Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SYNOPSYS INCSNPS · Entity 210 | Director | April 10, 2024 | April 12, 2024 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Director · Chairman & CEO | August 28, 2026 | September 01, 2026 |
| US BANCORP DEUSB · Entity 2923 | Director | December 23, 2020 | December 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SYNOPSYS INC
Report date April 10, 2024 · Filed April 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,092 |
Reported balance
After 2024-04-10 transaction · row 1
1 source rowRow 1 · 2024-04-10 · Grant · Acquired 356 · Balance 2,092 F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date. F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan. |
| Common StockSEC Table I · non-derivative | Indirectby LLC | 5 |
Reported balance
Holding disclosure · report date 2024-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5 |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 94 |
Reported balance
Holding disclosure · report date 2024-04-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.
F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.
THERMO FISHER SCIENTIFIC INC.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,668.741 |
Ending reported balance
After 2026-08-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-28 · Tax withholding · Disposed 724.766 · Balance 123,200.592 Row 2 · 2026-08-28 · Tax withholding · Disposed 531.851 · Balance 122,668.741 |
| Common StockSEC Table I · non-derivative | IndirectBy Alison Casper 2020 Irrevocable Trust | 11,300 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,300 F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy MNC 2020 Irrevocable Trust | 5,000 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,000 F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
US BANCORP DE
Report date December 23, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Plan ParticipationSEC Table II · derivative / convertible security | Direct | 1,999 |
Reported balance
After 2020-12-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-23 · Grant · Acquired 33 · Balance 1,999 F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2: Includes amounts acquired pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.
F2: Includes amounts acquired pursuant to dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2013 Filed Feb 27, 2013 23:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 54,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-008401 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,891.53 F2 · shares: Shares represent a performance-based restricted stock unit award granted on March 2, 2012. The Company's Compensation Committee determined on February 25, 2013, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2013, one-third of the shares vest on February 25, 2014, and the remaining one-third vest on February 25, 2015. Read SEC document |
| February 25, 2013 Filed Feb 27, 2013 23:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-008401 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,141.53 F1 · shares: Shares represent a performance-based restricted stock unit award granted on November 21, 2009, for which the performance criteria have been satisfied. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 23:03 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 22,402 | $74.43 | $1,667,380.86 |
DisclosureSEC source: 0001127602-13-006830 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,141.53 Read SEC document |
| December 20, 2012 Filed Feb 11, 2013 19:32 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 40,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-005248 · form5.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Marc N. Casper 2012 Irrevocable Trust Disclosed balance after: 40,241 F1 · kind: Gift of securities by the reporting person to an irrevocable trust for the benefit of his children. Read SEC document |
| December 20, 2012 Filed Feb 11, 2013 19:32 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 40,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-005248 · form5.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,543.53 F1 · kind: Gift of securities by the reporting person to an irrevocable trust for the benefit of his children. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 21:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 126,900 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001127602-12-033825 · form4.xml · derivative · entry 4 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 126,900 shares Expires 2013-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in five equal annual installments on November 9, 2007, 2008, 2009, 2010, and 2011. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 21:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033825 · form4.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,784.53 Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 21:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 126,900 | $65.00 | $8,248,500.00 |
DisclosureSEC source: 0001127602-12-033825 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,334.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2012. Read SEC document |
| December 11, 2012 Filed Dec 13, 2012 21:18 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 126,900 | $43.37 | $5,503,653.00 |
DisclosureSEC source: 0001127602-12-033825 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,234.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 20:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001127602-12-029633 · form4.xml · derivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,900 Underlying: Common Stock · 125,000 shares Expires 2013-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in five equal annual installments on November 9, 2007, 2008, 2009, 2010, and 2011. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 20:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 125,000 | $62.49 | $7,811,250.00 |
DisclosureSEC source: 0001127602-12-029633 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,334.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2012. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 20:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 125,000 | $43.37 | $5,421,250.00 |
DisclosureSEC source: 0001127602-12-029633 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,334.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2012 Filed Mar 12, 2012 21:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $34.86 | $0.00 |
DisclosureSEC source: 0001127602-12-010408 · form4.xml · derivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2013-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 27, 2007, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc. Read SEC document |
| March 08, 2012 Filed Mar 12, 2012 21:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 90,000 | $56.00 | $5,040,000.00 |
DisclosureSEC source: 0001127602-12-010408 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,334.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2012. Read SEC document |
| March 08, 2012 Filed Mar 12, 2012 21:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 90,000 | $34.86 | $3,137,400.00 |
DisclosureSEC source: 0001127602-12-010408 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,334.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 00:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $34.86 | $0.00 |
DisclosureSEC source: 0001127602-12-009815 · form4.xml · derivative · entry 4 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 100,000 shares Expires 2013-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 27, 2007, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 00:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100,000 | $56.51 | $5,651,000.00 |
DisclosureSEC source: 0001127602-12-009815 · form4.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,334.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2012. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.28 to $57.10, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2012 Filed Mar 7, 2012 00:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 100,000 | $34.86 | $3,486,000.00 |
DisclosureSEC source: 0001127602-12-009815 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,334.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2012 Filed Mar 7, 2012 00:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 145,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-009815 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,334.53 Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 21:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,040 | $55.86 | $58,094.40 |
DisclosureSEC source: 0001127602-12-006733 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,434.53 Read SEC document |
| February 14, 2012 Filed Feb 17, 2012 21:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-006733 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,474.53 Read SEC document |
| June 01, 2011 Filed Jun 2, 2011 19:37 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-018302 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,424.53 Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 23:06 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,175 | $57.02 | $66,998.50 |
DisclosureSEC source: 0001127602-11-009493 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,774.53 Read SEC document |
| February 25, 2011 Filed Mar 1, 2011 23:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,610 | $55.56 | $89,451.60 |
DisclosureSEC source: 0001127602-11-008152 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,949.53 Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 22:40 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 185,700 | $0.00 Strike: $54.97 | $0.00 |
DisclosureSEC source: 0001127602-11-007744 · form4.xml · derivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,700 Underlying: Common Stock · 185,700 shares Expires 2018-02-23 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 23, 2012. Read SEC document |
| August 17, 2010 Filed Aug 18, 2010 20:34 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,255 | $45.52 | $102,647.60 |
DisclosureSEC source: 0001225208-10-019455 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,559.53 Read SEC document |
| August 05, 2010 Filed Aug 6, 2010 18:00 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | PurchaseCommon Stock | 5,000 | $45.14 | $225,700.00 |
DisclosureSEC source: 0001225208-10-018742 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,814.53 Read SEC document |
| March 05, 2010 Filed Mar 9, 2010 23:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,175 | $49.49 | $58,150.75 |
DisclosureSEC source: 0001225208-10-007585 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,814.53 Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 19:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,610 | $48.77 | $78,519.70 |
DisclosureSEC source: 0001225208-10-006523 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,989.53 Read SEC document |
| November 21, 2009 Filed Nov 24, 2009 21:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $46.56 | $0.00 |
DisclosureSEC source: 0001225208-09-022895 · doc4.xml · derivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2019-11-21 F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 21, 2011. Read SEC document |
| November 21, 2009 Filed Nov 24, 2009 21:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022895 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,599.53 Read SEC document |
| November 09, 2009 Filed Nov 12, 2009 21:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,006 | $45.39 | $136,442.34 |
DisclosureSEC source: 0001225208-09-022223 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,599.53 Read SEC document |
| August 17, 2009 Filed Aug 18, 2009 22:08 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,255 | $44.76 | $100,933.80 |
DisclosureSEC source: 0001225208-09-017501 · doc4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,605.53 Read SEC document |
| August 17, 2009 Filed Aug 18, 2009 22:08 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 10,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-017501 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,860.53 F1 · shares: Represents shares awarded as performance restricted stock awards on November 9, 2006, for which the performance criteria have been satisfied. Read SEC document |
| June 15, 2009 Filed Jun 17, 2009 15:27 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 8,333 | $40.56 | $337,986.48 |
DisclosureSEC source: 0001225208-09-014272 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,060.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2008, and amended on April 30, 2009. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.27 to $41.00, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2009 Filed Mar 6, 2009 22:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,175 | $34.56 | $40,608.00 |
DisclosureSEC source: 0001225208-09-006528 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,393.53 Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 17:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,610 | $36.10 | $58,121.00 |
DisclosureSEC source: 0001225208-09-005430 · doc4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,568.53 Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 17:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 15,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-005430 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,178.53 F1 · shares: Shares represent a performance-based restricted stock award granted on March 5, 2008. The Company's Compensation Committee determined on February 26, 2009, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2009, one-third of the shares vest on February 26, 2010, and the remaining one-third vest on February 26, 2011. Read SEC document |
| November 09, 2008 Filed Nov 10, 2008 23:42 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,006 | $37.73 | $113,416.38 |
DisclosureSEC source: 0001225208-08-017690 · doc4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,971.53 Read SEC document |
| May 15, 2008 Filed May 19, 2008 18:08 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 375,000 | $0.00 Strike: $57.58 | $0.00 |
DisclosureSEC source: 0001225208-08-008850 · doc4.xml · derivative · entry 1 CASPER MARC N · CIK 0001216055 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 375,000 shares Expires 2015-05-15 F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on May 15, 2009. Read SEC document |
| March 05, 2008 Filed Mar 7, 2008 23:09 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 11,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000097745-08-000067 · cas633.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,977.53 Read SEC document |
| February 28, 2008 Filed Mar 3, 2008 19:33 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 9,195 | $57.03 | $524,390.85 |
DisclosureSEC source: 0000097745-08-000048 · cas613.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,877.53 Read SEC document |
| November 09, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,006 | $57.02 | $171,402.12 |
DisclosureSEC source: 0000097745-07-000241 · cas572.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,072.53 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 18:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,000 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0000097745-07-000205 · cas556.xml · derivative · entry 26 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires 2012-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option originally was to have vested in three equal annual installments beginning on February 25, 2006, but became fully exercisable on November 9, 2006, as a result of the Issuer's merger with Fisher Scientific International Inc. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 18:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $58.32 | $11,664.00 |
DisclosureSEC source: 0000097745-07-000205 · cas556.xml · nonDerivative · entry 25 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,078.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 18:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,900 | $58.31 | $110,789.00 |
DisclosureSEC source: 0000097745-07-000205 · cas556.xml · nonDerivative · entry 24 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,278.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 18:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $58.30 | $5,830.00 |
DisclosureSEC source: 0000097745-07-000205 · cas556.xml · nonDerivative · entry 23 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,178.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 18:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,600 | $58.29 | $93,264.00 |
DisclosureSEC source: 0000097745-07-000205 · cas556.xml · nonDerivative · entry 22 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,278.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 18:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $58.27 | $5,827.00 |
DisclosureSEC source: 0000097745-07-000205 · cas556.xml · nonDerivative · entry 21 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,878.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 18:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $58.26 | $5,826.00 |
DisclosureSEC source: 0000097745-07-000205 · cas556.xml · nonDerivative · entry 20 CASPER MARC N · CIK 0001216055 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,978.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.