Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCAMBC · Entity 6308 | Senior Managing Director | March 08, 2021 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date March 08, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,787 |
Reported balance
After 2021-03-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-08 · Grant · Acquired 9,882 · Balance 14,787 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc. F2: On March 8, 2021 the reporting person received a grant of 9,882 RSUs as part of their 2021 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing March 8, 2022, March 8, 2023, and March 8, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Ambac Financial Group, Inc.
F2: On March 8, 2021 the reporting person received a grant of 9,882 RSUs as part of their 2021 Long Term Incentive Plan award. The RSUs will vest in three equal installments commencing March 8, 2022, March 8, 2023, and March 8, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2018 Filed Mar 6, 2018 22:56 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000040 · wf-form4_152037695815412.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the aggregate amount of deferred stock units ("DSUs") that were converted into shares of common stock of Ambac Financial Group, Inc. (the "Company") upon settlement of a portion of the reporting person's 2016 and 2017 Short Term Incentive award. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 2,207 | $15.72 | $34,694.04 |
DisclosureSEC source: 0000874501-18-000033 · wf-form4_151985628342834.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 F2 · shares: As part of this vesting and settlement, 2,207 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:18 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 4,271 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000033 · wf-form4_151985628342834.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,697 F1 · shares: The reporting person acquired 4,271 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2015 Long Term Incentive Plan award, which had a three year performance period and vested on February 26, 2018. F1 · price: The reporting person acquired 4,271 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2015 Long Term Incentive Plan award, which had a three year performance period and vested on February 26, 2018. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,399 | $17.18 | $24,034.82 |
DisclosureSEC source: 0000874501-17-000070 · wf-form4_149496859517693.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,426 F2 · shares: As part of this vesting and settlement, the Company withheld 1,399 shares of common stock to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:03 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 2,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000070 · wf-form4_149496859517693.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,825 F1 · shares: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 2,979 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 106 | $22.35 | $2,369.10 |
DisclosureSEC source: 0000874501-17-000028 · wf-form4_148883622480814.xml · derivative · entry 4 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,411 Underlying: Common Stock · 106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 106 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 106 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 2,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000028 · wf-form4_148883622480814.xml · derivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517 Underlying: Common Stock · 2,517 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 106 | $22.35 | $2,369.10 |
DisclosureSEC source: 0000874501-17-000028 · wf-form4_148883622480814.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 F1 · security: On March 2, 2017, the Grant Date, 106 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:37 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 106 | $22.35 | $2,369.10 |
DisclosureSEC source: 0000874501-17-000028 · wf-form4_148883622480814.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 2, 2017, the Grant Date, 106 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:14 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionRestricted Stock Units · Derivative | 2,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-16-000301 · wf-form4_148235487326812.xml · derivative · entry 3 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F1 · price: On December 20, 2016, there were 2,337 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F1 · derivative.exercise_date: On December 20, 2016, there were 2,337 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. F1 · derivative.expiration_date: On December 20, 2016, there were 2,337 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:14 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 1,042 | $22.07 | $22,996.94 |
DisclosureSEC source: 0000874501-16-000301 · wf-form4_148235487326812.xml · nonDerivative · entry 2 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:14 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 2,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-16-000301 · wf-form4_148235487326812.xml · nonDerivative · entry 1 REILLY MICHAEL FRANCIS · CIK 0001562285 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 20, 2016, there were 2,337 restricted stock units ("RSUs") that settled, and were converted into shares of common stock of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.