person · Reporting owner
DONALD JAMES MAITLAND
Disclosed activity across 2 companies
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCLGI · Entity 6181 | PM of LGI | December 03, 2019 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Report date December 03, 2019 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,791 |
Reported balance
After 2019-12-03 transaction · row 1
1 source rowRow 1 · 2019-12-03 · Other · Acquired 494 · Balance 14,791 F1: In the merger of Lazard World Dividend & Income Fund, Inc. ("LOR") with and into LGI, the outstanding shares of LOR common stock were converted into shares of LGI common stock, based on the net asset value of each of LOR and LGI as of the close of business on December 3, 2019. The net asset value per share of LGI common stock as of the close of business on December 3, 2019 was $17.48. The 494 shares reported as acquired in Table I represent shares of LGI common stock resulting from the conversion of LOR common stock that had been beneficially owned by Mr. Donald. |
Filing footnotes · ownership attribution and instrument terms
F1: In the merger of Lazard World Dividend & Income Fund, Inc. ("LOR") with and into LGI, the outstanding shares of LOR common stock were converted into shares of LGI common stock, based on the net asset value of each of LOR and LGI as of the close of business on December 3, 2019. The net asset value per share of LGI common stock as of the close of business on December 3, 2019 was $17.48. The 494 shares reported as acquired in Table I represent shares of LGI common stock resulting from the conversion of LOR common stock that had been beneficially owned by Mr. Donald.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lazard World Dividend & Income Fund, Inc.
Report date December 03, 2019 · Filed March 04, 2021
Section 16 reporting ended · disclosed 2021-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-03 transaction · row 1
1 source rowRow 1 · 2019-12-03 · Other · Disposed 800 · Balance 0 F1: In the merger of LOR with and into Lazard Global Total Return and Income Fund, Inc. ("LGI"), the outstanding shares of LOR common stock were converted into shares of LGI common stock, based on the net asset value of each of LOR and LGI as of the close of business on December 3, 2019. The 800 shares reported as disposed of in Table I represent shares of LOR common stock that had been beneficially owned by Mr. Donald, and the aggregate net asset value of the shares of LGI common stock received therefor was, as of the close of business on December 3, 2019, approximately $8,635.12. |
Filing footnotes · ownership attribution and instrument terms
F1: In the merger of LOR with and into Lazard Global Total Return and Income Fund, Inc. ("LGI"), the outstanding shares of LOR common stock were converted into shares of LGI common stock, based on the net asset value of each of LOR and LGI as of the close of business on December 3, 2019. The 800 shares reported as disposed of in Table I represent shares of LOR common stock that had been beneficially owned by Mr. Donald, and the aggregate net asset value of the shares of LGI common stock received therefor was, as of the close of business on December 3, 2019, approximately $8,635.12.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2019 Filed Mar 4, 2021 13:36 UTC | Lazard World Dividend & Income Fund, Inc. LOR · Entity 141791 | OtherCommon Stock | 800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-002370 · form4.xml · nonDerivative · entry 1 DONALD JAMES MAITLAND · CIK 0001288228 · PM of LOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In the merger of LOR with and into Lazard Global Total Return and Income Fund, Inc. ("LGI"), the outstanding shares of LOR common stock were converted into shares of LGI common stock, based on the net asset value of each of LOR and LGI as of the close of business on December 3, 2019. The 800 shares reported as disposed of in Table I represent shares of LOR common stock that had been beneficially owned by Mr. Donald, and the aggregate net asset value of the shares of LGI common stock received therefor was, as of the close of business on December 3, 2019, approximately $8,635.12. Read SEC document |
| December 03, 2019 Filed Mar 4, 2021 13:35 UTC | LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC LGI · Entity 6181 | OtherCommon Stock | 494 | $17.48 | $8,635.12 |
DisclosureSEC source: 0001062993-21-002368 · form4.xml · nonDerivative · entry 1 DONALD JAMES MAITLAND · CIK 0001288228 · PM of LGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,791 F1 · price: In the merger of Lazard World Dividend & Income Fund, Inc. ("LOR") with and into LGI, the outstanding shares of LOR common stock were converted into shares of LGI common stock, based on the net asset value of each of LOR and LGI as of the close of business on December 3, 2019. The net asset value per share of LGI common stock as of the close of business on December 3, 2019 was $17.48. The 494 shares reported as acquired in Table I represent shares of LGI common stock resulting from the conversion of LOR common stock that had been beneficially owned by Mr. Donald. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.