Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PEGASYSTEMS INCPEGA · Entity 309 | SVP, Global Customer Success | March 05, 2021 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PEGASYSTEMS INC
Report date March 05, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 42,268 |
Reported balance
After 2021-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-05 · Exercise / conversion · Acquired 362 · Balance 42,268 F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,110 |
Reported balance
After 2021-03-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-03-05 · Tax withholding · Disposed 158 · Balance 42,110 |
| Common stockSEC Table I · non-derivative | Direct | 42,442 |
Reported balance
After 2021-03-08 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2021-03-08 · Exercise / conversion · Acquired 332 · Balance 42,442 F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,297 |
Reported balance
After 2021-03-08 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2021-03-08 · Tax withholding · Disposed 145 · Balance 42,297 |
| Common stockSEC Table I · non-derivative | Direct | 42,850 |
Reported balance
After 2021-03-09 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2021-03-09 · Exercise / conversion · Acquired 553 · Balance 42,850 F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
| Common stockSEC Table I · non-derivative | Direct | 42,608 |
Reported balance
After 2021-03-09 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2021-03-09 · Tax withholding · Disposed 242 · Balance 42,608 F4: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,899 |
Reported balance
After 2021-03-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-05 · Exercise / conversion · Disposed 362 · Balance 2,899 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,981 |
Reported balance
After 2021-03-08 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-08 · Exercise / conversion · Disposed 332 · Balance 3,981 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-09 · Exercise / conversion · Disposed 553 · Balance 0 F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6: Once vested, shares of common stock are not subject to expiration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a 5% vesting on March 5, 2021. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F2: Represents a 5% vesting on March 6, 2021, with a release date on March 8, 2021, the first business day following the vesting. The original grant was 6,635 restricted stock units, with 20% vesting on March 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F3: Represents a 5% vesting on March 9, 2021. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
F4: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
F5: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
F6: Once vested, shares of common stock are not subject to expiration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2019 Filed Nov 13, 2019 21:18 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 14,938 | $16.02 | $239,306.76 |
DisclosureSEC source: 0001209191-19-056343 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:22 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049159 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,314 Underlying: Common Stock · 552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 5% vesting on September 9, 2019. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:22 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 246 | $71.58 | $17,608.68 |
DisclosureSEC source: 0001209191-19-049159 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,207 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 20:22 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049159 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on September 9, 2019. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · derivative · entry 9 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,073 Underlying: Common Stock · 362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3 · shares: Represents 5% vesting on September 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 161 | $70.16 | $11,295.76 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,901 F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents 5% vesting on September 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,694 Underlying: Common Stock · 369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2 · shares: Represents 5% vesting on September 2, 2019, with a release date of September 3, 2019, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 557 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115 Underlying: Common Stock · 557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 5% vesting on September 2, 2019, with a release date of September 3, 2019, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 165 | $70.15 | $11,574.75 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,700 Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 5% vesting on September 2, 2019, with a release date of September 3, 2019, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 248 | $70.15 | $17,397.20 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,496 Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:49 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048557 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on September 2, 2019, with a release date of September 3, 2019, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 3,736 | $0.00 Strike: $18.02 | $0.00 |
DisclosureSEC source: 0001209191-19-037393 · doc4.xml · derivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,736 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options vested 20% on March 1, 2011, with the remaining 80% vesting in equal quarterly installments over the next four years. F5 · derivative.underlying_shares: The grant of stock options was previously reported as 1,868, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 1,609 | $71.40 | $114,882.60 |
DisclosureSEC source: 0001209191-19-037393 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,187 F2 · price: Represents the weighted average of the sale prices, ranging from $71.37 to $71.42. The individual has provided the Company, and undertakes to provide the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 2,127 | $71.60 | $152,293.20 |
DisclosureSEC source: 0001209191-19-037393 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,796 F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by the Company withholding shares of equal value. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:27 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 3,736 | $18.02 | $67,322.72 |
DisclosureSEC source: 0001209191-19-037393 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:04 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036433 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 Underlying: Common Stock · 552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 5% vesting on June 9, 2019, with a release date of June 10, 2019, the first business day following the vesting. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:04 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 163 | $70.63 | $11,512.69 |
DisclosureSEC source: 0001209191-19-036433 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,187 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:04 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036433 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on June 9, 2019, with a release date of June 10, 2019, the first business day following the vesting. The original grant was 11,045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · derivative · entry 9 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,435 Underlying: Common Stock · 362 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F3 · shares: Represents 5% vesting on June 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 107 | $69.91 | $7,480.37 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,798 F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents 5% vesting on June 5, 2019. The original grant was 7,246 restricted stock units, with 20% vesting on March 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,063 Underlying: Common Stock · 370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F2 · shares: Represents 5% vesting on June 2, 2019, with a release date of June 3, 2019, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 557 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,672 Underlying: Common Stock · 557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 5% vesting on June 2, 2019, with a release date of June 3, 2019, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F6 · derivative.expiration_date: Once vested, shares of common stock are not subject to expiration. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 109 | $72.14 | $7,863.26 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,543 Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 5% vesting on June 2, 2019, with a release date of June 3, 2019, the first business day following the vesting. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 165 | $72.14 | $11,903.10 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,282 Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 21:08 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034806 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on June 2, 2019, with a release date of June 3, 2019, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:25 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionStock Options · Derivative | 6,390 | $0.00 Strike: $16.15 | $0.00 |
DisclosureSEC source: 0001209191-19-031464 · doc4.xml · derivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,390 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The grant of stock options was previously reported as 3,195, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014. F5 · derivative.exercise_date: Options vested 20% on December 15, 2010, with the remaining 80% vesting in equal quarterly amounts. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:25 UTC | PEGASYSTEMS INC PEGA · Entity 309 | SaleCommon Stock | 3,498 | $72.02 | $251,925.96 |
DisclosureSEC source: 0001209191-19-031464 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,890 F2 · price: Represents the weighted average of the sale prices on May 1, 2019, ranging from $72.00 to $72.05. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:25 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 2,892 | $72.11 | $208,542.12 |
DisclosureSEC source: 0001209191-19-031464 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,388 F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value. Read SEC document |
| May 16, 2019 Filed May 20, 2019 21:25 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 6,390 | $16.15 | $103,198.50 |
DisclosureSEC source: 0001209191-19-031464 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:58 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 533 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018857 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,418 Underlying: Common Stock · 553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 5% vesting on March 9, 2019, with a release date of March 11, 2019, the first business day following the vesting. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:58 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 163 | $64.01 | $10,433.63 |
DisclosureSEC source: 0001209191-19-018857 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,890 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:58 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 553 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018857 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on March 9, 2019, with a release date of March 11, 2019, the first business day following the vesting. The original grant was 11045 restricted stock units, with 20% vesting on March 9, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018194 · doc4.xml · derivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F1 · shares: Represents 5% vesting on March 7, 2019. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 149 | $64.35 | $9,588.15 |
DisclosureSEC source: 0001209191-19-018194 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018194 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on March 7, 2019. The original grant was 10,054 restricted stock units, with 20% vesting on March 7, 2015, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantStock Options · Derivative | 22,595 | $0.00 Strike: $64.35 | $0.00 |
DisclosureSEC source: 0001209191-19-018194 · doc4.xml · derivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,595 Underlying: Common Stock · 22,595 shares Expires 2029-03-06 F6 · shares: Options will vest 20% on March 6, 2020, with the remaining 80% vesting in equal quarterly installments over the remaining four years. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:12 UTC | PEGASYSTEMS INC PEGA · Entity 309 | GrantRestricted Stock Units · Derivative | 6,635 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018194 · doc4.xml · derivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,635 Underlying: Common Stock · 6,635 shares Expires not disclosed F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F4 · shares: RSUs will vest 20% on March 6, 2020, with the remaining 80% vesting in equal quarterly installments over the remaining four years. F5 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 1,449 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · derivative · entry 9 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,797 Underlying: Common Stock · 1,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 424 | $64.84 | $27,492.16 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · nonDerivative · entry 6 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,145 F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 1,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · nonDerivative · entry 5 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents 20% vesting on March 5, 2019. The original grant was 7246 restricted stock units, and the remaining 80% will vest in equal quarterly installments over the remaining 4 years. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 369 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · derivative · entry 8 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,433 Underlying: Common Stock · 369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionRestricted Stock Units · Derivative | 558 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · derivative · entry 7 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,229 Underlying: Common Stock · 558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 106 | $66.32 | $7,029.92 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · nonDerivative · entry 4 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,120 Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · nonDerivative · entry 3 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 5% vesting on March 2, 2019, with a release date of March 4, 2019, the first business day following the vesting. The original grant was 7387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Tax withholdingCommon Stock | 177 | $66.32 | $11,738.64 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · nonDerivative · entry 2 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,857 Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 22:46 UTC | PEGASYSTEMS INC PEGA · Entity 309 | Exercise / conversionCommon Stock | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017471 · doc4.xml · nonDerivative · entry 1 KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 5% vesting on March 2, 2019, with a release date of March 4, 2019, the first business day following the vesting. The original grant was 11,145 restricted stock units, with 20% vesting on March 2, 2016, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.