Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SYNOPSYS INCSNPS · Entity 210 | Director | April 10, 2024 | April 12, 2024 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Director · Chairman & CEO | August 28, 2026 | September 01, 2026 |
| US BANCORP DEUSB · Entity 2923 | Director | December 23, 2020 | December 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SYNOPSYS INC
Report date April 10, 2024 · Filed April 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,092 |
Reported balance
After 2024-04-10 transaction · row 1
1 source rowRow 1 · 2024-04-10 · Grant · Acquired 356 · Balance 2,092 F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date. F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan. |
| Common StockSEC Table I · non-derivative | Indirectby LLC | 5 |
Reported balance
Holding disclosure · report date 2024-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5 |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 94 |
Reported balance
Holding disclosure · report date 2024-04-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.
F2: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.
THERMO FISHER SCIENTIFIC INC.
Report date August 28, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,668.741 |
Ending reported balance
After 2026-08-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-28 · Tax withholding · Disposed 724.766 · Balance 123,200.592 Row 2 · 2026-08-28 · Tax withholding · Disposed 531.851 · Balance 122,668.741 |
| Common StockSEC Table I · non-derivative | IndirectBy Alison Casper 2020 Irrevocable Trust | 11,300 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,300 F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy MNC 2020 Irrevocable Trust | 5,000 |
Reported balance
Holding disclosure · report date 2026-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,000 F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of any pecuniary interest therein.
US BANCORP DE
Report date December 23, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Plan ParticipationSEC Table II · derivative / convertible security | Direct | 1,999 |
Reported balance
After 2020-12-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-23 · Grant · Acquired 33 · Balance 1,999 F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors. F2: Includes amounts acquired pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.
F2: Includes amounts acquired pursuant to dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2016 Filed Feb 26, 2016 22:09 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 31,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043616 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,190.53 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:09 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 38,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043616 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,990.53 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 25, 2015. The Company's Compensation Committee determined on February 24, 2016, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 24, 2016, one-third of the shares vest on February 24, 2017, and the remaining one-third vest on February 24, 2018. Read SEC document |
| February 19, 2016 Filed Feb 22, 2016 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 1,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-042722 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,709.53 Read SEC document |
| February 12, 2016 Filed Feb 17, 2016 22:02 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 11,507 | $126.48 | $1,455,405.36 |
DisclosureSEC source: 0001127602-16-041883 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,884.53 Read SEC document |
| November 27, 2015 Filed Feb 11, 2016 21:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-040698 · form5.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,391.53 Read SEC document |
| September 17, 2015 Filed Sep 18, 2015 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 25,000 | $130.00 | $3,250,000.00 |
DisclosureSEC source: 0001127602-15-027386 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,606.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2015. Read SEC document |
| August 26, 2015 Filed Aug 27, 2015 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 10,666 | $125.26 | $1,336,023.16 |
DisclosureSEC source: 0001127602-15-026022 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,606.53 Read SEC document |
| August 25, 2015 Filed Aug 26, 2015 20:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,164 | $120.05 | $259,788.20 |
DisclosureSEC source: 0001127602-15-025920 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,272.53 Read SEC document |
| June 01, 2015 Filed Aug 26, 2015 20:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-025920 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,436.53 Read SEC document |
| April 01, 2015 Filed Apr 2, 2015 20:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $134.42 | $40,326.00 |
DisclosureSEC source: 0001127602-15-013619 · form4.xml · nonDerivative · entry 5 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,626.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2014. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.32 to $134.47, inclusive. Read SEC document |
| April 01, 2015 Filed Apr 2, 2015 20:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 500 | $134.05 | $67,025.00 |
DisclosureSEC source: 0001127602-15-013619 · form4.xml · nonDerivative · entry 4 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,926.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2014. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.29 to $134.24, inclusive. Read SEC document |
| April 01, 2015 Filed Apr 2, 2015 20:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,936 | $132.46 | $653,822.56 |
DisclosureSEC source: 0001127602-15-013619 · form4.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,426.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2014. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.92, inclusive. Read SEC document |
| April 01, 2015 Filed Apr 2, 2015 20:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 14,264 | $131.57 | $1,876,714.48 |
DisclosureSEC source: 0001127602-15-013619 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,362.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2014. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.29 to $131.98, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. Read SEC document |
| March 13, 2015 Filed Apr 2, 2015 20:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-013619 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,626.53 Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 19:55 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 17,837 | $131.35 | $2,342,889.95 |
DisclosureSEC source: 0001127602-15-009975 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,586.53 Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 21:55 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 19,100 | $130.11 | $2,485,101.00 |
DisclosureSEC source: 0001127602-15-009626 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,423.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 27, 2014. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.81 to $130.44, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2015 Filed Mar 2, 2015 21:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 51,787 | $130.14 | $6,739,560.18 |
DisclosureSEC source: 0001127602-15-009098 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,523.53 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $131.07 | $0.00 |
DisclosureSEC source: 0001127602-15-008813 · form4.xml · derivative · entry 7 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2022-02-25 F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 25, 2016. Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 18,162 | $131.07 | $2,380,493.34 |
DisclosureSEC source: 0001127602-15-008813 · form4.xml · nonDerivative · entry 5 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,310.53 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 30,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008813 · form4.xml · nonDerivative · entry 4 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,472.53 Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 45,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008813 · form4.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,847.53 F2 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2014. The Company's Compensation Committee determined on February 25, 2015, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 25, 2015, one-third of the shares vest on February 25, 2016, and the remaining one-third vest on February 25, 2017. Read SEC document |
| February 25, 2015 Filed Feb 27, 2015 21:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008813 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,893.53 F1 · shares: Shares represent a performance-based restricted stock unit award granted on November 21, 2009, for which the performance criteria have been satisfied. Read SEC document |
| February 24, 2015 Filed Feb 27, 2015 21:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 2,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-008813 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,893.53 Read SEC document |
| February 13, 2015 Filed Feb 18, 2015 21:43 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 11,497 | $127.61 | $1,467,132.17 |
DisclosureSEC source: 0001127602-15-006774 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,233.53 Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 23:25 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 7,771 | $120.71 | $938,037.41 |
DisclosureSEC source: 0001127602-14-026755 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,730.53 F1 · balance_after: Reflects reconciliation of shares for withholding tax purposes in connection with the vesting of restricted stock units allocated between the Reporting Person and his ex-spouse pursuant to a divorce decree. Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 22:13 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 15,765 | $124.54 | $1,963,373.10 |
DisclosureSEC source: 0001127602-14-010019 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,934.53 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 131,500 | $0.00 Strike: $124.28 | $0.00 |
DisclosureSEC source: 0001127602-14-009296 · form4.xml · derivative · entry 6 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,500 Underlying: Common Stock · 131,500 shares Expires 2021-02-26 F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2015. Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 13,209 | $124.28 | $1,641,614.52 |
DisclosureSEC source: 0001127602-14-009296 · form4.xml · nonDerivative · entry 4 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,699.53 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 33,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009296 · form4.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,908.53 Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 56,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009296 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,608.53 F2 · shares: Shares represent a performance-based restricted stock unit award granted on February 26, 2013. The Company's Compensation Committee determined on February 26, 2014, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 26, 2014, one-third of the shares vest on February 26, 2015, and the remaining one-third vest on February 26, 2016. Read SEC document |
| February 26, 2014 Filed Feb 28, 2014 22:39 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009296 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,656.53 F1 · shares: Shares represent a performance-based restricted stock unit award granted on November 21, 2009, for which the performance criteria have been satisfied. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 23:09 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 8,491 | $123.81 | $1,051,270.71 |
DisclosureSEC source: 0001127602-14-009015 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,656.53 Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 23:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 23,582 | $123.74 | $2,918,036.68 |
DisclosureSEC source: 0001127602-14-006863 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,147.53 Read SEC document |
| February 07, 2014 Filed Feb 11, 2014 00:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 87,500 | $0.00 Strike: $57.58 | $0.00 |
DisclosureSEC source: 0001127602-14-005451 · form4.xml · derivative · entry 9 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,500 shares Expires 2015-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in five equal annual installments on May 15, 2009, 2010, 2011, 2012, and 2013. Read SEC document |
| February 07, 2014 Filed Feb 11, 2014 00:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 63,369 | $117.61 | $7,452,828.09 |
DisclosureSEC source: 0001127602-14-005451 · form4.xml · nonDerivative · entry 6 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,729.53 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.89, inclusive. Read SEC document |
| February 07, 2014 Filed Feb 11, 2014 00:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 32,500 | $116.47 | $3,785,275.00 |
DisclosureSEC source: 0001127602-14-005451 · form4.xml · nonDerivative · entry 5 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,098.53 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.00 to $116.99, inclusive. Read SEC document |
| February 07, 2014 Filed Feb 11, 2014 00:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,896 | $115.60 | $334,777.60 |
DisclosureSEC source: 0001127602-14-005451 · form4.xml · nonDerivative · entry 4 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,598.53 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.04 to $115.99, inclusive. Read SEC document |
| February 07, 2014 Filed Feb 11, 2014 00:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 87,500 | $57.58 | $5,038,250.00 |
DisclosureSEC source: 0001127602-14-005451 · form4.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,494.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2014 Filed Feb 11, 2014 00:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $57.58 | $0.00 |
DisclosureSEC source: 0001127602-14-005451 · form4.xml · derivative · entry 8 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Underlying: Common Stock · 100,000 shares Expires 2015-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in five equal annual installments on May 15, 2009, 2010, 2011, 2012, and 2013. Read SEC document |
| February 06, 2014 Filed Feb 11, 2014 00:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 110,000 | $114.38 | $12,581,800.00 |
DisclosureSEC source: 0001127602-14-005451 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,994.53 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.12 to $114.78, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4. Read SEC document |
| February 06, 2014 Filed Feb 11, 2014 00:29 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 100,000 | $57.58 | $5,758,000.00 |
DisclosureSEC source: 0001127602-14-005451 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,994.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Since the date of the reporting person's last ownership report, he transferred 121,918 shares of TMO common stock and employee stock options to purchase 524,370 shares of TMO common stock (10,487 stock options granted on 2/26/13; 76,903 stock options granted on 2/23/11; 249,480 stock options granted on 11/21/2009; and 187,500 stock options granted on 5/15/2008) to his ex-wife pursuant to a divorce decree. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| August 26, 2013 Filed Aug 27, 2013 21:11 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,569 | $90.36 | $322,494.84 |
DisclosureSEC source: 0001127602-13-026114 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,912.53 Read SEC document |
| August 07, 2013 Filed Aug 8, 2013 20:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $46.56 | $0.00 |
DisclosureSEC source: 0001127602-13-024752 · form4.xml · derivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2019-11-21 F1 · balance_after: On November 21, 2009, the reporting person was granted an option to purchase 100,000 shares of common stock. The option vested in one installment based on TMO's satisfaction of certain performance criteria. Read SEC document |
| June 17, 2013 Filed Jun 18, 2013 19:49 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 43,396 | $85.58 | $3,713,829.68 |
DisclosureSEC source: 0001127602-13-020714 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,481.53 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2013. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.21 to $85.77, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2013 Filed Mar 5, 2013 21:37 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 22,955 | $74.78 | $1,716,574.90 |
DisclosureSEC source: 0001127602-13-009303 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,877.53 Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 161,200 | $0.00 Strike: $73.24 | $0.00 |
DisclosureSEC source: 0001127602-13-008576 · form4.xml · derivative · entry 4 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,200 Underlying: Common Stock · 161,200 shares Expires 2020-02-26 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 26, 2014. Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 20,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-008576 · form4.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Marc N. Casper 2012 Irrevocable Trust Disclosed balance after: 60,830 F1 · kind: Gift of securities by the reporting person to an irrevocable trust for the benefit of his children. Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 20,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-008576 · form4.xml · nonDerivative · entry 2 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,832.53 F1 · kind: Gift of securities by the reporting person to an irrevocable trust for the benefit of his children. Read SEC document |
| February 26, 2013 Filed Feb 28, 2013 22:50 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 50,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-008576 · form4.xml · nonDerivative · entry 1 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,421.53 Read SEC document |
| February 25, 2013 Filed Feb 27, 2013 23:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 8,870 | $71.60 | $635,092.00 |
DisclosureSEC source: 0001127602-13-008401 · form4.xml · nonDerivative · entry 3 CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,021.53 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.