Shares") disposed of in connection with the merger of the issuer with Third Point Reinsurance Ltd. ("TPRE") (the "Merger"), which closed on February 26, 2021 (the "Effective Time"), and exchanged for a combination of common shares, par value $0.10 per share, of TPRE (the "TPRE Shares") and contingent value right ("CVR") consideration comprising (1) 0.743 of a TPRE Share and (2) one contractual CVR, which represents the right to receive a contingent cash payment, which, taken together with the fraction of the TPRE Share received, guarantee that on the second anniversary of the Effective Time, the electing shareholder will have received equity and cash equal to at least $13.73 per Sirius Share.
F2: Represents restricted shares that immediately vested following the closing of the Merger. These shares were disposed of in connection with the Merger and exchanged for a combination of TPRE Shares and CVR consideration comprising (1) 0.743 of a TPRE Share and (2) one contractual CVR, which represents the right to receive a contingent cash payment, which, taken together with the fraction of the TPRE Share received, guarantee that on the second anniversary of the Effective Time, the electing shareholder will have received equity and cash equal to at least $13.73 per Sirius Share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2021 Filed Mar 2, 2021 20:45 UTC | Sirius International Insurance Group, Ltd. SG · Entity 141984 | Disposition to issuerCommon Shares | 6,923 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-007047 · form4.xml · nonDerivative · entry 2 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents restricted shares that immediately vested following the closing of the Merger. These shares were disposed of in connection with the Merger and exchanged for a combination of TPRE Shares and CVR consideration comprising (1) 0.743 of a TPRE Share and (2) one contractual CVR, which represents the right to receive a contingent cash payment, which, taken together with the fraction of the TPRE Share received, guarantee that on the second anniversary of the Effective Time, the electing shareholder will have received equity and cash equal to at least $13.73 per Sirius Share. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:45 UTC | Sirius International Insurance Group, Ltd. SG · Entity 141984 | Disposition to issuerCommon Shares | 3,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-007047 · form4.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,923 F1 · price: Represents shares of common stock of the issuer ("Sirius Shares") disposed of in connection with the merger of the issuer with Third Point Reinsurance Ltd. ("TPRE") (the "Merger"), which closed on February 26, 2021 (the "Effective Time"), and exchanged for a combination of common shares, par value $0.10 per share, of TPRE (the "TPRE Shares") and contingent value right ("CVR") consideration comprising (1) 0.743 of a TPRE Share and (2) one contractual CVR, which represents the right to receive a contingent cash payment, which, taken together with the fraction of the TPRE Share received, guarantee that on the second anniversary of the Effective Time, the electing shareholder will have received equity and cash equal to at least $13.73 per Sirius Share. Read SEC document |
| November 19, 2019 Filed Nov 19, 2019 13:56 UTC | Duff & Phelps Select MLP & Midstream Energy Fund Inc. DSE · Entity 137850 | PurchaseCommon Stock | 1,000 | $3.35 | $3,350.00 |
DisclosureSEC source: 0000883237-19-000122 · wf-form4_157418975750177.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 17:32 UTC | Sirius International Insurance Group, Ltd. SG · Entity 141984 | PurchaseCommon Shares | 104 | $7.33 | $762.32 |
DisclosureSEC source: 0001744894-19-000016 · wf-form4_157022475605520.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,909 Read SEC document |
| October 02, 2019 Filed Oct 7, 2019 18:02 UTC Amendment | Sirius International Insurance Group, Ltd. SG · Entity 141984 | PurchaseCommon Shares | 104 | $7.33 | $762.32 |
DisclosureSEC source: 0001744894-19-000018 · wf-form4a_157048572189787.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,832 F1 · balance_after: The original Form 4, filed on October 4, 2019, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the amount of securities beneficially owned following the transaction on October 2, 2019 as 3,909, instead of 10,832. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:07 UTC | Sirius International Insurance Group, Ltd. SG · Entity 141984 | GrantCommon Shares | 6,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-032034 · a4.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,728 Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 16:22 UTC | Sirius International Insurance Group, Ltd. SG · Entity 141984 | PurchaseCommon Shares | 608 | $15.50 | $9,424.00 |
DisclosureSEC source: 0001104659-18-072555 · a4.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,563 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 18:08 UTC | Sirius International Insurance Group, Ltd. SG · Entity 141984 | PurchaseCommon Shares | 242 | $15.00 | $3,630.00 |
DisclosureSEC source: 0001104659-18-072859 · a4.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,805 Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 10:25 UTC | Sirius International Insurance Group, Ltd. SG · Entity 141984 | PurchaseCommon Shares | 50 | $15.50 | $775.00 |
DisclosureSEC source: 0001104659-18-070957 · a4.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,955 Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 19:00 UTC | Sirius International Insurance Group, Ltd. SG · Entity 141984 | PurchaseCommon Shares | 100 | $15.50 | $1,550.00 |
DisclosureSEC source: 0001104659-18-070378 · a4.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 14:27 UTC | Virtus Global Multi-Sector Income Fund VGI · Entity 6888 | PurchaseCommon Stock | 500 | $11.84 | $5,919.95 |
DisclosureSEC source: 0000883237-18-000103 · wf-form4_154274202139995.xml · nonDerivative · entry 2 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 14:27 UTC | Virtus Global Multi-Sector Income Fund VGI · Entity 6888 | PurchaseCommon Stock | 500 | $11.84 | $5,920.00 |
DisclosureSEC source: 0000883237-18-000103 · wf-form4_154274202139995.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 14:26 UTC | Duff & Phelps Select MLP & Midstream Energy Fund Inc. DSE · Entity 137850 | PurchaseCommon Stock | 1,000 | $5.01 | $5,010.00 |
DisclosureSEC source: 0000883237-18-000102 · wf-form4_154274199819672.xml · nonDerivative · entry 1 ROGERS JAMES B JR · CIK 0001271638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.