Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allison Transmission Holdings IncALSN · Entity 246 | Director · Chair, President and CEO | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allison Transmission Holdings Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 799 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 131 · Balance 799 F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2018 Filed Feb 21, 2018 20:48 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 6,367 | $39.32 | $250,350.44 |
DisclosureSEC source: 0001411207-18-000044 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,474 F1 · kind: Represents shares withheld to satisfy tax withholding obligations upon vesting of performance shares and shares of restricted stock. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 7,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000023 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,841 F1 · shares: On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 7,718 restricted shares. Earned restricted shares will vest on February 19, 2018. F2 · balance_after: The reporting person's beneficial ownership was overstated by 5,000 shares in prior filings dating back to December 2016. The amount of securities beneficially owned has been updated in this filing. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 46,200 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001411207-18-000008 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,200 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested on December 1, 2016. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 46,200 | $45.03 | $2,080,265.88 |
DisclosureSEC source: 0001411207-18-000008 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2017. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $45.0100 to $45.0800. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 46,200 | $30.23 | $1,396,626.00 |
DisclosureSEC source: 0001411207-18-000008 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 55,700 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · derivative · entry 9 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,700 shares Expires 2023-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 55,700 | $42.53 | $2,369,099.24 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · nonDerivative · entry 6 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2017. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.1500 to $42.7500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 9,345 shares of restricted stock that vest on February 19, 2018. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 55,700 | $23.58 | $1,313,406.00 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · nonDerivative · entry 5 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 9,345 shares of restricted stock that vest on February 19, 2018. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,300 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · derivative · entry 8 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,700 Underlying: Common Stock · 1,300 shares Expires 2023-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 1,300 | $42.03 | $54,635.88 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · nonDerivative · entry 4 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2017. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.0100 to $42.0500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 9,345 shares of restricted stock that vest on February 19, 2018. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,300 | $23.58 | $30,654.00 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 9,345 shares of restricted stock that vest on February 19, 2018. Read SEC document |
| December 12, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · derivative · entry 7 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,000 Underlying: Common Stock · 1,800 shares Expires 2023-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| December 12, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 1,800 | $42.04 | $75,668.94 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 22, 2017. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.0100 to $42.0900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 9,345 shares of restricted stock that vest on February 19, 2018. Read SEC document |
| December 12, 2017 Filed Dec 19, 2017 21:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,800 | $23.58 | $42,444.00 |
DisclosureSEC source: 0001411207-17-000238 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 9,345 shares of restricted stock that vest on February 19, 2018. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000223 · edgar.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042 Underlying: Common Stock · 173 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 39,264 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000187 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,264 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 39,264 | $37.23 | $1,461,889.03 |
DisclosureSEC source: 0001411207-17-000187 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $37.0000 to $37.5100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 20:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 39,264 | $16.88 | $662,776.32 |
DisclosureSEC source: 0001411207-17-000187 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:58 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000172 · edgar.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 Underlying: Common Stock · 203 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 19:47 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,736 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000137 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,264 Underlying: Common Stock · 10,736 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 19:47 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 10,736 | $39.91 | $428,453.36 |
DisclosureSEC source: 0001411207-17-000137 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $39.7500 to $40.0000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 19:47 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 10,736 | $16.88 | $181,223.68 |
DisclosureSEC source: 0001411207-17-000137 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000135 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 50,000 | $39.09 | $1,954,375.00 |
DisclosureSEC source: 0001411207-17-000135 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $39.0000 to $39.2400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 50,000 | $16.88 | $844,000.00 |
DisclosureSEC source: 0001411207-17-000135 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000120 · edgar.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666 Underlying: Common Stock · 183 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 23, 2017 Filed May 25, 2017 19:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000097 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| May 23, 2017 Filed May 25, 2017 19:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 50,000 | $38.19 | $1,909,515.00 |
DisclosureSEC source: 0001411207-17-000097 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $38.0000 to $38.3000. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 23, 2017 Filed May 25, 2017 19:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 50,000 | $16.88 | $844,000.00 |
DisclosureSEC source: 0001411207-17-000097 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 19:55 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000056 · edgar.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483 Underlying: Common Stock · 192 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:33 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 12,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000024 · edgar.xml · derivative · entry 2 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,836 Underlying: Common Stock · 12,836 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vest on February 22, 2020. F3 · derivative.expiration_date: The RSUs vest on February 22, 2020. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:33 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 25,672 | $0.00 Strike: $37.11 | $0.00 |
DisclosureSEC source: 0001411207-17-000024 · edgar.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,672 Underlying: Common Stock · 25,672 shares Expires 2027-02-21 F1 · derivative.exercise_date: The option vests on February 22, 2020. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000010 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 150,000 | $37.62 | $5,643,390.00 |
DisclosureSEC source: 0001411207-17-000010 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $37.5000 to $37.8100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 01:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 150,000 | $16.88 | $2,532,000.00 |
DisclosureSEC source: 0001411207-17-000010 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:09 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 4,738 | $34.98 | $165,735.24 |
DisclosureSEC source: 0001411207-17-000004 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,123 F1 · kind: Represents the withholding of restriced stock to satisfy tax withholding obligations upon vesting. On April 15, 2014, the reporting person received a grant of 50,000 shares of restricted stock, which vested as follows: 17,500 shares on January 31, 2015, 17,500 shares on January 31, 2016 and 15,000 shares on January 31, 2017. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,786 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-17-000002 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 2,786 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 2,786 | $35.00 | $97,510.00 |
DisclosureSEC source: 0001411207-17-000002 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,861 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,786 | $16.88 | $47,027.68 |
DisclosureSEC source: 0001411207-17-000002 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 20:59 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000448 · edgar.xml · derivative · entry 1 Graziosi David S. · CIK 0001543492 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F2 · derivative.exercise_date: The RSUs vest on May 31, 2018. F2 · derivative.expiration_date: The RSUs vest on May 31, 2018. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,400 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-16-000445 · edgar.xml · derivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,786 Underlying: Common Stock · 1,400 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 1,400 | $35.03 | $49,045.92 |
DisclosureSEC source: 0001411207-16-000445 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,861 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.0100 to $35.0400. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,400 | $16.88 | $23,632.00 |
DisclosureSEC source: 0001411207-16-000445 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,038 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · derivative · entry 6 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,186 Underlying: Common Stock · 100,038 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 100,038 | $35.04 | $3,505,501.58 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · nonDerivative · entry 4 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,861 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.0000 to $35.1900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 100,038 | $16.88 | $1,688,641.44 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · nonDerivative · entry 3 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,776 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · derivative · entry 5 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,224 Underlying: Common Stock · 20,776 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 20,776 | $35.02 | $727,513.19 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · nonDerivative · entry 2 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,861 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $35.0000 to $35.0600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 20,776 | $16.88 | $350,698.88 |
DisclosureSEC source: 0001411207-16-000443 · edgar.xml · nonDerivative · entry 1 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:15 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,473 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001411207-16-000426 · edgar.xml · derivative · entry 7 Graziosi David S. · CIK 0001543492 · President, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 18,473 shares Expires 2017-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 13, 2008. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.