person · Reporting owner

EMERSON RICHARD P

Disclosed activity across 4 companies

Tapewire entity: 14175
SEC CIK: 0001193103

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Apollo Global Management, Inc.APO · Entity 2956	Director	January 01, 2022	January 03, 2022
Pendrell CorpPCOA · Entity 169270	Director	October 01, 2017	January 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apollo Global Management, Inc.

Report date January 01, 2022 · Filed January 03, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,538	Reported balance After 2022-01-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2022-01-01 · Grant · Acquired 10,538 · Balance 10,538 F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2) F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc. F3: Represents restricted stock units ("RSUs"). RSUs represent the right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2)

F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc.

F3: Represents restricted stock units ("RSUs"). RSUs represent the right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

Pendrell Corp

Report date October 01, 2017 · Filed January 03, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	258	Reported balance After 2018-01-01 transaction · row 1 1 source row Row 1 · 2018-01-01 · Grant · Acquired 15 · Balance 258 F1: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $687.00 · Expires 2027-10-01	Direct	60	Reported balance After 2017-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-10-01 · Grant · Acquired 60 · Balance 60 F2: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017.

F2: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apollo Asset Management, Inc.

Report date January 01, 2022 · Filed January 03, 2022

Section 16 reporting ended · disclosed 2022-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2022-01-01 transaction · row 1 1 source row Row 1 · 2022-01-01 · Disposition to issuer · Disposed 10,538 · Balance 0 F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2) F2: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. F3: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

Filing footnotes · ownership attribution and instrument terms

F3: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F4: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

MICROSOFT CORP

Report date June 30, 2003 · Filed July 24, 2003

Section 16 reporting ended · disclosed 2003-07-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,030	Reported balance After 1988-08-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 1988-08-08 · Other · Acquired 0 · Balance 3,030 F1: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F2: There has been no transaction in the indirect holdings for this reporting person. F3: Includes 948 shares purchased on December 31, 2002 (adjusted to reflect a 2-for-1 stock split effective February 14, 2003) and 930 shares purchased on June 30, 2003 under the Microsoft employee stock purchase plan. This total represents shares owned as of June 30, 2003.

Filing footnotes · ownership attribution and instrument terms

F1: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.

F2: There has been no transaction in the indirect holdings for this reporting person.

F3: Includes 948 shares purchased on December 31, 2002 (adjusted to reflect a 2-for-1 stock split effective February 14, 2003) and 930 shares purchased on June 30, 2003 under the Microsoft employee stock purchase plan. This total represents shares owned as of June 30, 2003.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 01, 2022 Filed Jan 3, 2022 22:24 UTC	Apollo Asset Management, Inc. AAM · Entity 123302	Disposition to issuerClass A Common Stock	10,538	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-22-000049 · es210213060_4-aamemerson.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2) F2 · shares: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. F3 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. F1 · price: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2) F2 · price: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. F4 · price: As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33. Read SEC document
January 01, 2022 Filed Jan 3, 2022 21:03 UTC	Apollo Global Management, Inc. APO · Entity 2956	GrantCommon Stock	10,538	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-22-000134 · es210213069_4-agmemerson.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,538 F1 · shares: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2) F2 · shares: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc. F1 · price: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Con't in FN2) F2 · price: (Con't from FN1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) each common share (other than common shares held by AHL as treasury shares or by a subsidiary of AGM or AHL) or other equity interest of AHL was converted into the right to receive 1.149 shares of common stock or equivalent equity interest of Holdings, (c) AGM was renamed Apollo Asset Management, Inc. and (d) Holdings was renamed Apollo Global Management, Inc. F3 · balance_after: Represents restricted stock units ("RSUs"). RSUs represent the right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc. Read SEC document
May 26, 2021 Filed May 26, 2021 20:03 UTC	Apollo Asset Management, Inc. APO · Entity 123302	GrantClass A Common Stock	10,538	$0.00	$0.00	Disclosure SEC source: 0001209191-21-035901 · doc4.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,538 F1 · balance_after: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. Read SEC document
January 01, 2018 Filed Jan 3, 2018 17:15 UTC	Pendrell Corp PCOA · Entity 169270	GrantClass A Common Stock	15	$575.00	$8,625.00	Disclosure SEC source: 0001209191-18-001109 · doc4.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258 F1 · shares: Represents shares issued to the Reporting Person as compensation for board service provided for the quarter ended December 31, 2017. Read SEC document
October 01, 2017 Filed Oct 3, 2017 16:53 UTC	Pendrell Corp PCO · Entity 169270	GrantClass A Common Stock	1,281	$6.83	$8,749.23	Disclosure SEC source: 0001209191-17-055205 · doc4.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,349 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2017. Read SEC document
October 01, 2017 Filed Jan 3, 2018 17:15 UTC	Pendrell Corp PCOA · Entity 169270	GrantStock Option (Right to Buy) · Derivative	60	$0.00 Strike: $687.00	$0.00	Disclosure SEC source: 0001209191-18-001109 · doc4.xml · derivative · entry 2 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60 Underlying: Class A Common Stock · 60 shares Expires 2027-10-01 F2 · security: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. Read SEC document
July 01, 2017 Filed Jul 5, 2017 18:00 UTC	Pendrell Corp PCO · Entity 169270	GrantClass A Common Stock	1,210	$7.23	$8,748.30	Disclosure SEC source: 0001209191-17-043525 · doc4.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,068 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended June 30, 2017. Read SEC document
April 01, 2017 Filed Apr 4, 2017 17:11 UTC	Pendrell Corp PCO · Entity 169270	GrantClass A Common Stock	1,346	$6.50	$8,749.00	Disclosure SEC source: 0001209191-17-025058 · doc4.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,858 F1 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended March 31, 2017. Read SEC document
January 01, 2017 Filed Jan 4, 2017 15:22 UTC	Pendrell Corp PCO · Entity 169270	GrantClass A Common Stock	1,296	$6.75	$8,748.00	Disclosure SEC source: 0001209191-17-000755 · doc4.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,512 F1 · security: The number of shares and price per share reported in this Form 4 reflect the issuer's 1-for-10 reverse stock split of its Class A common stock that became effective at 5:00 Pacific time on September 30, 2016. F2 · shares: Represents shares issued to the reporting person as compensation for board service provided for the quarter ended December 31, 2016. F1 · price: The number of shares and price per share reported in this Form 4 reflect the issuer's 1-for-10 reverse stock split of its Class A common stock that became effective at 5:00 Pacific time on September 30, 2016. Read SEC document
October 01, 2016 Filed Oct 4, 2016 16:53 UTC	Pendrell Corp PCO · Entity 169270	GrantStock Option (Right to Buy) · Derivative	60,000	$0.00 Strike: $0.69	$0.00	Disclosure SEC source: 0001209191-16-144385 · doc4.xml · derivative · entry 2 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Class A Common Stock · 60,000 shares Expires 2026-10-01 F1 · security: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. F3 · security: Stock options granted under the Pendrell Corporation 2012 Equity Incentive Plan and pursuant to the Issuer's Board Compensation Policy. Read SEC document
October 01, 2016 Filed Oct 4, 2016 16:53 UTC	Pendrell Corp PCO · Entity 169270	GrantClass A Common Stock	12,771	$0.69	$8,749.41	Disclosure SEC source: 0001209191-16-144385 · doc4.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,163 F1 · security: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. F2 · shares: Represents pre-reverse split shares issued to the reporting person as compensation for board service provided for the quarter ended September 30, 2016. F1 · price: The number of shares and price per share reported do not reflect the issuer's 1-for-10 reverse stock split of its Class A and Class B common stock that became effective at 5:00 Pacific time on September 30, 2016. Read SEC document
August 08, 1988 Filed Jul 24, 2003 19:16 UTC	MICROSOFT CORP MSFT · Entity 1016	OtherCommon Stock	0	$0.00	$0.00	Disclosure SEC source: 0001193103-03-000003 · edgar.xml · nonDerivative · entry 1 EMERSON RICHARD P · CIK 0001193103 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 F1 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F2 · kind: There has been no transaction in the indirect holdings for this reporting person. F3 · balance_after: Includes 948 shares purchased on December 31, 2002 (adjusted to reflect a 2-for-1 stock split effective February 14, 2003) and 930 shares purchased on June 30, 2003 under the Microsoft employee stock purchase plan. This total represents shares owned as of June 30, 2003. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.