Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brighthouse Financial, Inc.BHF · Entity 1737 | Chief Accounting Officer | March 01, 2021 | March 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brighthouse Financial, Inc.
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,308 |
Ending reported balance
After 2021-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-01 · Exercise / conversion · Acquired 3,819 · Balance 10,534 F1: Payout of shares upon vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2018, March 2019 and March 2020. F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. Row 2 · 2021-03-01 · Tax withholding · Disposed 1,226 · Balance 9,308 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-01 · Exercise / conversion · Disposed 1,745 · Balance 0 F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F3: Represents vesting of the final tranche of the 2018 RSU award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 958 |
Reported balance
After 2021-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-01 · Exercise / conversion · Disposed 958 · Balance 958 F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F4: Represents vesting of the second of three tranches of the 2019 RSU award. The final tranche will vest on the first business day in March 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,232 |
Reported balance
After 2021-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-01 · Exercise / conversion · Disposed 1,116 · Balance 2,232 F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F5: Represents vesting of the first of three tranches of the 2020 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2022 and 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,908 |
Reported balance
After 2021-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-01 · Grant · Acquired 2,908 · Balance 2,908 F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F6: RSUs awarded in 2021 vest in three substantially equal installments on the first business day in March 2022, 2023 and 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Payout of shares upon vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2018, March 2019 and March 2020.
F2: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock.
F3: Represents vesting of the final tranche of the 2018 RSU award.
F4: Represents vesting of the second of three tranches of the 2019 RSU award. The final tranche will vest on the first business day in March 2022.
F5: Represents vesting of the first of three tranches of the 2020 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2022 and 2023.
F6: RSUs awarded in 2021 vest in three substantially equal installments on the first business day in March 2022, 2023 and 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 21:09 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | GrantRestricted Stock Units · Derivative | 2,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016814 · doc4.xml · derivative · entry 6 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,908 Underlying: Common Stock · 2,908 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F6 · derivative.exercise_date: RSUs awarded in 2021 vest in three substantially equal installments on the first business day in March 2022, 2023 and 2024. F6 · derivative.expiration_date: RSUs awarded in 2021 vest in three substantially equal installments on the first business day in March 2022, 2023 and 2024. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:09 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionRestricted Stock Units · Derivative | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016814 · doc4.xml · derivative · entry 5 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232 Underlying: Common Stock · 1,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F5 · derivative.exercise_date: Represents vesting of the first of three tranches of the 2020 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2022 and 2023. F5 · derivative.expiration_date: Represents vesting of the first of three tranches of the 2020 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2022 and 2023. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:09 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionRestricted Stock Units · Derivative | 958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016814 · doc4.xml · derivative · entry 4 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958 Underlying: Common Stock · 958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F4 · derivative.exercise_date: Represents vesting of the second of three tranches of the 2019 RSU award. The final tranche will vest on the first business day in March 2022. F4 · derivative.expiration_date: Represents vesting of the second of three tranches of the 2019 RSU award. The final tranche will vest on the first business day in March 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:09 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionRestricted Stock Units · Derivative | 1,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016814 · doc4.xml · derivative · entry 3 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F3 · derivative.exercise_date: Represents vesting of the final tranche of the 2018 RSU award. F3 · derivative.expiration_date: Represents vesting of the final tranche of the 2018 RSU award. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:09 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Tax withholdingCommon Stock | 1,226 | $41.26 | $50,584.76 |
DisclosureSEC source: 0001209191-21-016814 · doc4.xml · nonDerivative · entry 2 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,308 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:09 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionCommon Stock | 3,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-016814 · doc4.xml · nonDerivative · entry 1 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Payout of shares upon vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2018, March 2019 and March 2020. F2 · price: Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:15 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | GrantRestricted Stock Units · Derivative | 3,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015123 · doc4.xml · derivative · entry 5 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,348 Underlying: Common Stock · 3,348 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F4 · derivative.exercise_date: RSUs awarded in 2020 vest in three substantially equal installments on the first business day in March 2021, 2022 and 2023. F4 · derivative.expiration_date: RSUs awarded in 2020 vest in three substantially equal installments on the first business day in March 2021, 2022 and 2023. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:15 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionRestricted Stock Units · Derivative | 958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015123 · doc4.xml · derivative · entry 4 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916 Underlying: Common Stock · 958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F3 · derivative.exercise_date: RSUs awarded in 2019 vest in three substantially equal installments on the first business day in March 2020, 2021 and 2022. F3 · derivative.expiration_date: RSUs awarded in 2019 vest in three substantially equal installments on the first business day in March 2020, 2021 and 2022. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:15 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionRestricted Stock Units · Derivative | 1,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015123 · doc4.xml · derivative · entry 3 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745 Underlying: Common Stock · 1,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. F2 · derivative.exercise_date: RSUs awarded in 2018 vest in three substantially equal installments on the first business day in March 2019, 2020 and 2021. F2 · derivative.expiration_date: RSUs awarded in 2018 vest in three substantially equal installments on the first business day in March 2019, 2020 and 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:15 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Tax withholdingCommon Stock | 910 | $35.84 | $32,614.40 |
DisclosureSEC source: 0001209191-20-015123 · doc4.xml · nonDerivative · entry 2 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,715 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:15 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionCommon Stock | 2,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015123 · doc4.xml · nonDerivative · entry 1 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:20 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | GrantRestricted Stock Units · Derivative | 2,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016459 · doc4.xml · derivative · entry 4 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,874 Underlying: Common Stock · 2,874 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F3 · derivative.exercise_date: The RSUs vest in three substantially equal installments on the first business day in March 2020, 2021 and 2022. F3 · derivative.expiration_date: The RSUs vest in three substantially equal installments on the first business day in March 2020, 2021 and 2022. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:20 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionRestricted Stock Units · Derivative | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-016459 · doc4.xml · derivative · entry 3 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,490 Underlying: Common Stock · 1,746 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · derivative.exercise_date: The RSUs vest in three substantially equal installments on the first business day in March 2019, 2020 and 2021. F2 · derivative.expiration_date: The RSUs vest in three substantially equal installments on the first business day in March 2019, 2020 and 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:20 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Tax withholdingCommon Stock | 816 | $38.97 | $31,799.52 |
DisclosureSEC source: 0001209191-19-016459 · doc4.xml · nonDerivative · entry 2 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,922 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:20 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionCommon Stock | 1,746 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016459 · doc4.xml · nonDerivative · entry 1 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:23 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionRestricted Stock Units · Derivative | 5,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053415 · doc4.xml · derivative · entry 3 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F4 · derivative.exercise_date: The RSUs vested on September 30, 2018. F4 · derivative.expiration_date: The RSUs vested on September 30, 2018. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:23 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Tax withholdingCommon Stock | 2,272 | $44.24 | $100,513.28 |
DisclosureSEC source: 0001209191-18-053415 · doc4.xml · nonDerivative · entry 2 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,992 F3 · shares: Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the RSU payout. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:23 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | Exercise / conversionCommon Stock | 5,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-053415 · doc4.xml · nonDerivative · entry 1 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · balance_after: Amount includes 1,131 shares of BHF common stock received by the reporting person in connection with the distribution by MetLife, Inc. of BHF's common stock. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:13 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | GrantRestricted Stock Units · Derivative | 5,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033267 · doc4.xml · derivative · entry 2 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,236 Underlying: Common Stock · 5,236 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F4 · shares: The award of RSUs was authorized on February 16, 2018, to be effective on March 1, 2018. The award was subject to approval by stockholders of BHF of the Employee Plan, which was obtained on May 23, 2018. F5 · derivative.exercise_date: The RSUs will vest in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021. F5 · derivative.expiration_date: The RSUs will vest in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:13 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | GrantRestricted Stock Units · Derivative | 5,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033267 · doc4.xml · derivative · entry 1 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,133 Underlying: Common Stock · 5,133 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Brighthouse Financial, Inc. ("BHF") common stock. F2 · shares: The award of RSUs was authorized on August 9, 2017, to be effective on September 8, 2017. The award was subject to approval by stockholders of BHF of the Brighthouse Financial, Inc. 2017 Stock and Incentive Compensation Plan (the "Employee Plan"). The Employee Plan was approved by stockholders of BHF on May 23, 2018. F3 · derivative.exercise_date: The RSUs will vest on September 30, 2018. F3 · derivative.expiration_date: The RSUs will vest on September 30, 2018. Read SEC document |
| October 02, 2017 Filed Oct 13, 2017 23:05 UTC | Brighthouse Financial, Inc. BHF · Entity 1737 | SaleCommon Stock | 38 | $60.99 | $2,317.62 |
DisclosureSEC source: 0001209191-17-056942 · doc4.xml · nonDerivative · entry 1 Dumais Lynn A. · CIK 0001709013 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131 F1 · shares: Prior to the time at which Brighthouse Financial, Inc. became a reporting company, the reporting person participated in a tax qualified 401(k) plan sponsored by a wholly-owned subsidiary of MetLife, Inc. A portion of the reporting person's investment in such 401(k) plan was in a MetLife, Inc. company stock fund. In connection with the distribution by MetLife, Inc. of a majority of Brighthouse Financial, Inc.'s common stock to MetLife, Inc. shareholders, the Brighthouse Financial Frozen Stock Fund was created and such Brighthouse stock fund received Brighthouse Financial, Inc. common stock in connection with the distribution by MetLife, Inc. Subsequently, the reporting person elected a complete rollover of her account balance under the MetLife 401(k) plan, and the reporting person's interest in the Brighthouse Financial Frozen Stock Fund was liquidated. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.