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person · Reporting owner

Graziosi David S.

Disclosed activity across 1 company

Tapewire entity
14168
SEC CIK
0001543492

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allison Transmission Holdings IncALSN · Entity 246Director · Chair, President and CEOAugust 31, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allison Transmission Holdings Inc

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect799 Reported balance After 2026-08-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-31 · Grant · Acquired 131 · Balance 799

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2016 Filed Dec 2, 2016 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionEmplolyee Stock Option (right to buy) · Derivative 8,496 $0.00 Strike: $12.66 $0.00
Disclosure

SEC source: 0001411207-16-000426 · edgar.xml · derivative · entry 6

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,496 shares

Expires 2017-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 SaleCommon Stock 26,969 $33.42 $901,406.46
Disclosure

SEC source: 0001411207-16-000426 · edgar.xml · nonDerivative · entry 4

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,861

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $33.2500 to $33.6300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2016 Filed Dec 2, 2016 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 18,473 $16.88 $311,824.24
Disclosure

SEC source: 0001411207-16-000426 · edgar.xml · nonDerivative · entry 3

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 8,496 $12.66 $107,559.36
Disclosure

SEC source: 0001411207-16-000426 · edgar.xml · nonDerivative · entry 2

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Tax withholdingCommon Stock 4,579 $33.72 $154,403.88
Disclosure

SEC source: 0001411207-16-000426 · edgar.xml · nonDerivative · entry 1

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,861

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligations upon vesting of shares of restricted stock granted on February 18, 2014.

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November 30, 2016 Filed Dec 2, 2016 21:15 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 63 $0.00 Strike: $33.17 $0.00
Disclosure

SEC source: 0001411207-16-000426 · edgar.xml · derivative · entry 5

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Stock · 63 shares

Expires not disclosed

F4 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F4 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F4 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:14 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001411207-16-000377 · edgar.xml · derivative · entry 1

Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229

Underlying: Common Stock · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.