Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHRIM BANCORP INCNRIM · Entity 5393 | EVP, Gen Counsel & Corp Sec | March 03, 2021 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHRIM BANCORP INC
Report date March 03, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,979 |
Ending reported balance
After 2021-03-03 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-03-03 · Exercise / conversion · Acquired 2,814 · Balance 11,580 F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Row 2 · 2021-03-03 · Tax withholding · Disposed 2,160 · Balance 9,420 Row 3 · 2021-03-03 · Exercise / conversion · Acquired 2,298 · Balance 11,718 F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Row 4 · 2021-03-03 · Tax withholding · Disposed 1,739 · Balance 9,979 |
| Nso Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.76 · Expires 2025-11-18 | Direct | 0 |
Reported balance
After 2021-03-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-03-03 · Exercise / conversion · Disposed 2,814 · Balance 0 |
| Nso Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.10 · Expires 2026-11-16 | Direct | 0 |
Reported balance
After 2021-03-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-03 · Exercise / conversion · Disposed 2,298 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2021 Filed Mar 4, 2021 23:53 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionNso Employee Stock Option (Right to Buy) · Derivative | 2,298 | $0.00 Strike: $28.10 | $0.00 |
DisclosureSEC source: 0001707463-21-000002 · wf-form4_161490199880343.xml · derivative · entry 6 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,298 shares Expires 2026-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 23:53 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionNso Employee Stock Option (Right to Buy) · Derivative | 2,814 | $0.00 Strike: $28.76 | $0.00 |
DisclosureSEC source: 0001707463-21-000002 · wf-form4_161490199880343.xml · derivative · entry 5 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,814 shares Expires 2025-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 23:53 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 1,739 | $42.97 | $74,724.83 |
DisclosureSEC source: 0001707463-21-000002 · wf-form4_161490199880343.xml · nonDerivative · entry 4 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,979 Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 23:53 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionCommon Stock | 2,298 | $28.10 | $64,573.80 |
DisclosureSEC source: 0001707463-21-000002 · wf-form4_161490199880343.xml · nonDerivative · entry 3 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 23:53 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 2,160 | $42.97 | $92,815.20 |
DisclosureSEC source: 0001707463-21-000002 · wf-form4_161490199880343.xml · nonDerivative · entry 2 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,420 Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 23:53 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionCommon Stock | 2,814 | $28.76 | $80,930.64 |
DisclosureSEC source: 0001707463-21-000002 · wf-form4_161490199880343.xml · nonDerivative · entry 1 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:22 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantNso Employee Stock Option (Right to Buy) · Derivative | 2,423 | $0.00 Strike: $32.09 | $0.00 |
DisclosureSEC source: 0001707463-20-000004 · wf-form4_160711695363165.xml · derivative · entry 3 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,423 Underlying: Common Stock · 2,423 shares Expires 2030-12-02 F2 · derivative.exercise_date: One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:22 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantCommon Stock | 1,483 | $32.09 | $47,589.47 |
DisclosureSEC source: 0001707463-20-000004 · wf-form4_160711695363165.xml · nonDerivative · entry 2 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,766 Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 18:52 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 418 | $33.08 | $13,827.44 |
DisclosureSEC source: 0001707463-20-000002 · wf-form4_160563912584623.xml · nonDerivative · entry 1 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,283 F1 · balance_after: Includes 172 shares issued for payment of dividends under the Northrim BanCorp, Inc. Stock Option Plan. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 18:20 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantNso Employee Stock Option (Right to Buy) · Derivative | 4,421 | $0.00 Strike: $36.46 | $0.00 |
DisclosureSEC source: 0001707463-19-000004 · wf-form4_157565641771882.xml · derivative · entry 3 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,421 Underlying: Common Stock · 4,421 shares Expires 2029-12-04 F2 · derivative.exercise_date: One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 18:20 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantCommon Stock | 1,942 | $36.46 | $70,805.32 |
DisclosureSEC source: 0001707463-19-000004 · wf-form4_157565641771882.xml · nonDerivative · entry 2 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,529 Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 18:15 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 412 | $39.00 | $16,068.00 |
DisclosureSEC source: 0001707463-19-000002 · wf-form4_157418732535528.xml · nonDerivative · entry 1 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,587 F1 · balance_after: Includes 141 shares issued for payment of dividends under the Northrim BanCorp, Inc. Stock Option Plan. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 20:29 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantNso Employee Stock Option (Right to Buy) · Derivative | 2,487 | $0.00 Strike: $37.06 | $0.00 |
DisclosureSEC source: 0001707463-18-000006 · wf-form4_154360972492348.xml · derivative · entry 3 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,487 Underlying: Common Stock · 2,487 shares Expires 2028-11-28 F2 · derivative.exercise_date: One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 20:29 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantCommon Stock | 1,549 | $37.06 | $57,405.94 |
DisclosureSEC source: 0001707463-18-000006 · wf-form4_154360972492348.xml · nonDerivative · entry 2 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,858 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 18:35 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 182 | $37.01 | $6,735.82 |
DisclosureSEC source: 0001707463-18-000004 · wf-form4_154273893739089.xml · nonDerivative · entry 1 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,309 F1 · balance_after: Includes 59 shares issued for payment of dividends under the Northrim BanCorp, Inc. Stock Option Plan. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 18:10 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | SaleCommon Stock | 520 | $38.60 | $20,072.00 |
DisclosureSEC source: 0001707463-18-000002 · wf-form4_152891343290054.xml · nonDerivative · entry 1 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,432 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:20 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 305 | $34.25 | $10,446.25 |
DisclosureSEC source: 0001707463-17-000006 · wf-form4_151121644161137.xml · nonDerivative · entry 1 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,952 F1 · balance_after: Includes 90 shares issued for payment of dividends under the Northrim BanCorp, Inc. Stock Option Plan. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 19:39 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantNso Employee Stock Option (Right to Buy) · Derivative | 2,553 | $0.00 Strike: $33.30 | $0.00 |
DisclosureSEC source: 0001707463-17-000004 · wf-form4_151094756997050.xml · derivative · entry 3 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 Underlying: Common Stock · 2,553 shares Expires 2027-11-15 F2 · derivative.exercise_date: One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 19:39 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantCommon Stock | 1,542 | $33.30 | $51,348.60 |
DisclosureSEC source: 0001707463-17-000004 · wf-form4_151094756997050.xml · nonDerivative · entry 2 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Read SEC document |
| March 16, 2017 Filed Nov 17, 2017 19:39 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | OtherCommon Stock | 38 | $28.55 | $1,084.90 |
DisclosureSEC source: 0001707463-17-000004 · wf-form4_151094756997050.xml · nonDerivative · entry 1 MARTIN MICHAEL A · CIK 0001707463 · EVP, Gen Counsel & Corp Sec 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(K) Disclosed balance after: 155 F1 · kind: As adjusted for dividends. Acquisition represents investment of employer year-end 2016 contribution under the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.